N-1a-el-a Sample Contracts
DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of this _____ day of ____________, 1997 (the "Agreement") by and between The Potomac Funds, a ______________business trust (the "Company") and First Data Distributors, Inc. (the "Distributor"), a...Distribution Agreement • September 18th, 1997 • Potomac Funds • Massachusetts
SUB-ADVISORY AGREEMENT THIS AGREEMENT dated as of October 14, 1996, by and between OppenheimerFunds, Inc. ("OFI"), a registered investment adviser and Oppenheimer Real Asset Management, Inc. ("ORAMI"), a registered investment adviser and a registered...Sub-Advisory Agreement • February 5th, 1997 • Oppenheimer Real Asset Fund
BUILDERS PROLOAN FUND, INC. MANAGEMENT AGREEMENT Agreement made as of this ___ day of ________, 1997 between Builders ProLoan Fund, Inc., a Maryland corporation (the "Fund"), and Capital Mortgage Management, Inc. (the "Manager"), a Delaware...Management Agreement • September 12th, 1997 • Builders Proloan Fund Inc • Missouri
KOPP FUNDS, INC. SUBSCRIPTION AGREEMENT To the Board of Directors of Kopp Funds, Inc.: The undersigned purchaser (the "Purchaser") hereby subscribes to the number of Class I shares (the "Shares") of common stock of Kopp Funds, Inc. (the "Company") as...Subscription Agreement • September 16th, 1997 • Kopp Funds Inc
The undersigned purchaser (the "Purchaser") hereby subscribes to the number of Class I shares (the "Shares") of common stock of Kopp Funds, Inc. (the "Company") as follows:
Exhibit 5.1Investment Advisory Agreement • September 25th, 1997 • Phoenix Equity Series Fund • Connecticut
1 EXHIBIT 9(c) ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this 1st day of November, 1997, by and between ______________________________, a Massachusetts business trust (the "Company"), and BISYS FUND SERVICES LIMITED PARTNERSHIP, d/b/a...Administration Agreement • October 3rd, 1997 • Sanwa Mutual Funds Group • Ohio
UNDERWRITING AGREEMENT ThisAgreement, dated as of the _______ day of _______, 1997, made by and between Metropolitan West Funds, (the "Trust") a Delaware business trust operating as an open end management investment company registered under the...Underwriting Agreement • March 28th, 1997 • Metropolitan West Funds • California
1 Exhibit 9 TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 12th, 1997 • Builders Proloan Fund Inc • Massachusetts
1 Exhibit 13 Purchase Agreement The undersigned, PAX WORLD GROWTH FUND, INC. (the "Fund"), an open-end, diversified management investment company and a Delaware corporation, and PAX WORLD MANAGEMENT CORP., a Delaware corporation (the "Adviser"),...Purchase Agreement • May 27th, 1997 • Pax World Growth Fund Inc
EXHIBIT (6)(c) -------------- Form of Operating Agreement between Transamerica Investors, Inc. and Charles Schwab & Co. CHARLES SCHWAB Mutual Fund Marketplace(R) OPERATING AGREEMENT This Agreement is made as of __________, 199__, between Charles...Operating Agreement • November 17th, 1995 • Transamerica Investors Inc • California
INVESTMENT ADVISORY AGREEMENT FLEMING CAPITAL MUTUAL FUND GROUP, INC. AGREEMENT made this _____ day of ______, 1997, by and between Fleming Capital Mutual Fund Group, Inc., a Maryland corporation (the "Corporation"), and Robert Fleming, Inc. (the...Investment Advisory Agreement • September 30th, 1997 • Fleming Capital Mutual Fund Group Inc • Maryland
SERVICES AGREEMENT AGREEMENT made as of the 17th day of April, 1995 by and between Dean Witter InterCapital Inc., a Delaware corporation (herein referred to as "InterCapital"), and Dean Witter Services Company Inc., a Delaware corporation (herein...Services Agreement • December 24th, 1996 • Dean Witter Financial Services Trust • New York
DISTRIBUTION AGREEMENT This Agreement, made as of the ____ day of _________ between Fleming Capital Mutual Fund Group Inc., a Maryland corporation (the "Fund"), and the First Fund Distributors, Inc. (the "Distributor"), a ___________ corporation....Distribution Agreement • September 30th, 1997 • Fleming Capital Mutual Fund Group Inc • New York
CUSTODY AGREEMENT BETWEEN STAR BANK, N.A. AND FLEMING CAPITAL MUTUAL FUND GROUP, INC.Custody Agreement • September 30th, 1997 • Fleming Capital Mutual Fund Group Inc • Ohio
1 EXHIBIT 9(e) SERVICE AGREEMENTService Agreement • October 3rd, 1997 • Sanwa Mutual Funds Group • Ohio
EXHIBIT 9C ADMINISTRATIVE SERVICES AGREEMENT PFL LIFE INSURANCE COMPANY (the "Insurer") and the ATLAS INSURANCE TRUST (the "Trust") mutually agree to the arrangements set forth in this Agreement (the "Agreement") dated as of ____________, 1997....Administrative Services Agreement • August 1st, 1997 • Atlas Insurance Trust • Delaware
W I T N E S S E T H:Investment Management Agreement • September 23rd, 1997 • Deutsche Family of Funds Inc • New York
Agreement, made this 28th day of July, 1997, between the Deutsche Portfolios, a trust organized under New York law (the "Trust"), and Deutsche Fund Management, Inc., a Delaware corporation (the "Investment Manager"), registered as an investment adviser under the Investment Advisers Act of 1940 (the "Advisers Act").
EXHIBIT 8 FORM OF CUSTODIAN AGREEMENTCustodian Agreement • August 15th, 1997 • Isi Strategy Fund Inc • New York
ARTICLE I. DEFINITIONSFund Participation Agreement • May 19th, 1997 • Lazard Retirement Series Inc • New York
Exhibit 5(d) SUBADVISORY AGREEMENT Agreement, dated as of April , 1996 between Salomon Brothers Asset Management Inc, a Delaware Corporation (the "Investment Manager") and Salomon Brothers Asset Management Asia Pacific Limited (the "Subadviser"), a...Subadvisory Agreement • March 29th, 1996 • Salomon Brothers Institutional Series Funds Inc
CUSTODIAN CONTRACT Between TIAA-CREF MUTUAL FUNDS, TEACHERS ADVISORS, INC. and STATE STREET BANK AND TRUST COMPANYCustodian Contract • August 5th, 1997 • Tiaa Cref Mutual Fund • London
1 EXHIBIT 9(a) TRANSFER AGENCY AGREEMENT AGREEMENT made this 1st day of November, 1997, between ______________________ (the "Trust"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219, and...Transfer Agency Agreement • October 3rd, 1997 • Sanwa Mutual Funds Group • Ohio
The Agreement between T. Rowe Price Retirement Plan Services, Inc. and the Taxable Funds, dated January 1, 1995, as amended, should be inserted here.Agreement • October 25th, 1995 • Price T Rowe Corporate Income Fund Inc
PAGE 1 UNDERWRITING AGREEMENTUnderwriting Agreement • June 24th, 1997 • Price T Rowe Diversified Small Cap Growth Fund Inc
MANAGEMENT AGREEMENTManagement Agreement • November 24th, 1995 • Eai Select Managers Equity Fund • Connecticut
AMERICAN SKANDIA ADVISOR FUNDS, INC. SUB-ADVISORY AGREEMENT THIS AGREEMENT is between American Skandia Investment Services, Incorporated (the "Investment Manager") and American Century Investment Management, Inc. (the "Sub-Adviser"). W I T N E S S E T...Sub-Advisory Agreement • July 11th, 1997 • American Skandia Advisor Funds Inc • Connecticut
1 Exhibit 5 ADVISORY AGREEMENT AGREEMENT made as of the 16th day of January, 1997 between Rothschild International Asset Management Limited (the "Adviser"), and the International Currency Fund, a Delaware business trust (the "Trust"). WHEREAS, the...Advisory Agreement • February 4th, 1997 • Rothschild Five Arrows Currency Trust • England
INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT is made by and between AETNA LIFE INSURANCE AND ANNUITY COMPANY, a Connecticut corporation (the "Adviser") and PORTFOLIO PARTNERS, INC., a Maryland corporation (the "Company"), on behalf of each of its...Investment Advisory Agreement • August 19th, 1997 • Portfolio Partners Inc • Connecticut
ADMINISTRATION AGREEMENTAdministration Agreement • March 14th, 1997 • Providian Series Trust • Massachusetts
99.B9 AGENCY AGREEMENT AGREEMENT dated the ___ day of _____, 1997, by and between ZURICH YIELDWISE MONEY FUND, a Massachusetts business trust having its principal place of business at 222 South Riverside Plaza, Chicago, IL 60606 ("Fund"), and...Agency Agreement • March 28th, 1997 • Zurich Yieldwise Money Fund • Illinois
CUSTODY AGREEMENTCustody Agreement • March 29th, 1996 • Kemper Europe Fund • Missouri
POTOMAC FUNDS INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement is made as of September __, 1997, between the Potomac Funds (the "Trust"), a business trust organized under the laws of the Commonwealth of Massachusetts with its principal...Investment Advisory Agreement • September 18th, 1997 • Potomac Funds • Massachusetts
EX-99.B5(c)Investment Sub-Advisory Agreement • February 7th, 1997 • Mason Street Funds Inc • Wisconsin
EXHIBIT 1(B) AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST -------------------------------------------------------Agreement and Declaration of Trust • January 23rd, 1997 • Eq Advisors Trust • Delaware
1 EXHIBIT 5 INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of November __, 1997 between the Eureka Funds, a Massachusetts business trust (hereinafter called the "Trust"), and Sanwa Bank California, a state chartered bank with its principal office in...Investment Advisory Agreement • October 3rd, 1997 • Sanwa Mutual Funds Group • California