Sc-13e4 Sample Contracts
RECITALSDistribution Agreement • March 3rd, 1998 • Sierra Prime Income Fund
WITNESSETH:Sub-Advisory Agreement • May 19th, 1999 • Southern Africa Fund Inc • New York
CONFORMED COPY CREDIT AGREEMENTCredit Agreement • July 27th, 1999 • Gartner Group Inc • Services-management services • New York
EXHIBIT (2) FIRST SUPPLEMENTAL INDENTURE FIRST SUPPLEMENTAL INDENTURE, dated as of April 24, 1998 (this "First Supplemental Indenture"), among The St. Paul Companies, Inc., a Minnesota corporation, having its principal office at 385 Washington Street,...First Supplemental Indenture • May 15th, 1998 • Usf&g Corp • Fire, marine & casualty insurance • New York
2 3 (b) Upon execution of this Agreement and thereafter, Warrant Certificates representing the number of Warrants exchanged pursuant to the Exchange Offer shall be executed by the Company and delivered to the Warrant Agent. Upon written order of the...Warrant Agreement • February 26th, 1998 • Integrated Security Systems Inc • Communications equipment, nec • Delaware
RECITALSCredit Agreement • October 16th, 1998 • Ralcorp Holdings Inc /Mo • Grain mill products • Illinois
OPTION AGREEMENTOption Agreement • November 12th, 1999 • Tb Woods Corp • General industrial machinery & equipment, nec • New York
ADMINISTRATION AGREEMENT EXHIBIT (c) (2) Agreement made as of May 31, 1997 , between VAN KAMPEN AMERICAN CAPITAL PRIME RATE INCOME TRUST, a Massachusetts business trust (the "Fund"), and VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC., a Delaware...Administration Agreement • December 17th, 1998 • Van Kampen Prime Rate Income Trust • Massachusetts
ANDSupplemental Indenture • November 5th, 1997 • Rotech Medical Corp • Services-home health care services
FIRST AMENDMENT TO LOAN DOCUMENTS --------------------------------- This FIRST AMENDMENT TO LOAN DOCUMENTS ("Amendment") dated as of April 7, 1997 and effective as of April 1, 1997 is made by and among TB WOOD'S INCORPORATED, individually and as Agent...Loan Agreement • November 12th, 1999 • Tb Woods Corp • General industrial machinery & equipment, nec • Pennsylvania
BETWEENRevolving Credit Agreement • December 19th, 1996 • Van Kampen American Capital Prime Rate Income Trust • Illinois
EXHIBIT (C)(1) INVESTMENT ADVISORY AGREEMENT Investment Advisory Agreement executed as of February 14, 1996, between SIERRA PRIME INCOME FUND, a Massachusetts business trust (the "Trust") and SIERRA INVESTMENT ADVISORS CORPORATION, a California...Investment Advisory Agreement • March 3rd, 1998 • Sierra Prime Income Fund
3 4 extend the assignment, lien or security interest granted to the Lender under this Agreement and its priority.Security Agreement • March 30th, 1999 • Polk Audio Inc • Household audio & video equipment
EXHIBIT (c)(2) INVESTMENT MANAGEMENT AGREEMENT ------------------------------- The Southern Africa Fund, Inc. 1345 Avenue Of The Americas New York, New York 10105Investment Management Agreement • May 19th, 1999 • Southern Africa Fund Inc • Gibraltar
G. ARTHUR SEELBINDER 25 MIDDLE ROAD PALM BEACH, FLORIDA 33480 February 3, 1997Guaranty • August 12th, 1998 • Cooker Restaurant Corp /Oh/ • Retail-eating places
DATED AS OFCredit Agreement • October 23rd, 1998 • May & Speh Inc • Services-direct mail advertising services • Missouri
EXTENSION OF TERMINATION DATE AND AMENDMENT NO. 1 TO CREDIT AGREEMENTCredit Agreement • June 22nd, 1999 • Merrill Lynch Sr Float Rate Fd • New York
CREDIT AGREEMENT DATED AS OF JUNE 21, 1999 BETWEEN MERRILL LYNCH SENIOR FLOATING RATE FUND II, INC. AND THE BANK OF NEW YORK ------------------------ $25,000,000 ------------------------Credit Agreement • July 21st, 1999 • Merrill Lynch Senior Floating Rate Fund Ii Inc • New York
AMENDMENT NO. 1Credit Agreement • December 23rd, 1998 • Pep Boys Manny Moe & Jack • Retail-auto & home supply stores • New York
1 EXHIBIT B2 FIRST AMENDMENT TO CREDIT AGREEMENTCredit Agreement • February 17th, 1998 • Kirby Corp • Water transportation • Texas
ARTICLE I TENDER OFFER AND STOCK PURCHASEStockholder Agreement • October 29th, 1997 • Nutramax Products Inc /De/ • Pharmaceutical preparations • Delaware
ARTICLE ICommon Stock Purchase Agreement • April 14th, 1998 • Mississippi View Holding Co • Savings institution, federally chartered • Minnesota
ADMINISTRATION AGREEMENT EXHIBIT (c) (2) Agreement made as of May 31, 1997 , between VAN KAMPEN AMERICAN CAPITAL PRIME RATE INCOME TRUST, a Massachusetts business trust (the "Fund"), and VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC., a Delaware...Administration Agreement • September 17th, 1999 • Van Kampen Prime Rate Income Trust • Massachusetts
EXHIBIT 9(a)(2) HYBRIDON, INC. EXCHANGE AGREEMENT AND LETTER OF TRANSMITTAL TO TENDER AND TO ENTER INTO CERTAIN AGREEMENTS IN RESPECT OF ITS 9% CONVERTIBLE SUBORDINATED NOTES DUE 2004 IN EXCHANGE FOR ITS SERIES A PREFERRED STOCK AND EXCHANGE WARRANTS...Exchange Agreement • February 6th, 1998 • Hybridon Inc • Biological products, (no disgnostic substances) • New York
EXHIBIT (c)(1) STOCKHOLDERS' AGREEMENT STOCKHOLDERS' AGREEMENT, dated as of March 30, 1993 and effective upon the consummation of the Offerings (as defined herein) (the "Agreement"), by and among Chester C. Davenport, Slivy C. Edmonds, Georgetown...Stockholders' Agreement • August 19th, 1997 • Envirotest Systems Corp /De/ • Services-automotive repair, services & parking • New York
Exhibit (c)(3) SECOND SUPPLEMENTAL INDENTURE SECOND SUPPLEMENTAL INDENTURE, dated as of January 1, 1999 (this "Second Supplemental Indenture"), among St. Paul Fire and Marine Insurance Company ("F&M"), a Minnesota corporation and a wholly owned...Second Supplemental Indenture • February 5th, 1999 • St Paul Companies Inc /Mn/ • Fire, marine & casualty insurance • New York
TO FIRSTAR BANK, NATIONAL ASSOCIATION INDENTUREIndenture • December 23rd, 1999 • Chemed Capital Trust • Delaware
REVOLVING CREDIT AGREEMENT dated as of August 15, 1997Revolving Credit Agreement • August 19th, 1997 • Tele Communications Inc /Co/ • Telephone communications (no radiotelephone) • New York
LOAN AND SECURITY AGREEMENT DATED AS OF DECEMBER 8, 1995Loan and Security Agreement • December 11th, 1995 • Uniforce Temporary Personnel Inc • Services-help supply services • New York
ARTICLE I THE OFFER Section 1.1 The Offer............................................... 2 --------- Section 1.2 Company Action.......................................... 4 -------------- ARTICLE II STOCK PURCHASE AND SALEAgreement and Plan of Merger • July 13th, 1998 • Global Motorsport Group Inc • Wholesale-motor vehicle supplies & new parts • Delaware
1 EXHIBIT (C)(2) INVESTMENT SUB-ADVISORY AGREEMENT Effective as of October 31, 1996 Van Kampen American Capital Management Inc. One Parkview Plaza Oakbrook Terrace, Illinois 60181 Dear Sirs: Sierra Prime Income Fund (the "Trust"), an unincorporated...Investment Sub-Advisory Agreement • December 10th, 1997 • Sierra Prime Income Fund • Massachusetts
1 VOTING AGREEMENTVoting Agreement • January 20th, 1998 • Advanta Corp • Personal credit institutions • Pennsylvania
DATED BY AND BETWEEN POLK AUDIO, INC. BRITANNIA INVESTMENT CORP., POLK AUDIO EUROPE, INC., AND EOSONE INTERNATIONAL, INC ANDFinancing Agreement • March 30th, 1999 • Polk Audio Inc • Household audio & video equipment
DISTRIBUTION AGREEMENT BETWEEN IMS HEALTH INCORPORATED AND GARTNER GROUP, INC.Distribution Agreement • July 27th, 1999 • Gartner Group Inc • Services-management services • New York
Exhibit (b)(4) PREFERRED SECURITIES GUARANTEE AGREEMENTPreferred Securities Guarantee Agreement • December 23rd, 1999 • Chemed Capital Trust • Delaware