Advisory Entity definition

Advisory Entity means a public entity that does not have any function to exercise other than the provision of advice or a report to any person or body;

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Advisory Entity means each of ▇. ▇▇▇▇ Price, Fidelity and Viking.

Advisory Entity means each of ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇, Fidelity and Wellington.

Examples of Advisory Entity in a sentence

Since January 1, 2011, each Advisory Entity has made available to each advisory client its Form ADV to the extent required by the Investment Advisers Act.
The Company and Advisory Entity shall consult with Parent regarding all written communications with Advisory Clients concerning the obtaining of such assignments.
Since January 1, 2012, each Advisory Entity has made available to each advisory client its Form ADV to the extent required by the Investment Advisers Act.
Each Advisory Agreement includes all provisions required by and complies in all respects with the Investment Advisers Act, and no Advisory Entity provides Investment Advisory Services to any person other than advisory clients of the Advisory Entity and such services are in each case provided pursuant to a written Advisory Agreement.
Since January 1, 2017, each Advisory Entity has made available to each advisory client its Form ADV to the extent required by the Investment Advisers Act.

More Definitions of Advisory Entity

Advisory Entity has the meaning assigned in Section 5.03(v).

Advisory Entity means each Subsidiary of the Company that is registered, licensed or qualified or required to be registered, licensed or qualified as an investment adviser with the SEC or other applicable Government Authority, including Ladenburg T▇▇▇▇▇▇▇ Asset Management, Inc., Investacorp Advisory Services, Inc., KMS Financial Services, Inc., Triad Advisors, LLC, Triad Hybrid Solutions, LLC, Securities America Advisors, Inc., Arbor Point Advisors, LLC, and SSN Advisory, Inc.

Advisory Entity means (i) the General Partner, (ii) RD Capital, Inc. (iii) Acadia Management Company LLC and (iv) any Affiliate of any of the Persons listed in clauses (i) through (iii) above. The term control, as used in the preceding sentence, shall have the same meaning as in the definition of Affiliate as set forth in Section 1.1.

Advisory Entity means ▇. ▇▇▇▇ Price as to the ▇. ▇▇▇▇ Price Investors, Wellington as to the Wellington Investors, and ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ as to the ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Investors.

Advisory Entity means each of ▇. ▇▇▇▇ Price, Wellington, Blackrock, Capital Group and Sands Capital.

Advisory Entity means Rothschild and Sovereign, each of which is --------------- registered under the Advisers Act.

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