MiFID II Rules definition

MiFID II Rules means the rules of the EU Markets in Financial Instruments Directive ("MiFID") (Directive 2004/39/EC), as amended from time to time and including but not limited to:
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MiFID II Rules means Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (the “MiFID II Directive”), and Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012.
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MiFID II Rules. The rules pertaining to the provision of investment services including but not limited to, rules of conduct, execution of orders, fees and charges such as deriving notably from the LFS, the Grand Ducal Regulation and the Delegated Regulation. “Margin Delegated Regulation” The Commission Delegated Regulation (EU) 2016/2251 of 4 October 2016 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards for risk-mitigation techniques for OTC derivative contracts not cleared by a central counterparty, as amended or restated from time to time. Any reference to laws, regulations or documents of any nature should always be read as referring to the current form of such legislation, regulatory rules or document at the relevant time.
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Examples of MiFID II Rules in a sentence

  • If IBIE receives an inducement which is not permitted under the MiFID II Rules, IBIE will inform the Client of the mechanism(s) for transferring the commission(s), fee(s) or minor non-monetary benefit(s) to the Client.

  • Categorisation as a Retail Client affords you the highest degree of consumer protection under the MiFID II Rules.

  • However, if we do agree to such a request and you are re-categorised, you will lose the benefit of certain protections (as summarised in Appendix 1) set out under the MiFID II Rules.

  • In providing these services, IBIE will act honestly, fairly and professionally in accordance with the best interests of its Clients and shall comply with the relevant requirements of the MiFID II Rules.

  • For the avoidance of doubt, we are not required to assess the suitability of any Product or service provided or offered to you and you will therefore not benefit from the protection of the MiFID II Rules on suitability assessment.

  • If you were to elect to be treated as a Professional Client rather than a Retail Client, you would lose the benefit of certain protection under the MiFID II Rules which you would otherwise have (you may choose to be treated as a Professional Client instead of a Retail Client for certain transactions only, or for all of your transactions).

  • When IBIE accepts an order or executes a Transaction for you where we access external execution venues (including third party Systematic Internalisers as defined in the MiFID II Rules) as agent or riskless principal, IBIE does so as an executing broker and not as a Systematic Internaliser.

  • For the avoidance of doubt, we are not required to assess the suitability of any Product or service provided or offered and you will therefore not benefit from the protection of the MiFID II Rules on assessing suitability.

  • When IBLUX accepts an order or executes a Transaction for you where we access external execution venues (including third party Systematic Internalisers as defined in the MiFID II Rules) as agent or riskless principal, IBLUX does so as an executing broker and not as a Systematic Internaliser.

  • If you were to elect to be treated as a “professional client” rather than a “retail client”, you would lose the benefit of certain protection under the MiFID II Rules which you would otherwise have (you may choose to be treated as a “professional client” instead of a “retail client” for certain transactions only, or for all of your transactions).


More Definitions of MiFID II Rules

MiFID II Rules. The rules pertaining to the provision of investment services including but not limited to, rules of conduct, execution of orders, fees and charges such as deriving notably from the LFS, the Grand Ducal Regulation and the Delegated Regulation. Any reference to laws, regulations or documents of any nature should always be read as referring to the current form of such legislation, regulatory rules or document at the relevant time.
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Related to MiFID II Rules

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • M&A Rules means the Rules on Mergers and Acquisitions of Domestic Enterprises by Foreign Investors jointly promulgated by the Ministry of Commerce, the State Assets Supervision and Administration Commission, the State Administration of Taxation, the State Administration of Industry and Commerce, China Securities Regulatory Commission (the “CSRC”) and the State Administration of Foreign Exchange of the PRC on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.