Pershing Advisor Solutions definition

Pershing Advisor Solutions refers to Pershing Advisor Solutions LLC, a broker-dealer, a member firm of FINRA, and an affiliate of Pershing. Pershing Advisor Solutions clears transactions for Your Account(s) through Pershing on a fully disclosed (non-anonymous) basis.
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Examples of Pershing Advisor Solutions in a sentence

  • Pershing Advisor Solutions understands that your Investment Advisor has agreed to vote (or act on) corporate mailings subject to your consent.

  • These assets can be used to satisfy your debt and other obligations to Pershing Advisor Solutions or Pershing.

  • Solutions’ receipt of notice of your termination of Advisor’s authority with respect to Your Accounts, or notice from Advisor that it has terminated its agreement with you: (i) Pershing Advisor Solutions will not be obligated to follow Advisor’s Instructions or otherwise honor Advisor’s authorization with respect to Your Account(s); and (ii) Pershing Advisor Solutions will not be obligated to send or otherwise make available to Advisor any further information with respect to Your Accounts.

  • Pershing Advisor Solutions allows your Investment Advisor(s) to place orders for the execution of trades with broker-dealers other than Pershing Advisor Solutions.

  • The Investment Advisor(s), not Pershing Advisor Solutions, is responsible for managing Your Account(s).

  • You authorize Pershing Advisor Solutions to accept instructions from your Investment Advisor only as authorized in this Agreement and any letters of authorization that you complete, sign and submit.

  • You acknowledge to Pershing Advisor Solutions and to Pershing that You are responsible for obtaining your own tax advice.

  • You agree not to solicit or rely upon any such advice from Pershing Advisor Solutions or its employees, whether in connection with transactions in or for any of Your Account(s) or otherwise.

  • You agree that Pershing Advisor Solutions may amend or modify this Agreement and/or the Disclosure Statement at any time.

  • Pershing Advisor Solutions does not sell information about current or former clients to third parties, nor does it disclose information to third parties unless it is necessary to process a transaction, maintain Your Account(s), is otherwise permitted or required by law or as is otherwise permitted in this Agreement.

Related to Pershing Advisor Solutions

  • Operating Advisor means the operating advisor appointed as provided in the Lead Securitization Servicing Agreement.

  • Operating Advisor Standard As defined in Section 3.29(b) of this Agreement.

  • Non-Lead Operating Advisor means the “trust advisor”, “operating advisor” or other analogous term under any Non-Lead Securitization Servicing Agreement.

  • Operating Advisor Fee With respect to any Mortgage Loan (or any successor REO Mortgage Loan with respect thereto) and any Distribution Date, an amount accrued during the related Interest Accrual Period at the applicable Operating Advisor Fee Rate on, in the case of the initial Distribution Date, the Cut-Off Date Balance of such Mortgage Loan and, in the case of any subsequent Distribution Date, the Stated Principal Balance of such Mortgage Loan as of the close of business on the Distribution Date in the related Interest Accrual Period; provided that such amounts shall be computed for the same period and on the same interest accrual basis respecting which any related interest payment due or deemed due on the related Mortgage Loan is computed and shall be prorated for partial periods. Such fee shall be in addition to, and not in lieu of, any other fee or other sum payable to the Operating Advisor under this Agreement. For the avoidance of doubt, the Operating Advisor Fee shall be payable from the Lower-Tier REMIC.

  • Investment Personnel means: (a) Portfolio Managers and other Advisory Persons who provide investment information and/or advice to the Portfolio Manager(s) and/or help execute the Portfolio Manager's(s') investment decisions, including securities analysts and traders; (b) any natural person in a control relationship to the Fund who obtains information concerning recommendations made to the Fund with regard to the purchase or sale of a security; and (c) certain other individuals as designated by the Compliance Officer.