Private Placement Agent definition

Private Placement Agent means any company organized as a “broker” or “dealer” (as each such term is defined in Section 3(a) (4) and (5), respectively, of the Exchange Act) of recognized national standing regularly engaged as an intermediary in the placement or sale to and among Institutional Investors of Indebtedness Securities exempt from registration under the Securities Act.
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Private Placement Agent means any company organized as a “broker” or “dealer” (as each such term is defined in Section 3(a) (4) and (5), respectively, of the Exchange Act) of recognized national standing regularly engaged as an intermediary in the placement or sale to and among Institutional Investors of Debt Securities exempt from registration under the Securities Act.
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Private Placement Agent means an agent appointed by the Debtors, and reasonably acceptable to the Initial Private Placement Parties, to administer the Private Placement.
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Examples of Private Placement Agent in a sentence

  • Each Purchaser also understands and acknowledges that (i) the Units are being offered and sold without registration under the Securities Act in a private placement that is exempt from the registration provisions of the Securities Act and (ii) such exemption depends in part on, and that the Company, its counsel and the Private Placement Agent will rely upon, the accuracy and truthfulness of the foregoing representations and warranties of such Purchaser, and such Purchaser hereby consents to such reliance.

  • The Company shall promptly direct the Private Placement Agent to provide any written backup, information and documentation relating to the information contained in the applicable Funding Notice as any Private Placement Party may reasonably request.

  • If reasonably requested by the Requisite Members of the Noteholder Steering Committee, from time to time prior to the Private Placement Expiration Time (and any extensions thereto), the Company shall notify, or cause the Private Placement Agent to notify, within 48 hours of receipt of such request by the Company, the Private Placement Parties of the aggregate number of Private Placement Shares the Private Placement Parties have agreed to purchase.

  • Notwithstanding the foregoing, all payments contemplated to be made by any Private Placement Party to the Escrow Account pursuant to this Section 2.4 may instead be made, at the option of such Private Placement Party, to a segregated bank account of the Private Placement Agent designated by the Private Placement Agent in the Funding Notice and shall be delivered and paid to such account on the Escrow Account Funding Date.

  • To the extent requested by the Trust from time to time, the Private Placement Agent agrees that it will provide the Trust with a written report of the amounts expended by it pursuant to this Agreement and the purposes for which such expenditures were made.

  • The Private Placement Agent ▇▇▇▇▇▇ agrees to maintain all records required by law relating to transactions on the Shares, and upon the Trust's request promptly make such of these records available to the Trust's administrator as are requested.

  • The Private Placement Agent shall immediately notify the Trust if any regulatory agency or other governmental entity takes any action that would adversely affect its continued status as a registered broker-dealer (or representative or agent thereof) in good standing with any such regulatory ageny or governmental entity, including, but not limited to, the Commission.

  • Further, the Private Placement Agent Warrants will be exchanged on Closing for share purchase warrants of AMG which will entitle the agent to purchase a number of common shares of AMG equal to 7% of the number of Adira Units issued in the Private Placement at a price of US$0.25 per share for a period of 24 months following closing of the Private Placement.

  • The Private Placement Agent shall comply with all applicable federal and state laws and regulations, including securities laws.

  • The Company shall be responsible for and shall pay all reasonable fees and disbursements (not to exceed $20,000 in the aggregate) of legal counsel designated by the Private Placement Agent in connection with the preparation, execution, delivery and performance of the Transaction Documents and Escrow Account.


More Definitions of Private Placement Agent

Private Placement Agent means Industrial Alliance Securities Inc.;
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Private Placement Agent means a nationally-recognized firm with experience in transportation infrastructure finance that is properly registered as a broker-dealer with the Securities and Exchange Commission, the National Association of Securities Dealers and applicable state securities commissions.
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Private Placement Agent means Canaccord Genuity Corp.;
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Related to Private Placement Agent

  • Private Placement (or “limited offering”) means an offering that is exempt from registration under the 1933 Act pursuant to Section 4(2) or Section 4(6) of the 1933 Act or pursuant to rule 504, rule 505 or rule 506 under the 1933 Act.

  • Private Placement Shares shall have the meaning given in the Recitals hereto.

  • Private Placement Units shall have the meaning given in the Recitals hereto.

  • Private Placement Warrants shall have the meaning given in the Recitals hereto.