Provincial Securities definition
Examples of Provincial Securities in a sentence
Holder understands that none of the Securities to be acquired by Holder have yet been registered under the Securities Act or the Provincial Securities Acts.
Signature Print Name Title (if applicable) Address The purpose of this Questionnaire is to assure Pubco that the Selling Shareholders will meet certain requirements for the registration and prospectus exemptions provided for under National Instrument 45-106 (“NI 45-106”), as adopted by certain Provincial Securities Commissions in respect to the issuance of the Pubco Shares pursuant to the Transaction.
Signature Title (if applicable) Address The purpose of this Questionnaire is to assure Pubco that the Selling Shareholders will meet certain requirements for the registration and prospectus exemptions provided for under National Instrument 45-106 (“NI 45-106”), as adopted by certain Provincial Securities Commissions in respect to the issuance of the Pubco Shares pursuant to the Transaction.
Holder further represents and warrants that it will not offer, sell or otherwise transfer any of the Securities within Canada or to a Canadian resident (as such term is defined in the Income Tax Act (Canada)) within the period that is four months and one day from the Closing Date, except pursuant to an exemption from the prospectus and registration requirements of the Provincial Securities Acts and the Canadian Rules.
Holder also understands that the Securities to be acquired by Holder are being offered and sold pursuant to an exemption from registration, and in the case of the Provincial Securities Acts, the prospectus requirements, contained in regulations under the Securities Act and the Provincial Securities Acts, based in part upon Holder’s representations contained in this Agreement.
The Company will use its reasonable commercial efforts to cause the registration statement, as so amended, to become effective as soon as possible following the issue of the receipt (or analogous decision document) by the Provincial Securities Commissions for the Canadian Prospectus.
In the event the Subscriber has any questions with respect to the indirect collection of such information by such securities regulatory authorities and regulators, the Subscriber should contact the applicable securities regulatory authority or regulator using the contact information set out in Schedule “E” (Contact Information– Provincial Securities Regulatory Authorities) attached hereto.
Holder also understands that the Securities to be acquired by Holder are being offered and sold pursuant to an exemption from registration, and in the case of the Provincial Securities Acts, the prospectus requirements, contained in regulations under the Securities Act and the Provincial Securities Acts, based in part upon Holder's representations contained in this Agreement.
In the event the Subscriber has any questions with respect to the indirect collection of such information by such securities regulatory authorities and regulators, the Subscriber should contact the applicable securities regulatory authority or regulator using the contact information set out in Schedule “E” (Contact Information – Provincial Securities Regulatory Authorities) attached hereto.
Such delivery shall be effected as soon as possible, and, in any event, with respect to the Canadian Prospectus on or before a date two Business Days after a receipt is issued by the British Columbia Securities Commission, in its capacity as principal regulator, pursuant to NI 11-202 evidencing that a receipt has been issued by each of the Provincial Securities Commissions for the Canadian Prospectus and, with respect to the U.S. Prospectus, within two Business Days of filing the Registration Statement.