Regulatory Issue definition
Regulatory Issue has the meaning set forth in Section 8.6.1.
Regulatory Issue means any matter involving interaction with a Regulatory Authority or compliance with regulatory requirements.
Regulatory Issue has the meaning set forth in Section 8.6.18.6(a) (Regulated Partner Matters.).
Examples of Regulatory Issue in a sentence
The Company shall promptly notify the Investors in writing upon becoming aware of any Regulatory Issue.
Between the date hereof and the Closing Date, there shall have been no Material Regulatory Issue or Force Majeure Event.
If a Trust terminates this Agreement as to a Trust or a Fund based on a Regulatory Issue, notwithstanding anything to the contrary in the Agreement, the Trust will not be responsible for any payments under Section 16 of this Agreement as to the Trust, or, in the event of the termination of a Fund, as to the terminated Fund.
If Eagle terminates this Agreement based on a Regulatory Issue, notwithstanding anything to the contrary in the Agreement, Eagle will not be responsible for any payments under Section 12 of this Agreement.
If a Trust terminates this Agreement as to a Trust or a Fund based on a Regulatory Issue, notwithstanding anything to the contrary in the Agreement, the Trust will not be responsible for any payments under Section 15 of this Agreement as to the Trust, or, in the event of the termination of a Fund, as to the terminated Fund.
More Definitions of Regulatory Issue
Regulatory Issue means any new regulatory obligation, court decision or order that subjects us or our Suppliers to any new regulation, requirement or obligation not previously applicable to us or our Suppliers, and that either (i) presents a commercially unreasonable hardship for us or our Suppliers to continue operating the Services without modification or necessary governmental formalities; or (ii) causes us or our Suppliers to reasonably believe the Services and/or this Agreement may conflict with the regulatory obligation, court decision or order.
Regulatory Issue means a situation or event that would trigger any of the following: (i) the Company or any of the Subsidiaries becoming ineligible pursuant to Section 9(a) or 9(b) of the Investment Company Act to serve as an investment adviser (or in any other capacity contemplated by the Investment Company Act) to a registered investment company, including any action, proceeding or investigation pending or threatened by any Governmental Authority, which would result in the ineligibility of any of the Company or the Subsidiaries to serve in such capacities; (ii) the Company or any of the Subsidiaries becoming ineligible pursuant to Section 203(e) or (f) of the Investment Advisers Act to serve as an investment adviser or as an associated person of a registered investment adviser, as applicable, or to be subject to statutory disqualification with respect to membership or participation in, or association with a member of a self-regulatory organization as defined in Section 3(a)(39) of the Exchange Act or disqualification for any other reason pursuant to such act or similar provisions under other securities and commodities laws; (iii) any regulated Subsidiary having to disclose the occurrence or existence of any event referenced in the foregoing clause (i) or (ii), including, without limitation, disclosure required in any prospectus, Forms ADV or BD or any form required for licensing and registration as a commodity trading adviser or commodity pool operator under the Commodity Exchange Act, which disclosure could reasonably be expected to have an adverse effect on the Company or the Subsidiaries; (iv) the imposition of any “affiliated transactions” restrictions under Section 17 of the Investment Company Act on the Company or any of the Subsidiaries (other than any such restrictions arising from the Investor’s ownership of any equity of the Company) that would constitute a material burden on the Company and the Subsidiaries; or (v) an “assignment” of investment advisory contracts of the Company or any of the Subsidiaries under the Investment Company Act or the Investment Advisers Act, unless the Fund Board Approvals and Fund Shareholder Approvals have been obtained for such transaction.
Regulatory Issue has the meaning set forth in Section 3.7(b)(ii). “REIT” means a real estate investment trust under the Code.
Regulatory Issue shall arise in the event CEA determines (in its sole discretion) that, as a result of the application of the Bank Holding Company Act of 1956, as amended, or any other Regulatory Requirement to CEA or any of its Affiliates, the Class C Investors are not able to exercise the right to designate the Class C Director pursuant to clause (a) above.
Regulatory Issue means any set of facts or circumstances under which either party’s access to, provision of, or use of, the System results in a violation of any Law or gives rise to regulatory action, or a reasonable belief by a party to this Agreement that such a violation or regulatory action is likely to occur.
Regulatory Issue means any set of facts or circumstances in which the ownership by an Investor (or its Permitted Transferees) or its equity holders, directly or indirectly, of any Units (i) gives rise to a material violation of applicable law, or gives rise to a reasonable belief by such Limited Partner (based on advice of counsel) that such violation will arise, (ii) gives rise to a limitation under applicable law that will impair materially the ability of such Limited Partner or its equity holders to conduct its business or gives rise to a reasonable belief by such Limited Partner (based on advice of counsel) that such a limitation will arise, or (iii) gives rise to a requirement under applicable law, including banking regulations and applicable securities laws, that such Units be Transferred to a third party.
Regulatory Issue means a situation or event that would trigger any of the following: (i) Parent or any of its Affiliates to be ineligible pursuant to Section 9(a) or 9(b) of the Investment Company Act to serve in any capacity referred to in Section 9(a) of the Investment Company Act with respect to a registered investment company; or (ii) Parent or any of its Affiliates to be ineligible pursuant to Sections 203(e) or (f) of the Investment Advisers Act to serve as a registered investment adviser or as an associated person of a registered investment adviser, as applicable.