SEC Action definition

SEC Action shall have the meaning set forth in the Recitals.
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SEC Action means the civil action captioned: SEC v. MJ Capital Funding, LLC, et. al, Civil Action No. 0:21-cv-61644-SINGHAL (S.D. Fla.).
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SEC Action means the action filed on November 15, 2004 by the SEC in the United States District for the Northern District of Illinois against Black, Radler and the Corporation;
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Examples of SEC Action in a sentence

  • As this case is related to the equitable receivership proceedings in the SEC Action, the Court has “broad powers and wide discretion to determine the appropriate relief in [this] equity receivership,” including the authority to enter the Final Judgment and Bar Order.

  • Any Party to the Settlement may respond to an objection filed pursuant to Paragraph 4 by filing a response in the SEC Action no later than [insert date of 7th day before the Final Approval Hearing].

  • The Settlement, this Agreement, and evidence thereof shall not be used, directly or indirectly, in any way, in the Litigation, the SEC Action, or in any other proceeding, other than to enforce the terms of the Settlement and this Agreement.

  • Nothing in this paragraph shall prevent the Receiver or his counsel from reporting the Receiver’s activities to the Court, the Examiner, or the SEC; from responding as necessary to inquiries from the Court or other governmental authorities; or from carrying out any of the Receiver’s duties under any order addressing the scope of the Receiver’s duties, including but not limited to the Second Amended Receivership Order (SEC Action, ECF No. 1130) or other order addressing the scope of the Receiver’s duties.

  • The date, time, and place for the Final Approval Hearing, and the deadlines and date requirements in this Scheduling Order, shall be subject to adjournment or change by this Court without further notice other than that which may be posted by means of ECF in the MDL, the SEC Action, Rotstain Litigation, and the ▇▇▇▇▇ Litigation.


More Definitions of SEC Action

SEC Action. In the Matter of ▇▇▇▇ ▇▇▇▇▇▇, Patriarch Partners, LLC, Patriarch Partners VIII, XIV, and XV, LLC; File No. 3-16462 –Administrative Proceeding
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SEC Action means the action captioned Securities and Exchange Commission v. ▇▇▇▇ River Capital Management, L.L.C., et al., Civ. Action No. 05-CV-8713 (NRB), filed by the SEC against the Wood River Entities and J▇▇▇ ▇▇▇▇▇▇▇ Whittier in the Court.
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SEC Action means SEC v. Akazoo S.A., Case No. 1:20-cv-08101-AKH
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SEC Action means the civil action styled as Securities and Exchange Commission v. Carl Ruderman, et al., 18-CV-61991 BB (S.D. Fla.), pending in the District Court.
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SEC Action means the civil action captioned Securities and Exchange Commission v. Jeffrey Brooks, as Personal Representative of the Estate of David H. Brooks, Case No. 07-61536 (S.D.Fla.).
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SEC Action means: the above-captioned action.
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SEC Action has the meaning ascribed to such term in the Recitals. DECLARATION OF M▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇, EXHIBIT B PAGE 157 Case 2:15-cv-01350-JLR Document 357-2 Filed 06/23/16 Page 137 of 208
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