Account Advice Sample Clauses

The Account Advice clause outlines the process by which one party provides formal notification or information regarding account activity or status to another party. Typically, this involves sending periodic statements, confirmations, or updates about transactions, balances, or other relevant account details. By establishing a clear method for communicating account information, this clause ensures transparency and helps prevent misunderstandings or disputes related to account management.
Account Advice. The Program offers you the ability to pursue your investment goal for your Account. Through the Program’s online profiling process (“Online Profiling Process”) and a Program Advisor, we will assist you in establishing a target asset allocation for your Account and identifying a corresponding Strategy designed to align to that asset allocation and other factors. You will interact and obtain assistance and advice and guidance from a Program Advisor and associated team. Our investment recommendations are based only on, and are limited to, the financial information you provide to us for the Account through the Online Profiling Process, a Program Advisor or otherwise in connection with the Program. If there is more than one account holder, the information you provide to us should reflect the views and circumstances of all owners on the Account. If you are the fiduciary of the Account for the benefit of the account owner or account holder (e.g., the trustee for a trust or custodian for an UTMA), the information you provide to us should reflect that these assets will be invested for the benefit of such account owner or account holder. We will not independently verify the information you provide and will not consider other information obtained in connection with another account or relationship with ▇▇▇▇▇▇▇ ▇▇▇▇▇ or its Affiliates other than as described in the Brochure. Our advice with respect to the assets in that Account is intended to be consistent with and limited by: • Your Account target asset allocation. • Your Account Strategy. • Other applicable factors such as the type of Account you establish. • Any Account investment restrictions, that you request and we accept as reasonable, as described in the Brochure. To make changes to your Account, you should contact a Program Advisor.
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Account Advice. The Program offers you the ability to pursue your investment goal for your Account. Through the Program’s online profiling process (“Online Profiling Process”), we will assist you in establishing a recommended Target Asset Allocation for your Account and identifying a corresponding Strategy designed to align with the information you provide in connection with the Program. By entering into the Agreement, you acknowledge that the Account has a total return investment objective and liquidity needs profile that is consistent with the Strategies. The Strategies that are available and how they are constructed, managed and implemented are described in more detail in the Brochure and the Strategy Profiles. Our investment recommendations are based only on, and are limited to, the financial information you provide to us for the Account through the Online Profiling Process or otherwise in connection with the Program. If there is more than one account holder, the information you provide to us should reflect the views and circumstances of all owners on the Account. If you are the custodian of the Account for the benefit of another person, the information you provide to us should reflect that these assets will be invested for the benefit of such other person.‌‌‌‌
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Related to Account Advice

  • Investment Advice If and to the extent requested by the Advisor, the Sub-Advisor shall provide investment advice to the Portfolio and the Advisor with respect to all or a portion of the investments of the Portfolio, and in connection with such advice shall furnish the Portfolio and the Advisor such factual information, research reports and investment recommendations as the Advisor may reasonably require. Such information may include written and oral reports and analyses.

  • Treatment of Investment Advice The Trust shall treat the investment advice and recommendations of JCM as being advisory only, and shall retain full control over its own investment policies. However, the Trustees may delegate to the appropriate officers of the Trust, or to a committee of the Trustees, the power to authorize purchases, sales or other actions affecting the portfolio of the Fund in the interim between meetings of the Trustees.

  • No Legal, Tax or Investment Advice Such Purchaser understands that nothing in this Agreement or any other materials presented by or on behalf of the Company to such Purchaser in connection with the purchase of the Shares constitutes legal, tax or investment advice. Such Purchaser has consulted such legal, tax and investment advisors as it, in its sole discretion, has deemed necessary or appropriate in connection with its purchase of the Shares.

  • No Investment Advice The Custodian shall have no duty to assess the risks inherent in Securities or other Assets or to provide investment advice, accounting or other valuation services regarding any such Securities or other Assets.

  • Independent Advice Each Purchaser understands that nothing in this Agreement or any other materials presented by or on behalf of the Company to the Purchaser in connection with the purchase of the Securities constitutes legal, tax or investment advice. The Company acknowledges and agrees that the representations contained in this Section 3.2 shall not modify, amend or affect such Purchaser’s right to rely on the Company’s representations and warranties contained in this Agreement or any representations and warranties contained in any other Transaction Document or any other document or instrument executed and/or delivered in connection with this Agreement or the consummation of the transactions contemplated hereby. Notwithstanding the foregoing, for the avoidance of doubt, nothing contained herein shall constitute a representation or warranty, or preclude any actions, except as set forth in this Agreement, with respect to locating or borrowing shares in order to effect Short Sales or similar transactions in the future.