Account Services. As part of the overall financial planning or investment management process, an insurance agent or person acting in the capacity of a broker-dealer’s registered representative, or an entity other than Cape Investment Advisory, may from time to time offer securities and/or non- securities products and services to you such as, but are not limited to: insurance; securities, real estate brokerage; legal; accounting; pension administration and/or consulting; numismatics; mortgage brokerage; borrowing and/or lending activities; precious gems and/or metals; and tax preparation. Please understand these products and services are not offered through Cape Investment Advisory. Furthermore, the Cape Investment Advisor Representative who provides you with financial planning or investment management services, may also conduct his/her business under a name other than that of Cape Investment Advisory.
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Sources: Account Profile and Agreement Addendum, Account Profile and Agreement Addendum