Additional Provisions. The SubManager represents that it is regulated by the FCA in the conduct of its investment business. The SubManager has in operation a written procedure in accordance with FCA rules for the effective consideration and proper handling of complaints from customers. Any complaint by the Manager or any Fund should be sent to the Compliance Officer of the SubManager. The Manager and any Fund is also entitled to make any complaints about the SubManager to the Financial Ombudsman Service established by the FCA. The Manager and any Fund may also request a statement describing its rights to compensation in the event of the SubManagers inability to meet its liabilities.
Appears in 47 contracts
Sources: Submanagement Contract (Putnam Premier Income Trust), Submanagement Contract (Putnam Managed Municipal Income Trust), Submanagement Contract (Putnam Global Health Care Fund)
Additional Provisions. The SubManager Sub-Manager represents that it is regulated by the FCA in the conduct of its investment business. The SubManager Sub-Manager has in operation a written procedure in accordance with FCA rules for the effective consideration and proper handling of complaints from customers. Any complaint by the Manager or any Fund should be sent to the Compliance Officer of the SubManagerSub-Manager. The Manager and any Fund is also entitled to make any complaints about the SubManager Sub-Manager to the Financial Ombudsman Service established by the FCA. The Manager and any Fund may also request a statement describing its rights to compensation in the event of the SubManagers Sub-Managers inability to meet its liabilities.
Appears in 21 contracts
Sources: Sub Management Contract (Putnam High Income Securities Fund), Sub Management Contract (Putnam Multi-Cap Growth Fund), Sub Management Contract (Putnam New Jersey Tax Exempt Income Fund)
Additional Provisions. The SubManager Sub Manager represents that it is regulated by the FCA in the conduct of its investment business. The SubManager Sub Manager has in operation a written procedure in accordance with FCA rules for the effective consideration and proper handling of complaints from customers. Any complaint by the Manager or any Fund should be sent to the Compliance Officer of the SubManagerSub Manager. The Manager and any Fund is also entitled to make any complaints about the SubManager Sub Manager to the Financial Ombudsman Service established by the FCA. The Manager and any Fund may also request a statement describing its rights to compensation in the event of the SubManagers Sub Managers inability to meet its liabilities.
Appears in 20 contracts
Sources: Sub Management Contract (Putnam International Equity Fund /Ma/), Sub Management Contract (Putnam Income Fund), Sub Management Contract (Putnam Investment Funds)
Additional Provisions. The SubManager Sub-Manager represents that it is regulated by the FCA in the conduct of its investment business. The SubManager Sub-Manager has in operation a written procedure in accordance with FCA rules for the effective consideration and proper handling of complaints from customers. Any complaint by the Manager or any Fund should be sent to the Compliance Officer of the SubManagerSub-Manager. The Manager and any Fund is also entitled to make any complaints about the SubManager Sub-Manager to the Financial Ombudsman Service established by the FCA. The Manager and any Fund may also request a statement describing its rights to compensation in the event of the SubManagers Sub- Managers inability to meet its liabilities.
Appears in 15 contracts
Sources: Sub Management Contract (Putnam Tax Exempt Income Fund), Sub Management Contract (Putnam Global Utilities Fund), Sub Management Contract (Putnam Tax Free Income Trust /Ma/)
Additional Provisions. The SubManager Sub Manager represents that it is regulated by the FCA in the conduct of its investment business. The SubManager Sub Manager has in operation a written procedure in accordance with FCA rules for the effective consideration and proper handling of complaints from customers. Any complaint by the Manager or any Fund should be sent to the Compliance Officer of the SubManagerSub Manager. The Manager and any Fund is also entitled to make any complaints about the SubManager Sub Manager to the Financial Ombudsman Service established by the FCA. The Manager and any Fund may also request a statement describing its rights to compensation in the event of the SubManagers Sub Manager s inability to meet its liabilities.
Appears in 2 contracts
Sources: Sub Management Contract (Putnam Tax Exempt Money Market Fund), Sub Management Contract (Putnam Income Fund)
Additional Provisions. The SubManager Sub-Manager represents that it is regulated by the FCA in the conduct of its investment business. The SubManager Sub-Manager has in operation a written procedure in accordance with FCA rules for the effective consideration and proper handling of complaints from customers. Any complaint by the Manager or any Fund should be sent to the Compliance Officer of the SubManagerSub- Manager. The Manager and any Fund is also entitled to make any complaints about the SubManager Sub-Manager to the Financial Ombudsman Service established by the FCA. The Manager and any Fund may also request a statement describing its rights to compensation in the event of the SubManagers Sub-Managers inability to meet its liabilities.
Appears in 1 contract