Agreement to Restrict Trading. You agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 278 contracts
Sources: Dealer Agreement (Natixis Funds Trust IV), Dealer Agreement (Natixis Funds Trust I), Dealer Agreement (Loomis Sayles Funds Ii)
Agreement to Restrict Trading. You agree Dealer agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares Fund shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Dealer’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 49 contracts
Sources: Distribution Agreement (Total Fund Solution), Distribution Agreement (Total Fund Solution), Distribution Agreement (Total Fund Solution)
Agreement to Restrict Trading. You agree Broker/Dealer agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Broker/Dealer’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 43 contracts
Sources: Broker Dealer Selling Agreement (Heartland Group Inc), Broker Dealer Selling Agreement (Ares Private Markets Fund), Broker Dealer Selling Agreement (Resource Real Estate Diversified Income Fund)
Agreement to Restrict Trading. You agree to Dealer shall execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Dealer’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Fund.
Appears in 42 contracts
Sources: Dealer Agreement (Adams Street Private Equity Navigator Fund LLC), Selling Group Member Agreement (Adams Street Private Equity Navigator Fund LLC), Distribution Agreement (Smead Funds Trust)
Agreement to Restrict Trading. You agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through your account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 19 contracts
Sources: Dealer Agreement (Natixis Funds Trust I), Dealer Agreement (Loomis Sayles Funds Ii), Dealer Agreement (Natixis Funds Trust II)
Agreement to Restrict Trading. You agree to execute written instructions from the Fund and/or us to restrict or prohibit further purchases or exchanges of Shares by a Shareholder shareholder that has been identified by the Fund and/or us as having engaged in transactions of the Fund’s in Shares (directly or indirectly through your account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Fund.
Appears in 14 contracts
Sources: Financial Institution Sales Contract (Putnam Variable Trust), Dealer Sales Contract (Putnam Variable Trust), Dealer Sales Contract (Putnam Sustainable Leaders Fund)
Agreement to Restrict Trading. You agree Dealer agrees to execute written instructions from the a Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the such Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Dealer’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 14 contracts
Sources: Dealer Agreement (Aberdeen Funds), Dealer Agreement (Aberdeen Funds), Dealer Agreement (Aberdeen Funds)
Agreement to Restrict Trading. You agree to execute written instructions from the Fund Portfolio to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Portfolio as having engaged in transactions of the FundPortfolio’s Shares (directly or indirectly through your account) that violate policies established by the Fund Portfolio for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundPortfolio.
Appears in 9 contracts
Sources: Participation Agreement (USL Separate Account RS), Bank Agency Agreement (Fidelity Hereford Street Trust), Selling Dealer Agreement (Fidelity Hereford Street Trust)
Agreement to Restrict Trading. You agree Dealer agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares Fund shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through your the Dealer's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 8 contracts
Sources: Distribution Agreement (Datum One Series Trust), Dealer Agreement (Aul American Unit Trust), Dealer Agreement (Cornercap Group of Funds /Va/)
Agreement to Restrict Trading. You agree Counterparty agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Counterparty’s account) that violate violates policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 5 contracts
Sources: Selling Agreement (Principal Funds Inc), Selling Agreement (Principal Funds Inc), Selling Agreement (Principal Funds Inc)
Agreement to Restrict Trading. You agree to execute written instructions from the Fund Funds to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Shareholders that has have been identified by the Fund Funds as having engaged in transactions of the Fund’s Shares (directly or indirectly through your account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundFunds.
Appears in 5 contracts
Sources: Dealer Agreement (Sentinel Group Funds Inc), Dealer Agreement (Sentinel Group Funds Inc), Dealer Agreement (Sentinel Group Funds Inc)
Agreement to Restrict Trading. You agree to execute written instructions from the a Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the such Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 5 contracts
Sources: Servicing Agreement (Aberdeen Funds), Servicing Agreement (Aberdeen Funds), Servicing Agreement (Aberdeen Funds)
Agreement to Restrict Trading. You agree The Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Company’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 4 contracts
Sources: Fund Participation Agreement (Lincoln New York Account N for Variable Annuities), Fund Participation Agreement (Lincoln Life Variable Annuity Account N), Participation Agreement (SBL Variable Annuity Account Xiv)
Agreement to Restrict Trading. You agree to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Intermediary’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 4 contracts
Sources: Dealer Agreement (MFS Series Trust V), Dealer Agreement (MFS Series Trust Iii), Dealer Agreement (MFS Series Trust V)
Agreement to Restrict Trading. You agree to execute written instructions from the Fund S▇▇▇▇▇▇ Funds to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your accountan account with you) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 3 contracts
Sources: Dealer and Selling Group Agreement (Aul American Unit Trust), Dealer and Selling Group Agreement (Steward Funds, Inc.), Dealer and Selling Group Agreement (Steward Funds, Inc.)
Agreement to Restrict Trading. You agree to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through your the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 3 contracts
Sources: Dealer Agreement (Massachusetts Investors Growth Stock Fund), Dealer Agreement (MFS Series Trust V), Dealer Agreement (MFS Series Trust Xiii)
Agreement to Restrict Trading. You agree The Company agrees to execute written instructions from the Fund Funds to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Funds as having engaged in transactions of the Fund’s Funds’ Shares (directly or indirectly through your accountthe Account) that violate policies established or utilized by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundFunds, including, without limitation, the Funds’ excessive trading and market timing policies.
Appears in 3 contracts
Sources: Participation Agreement (TIAA Separate Account VA-3), Participation Agreement (TIAA Separate Account VA-3), Participation Agreement (TIAA Separate Account VA-3)
Agreement to Restrict Trading. You agree to execute written instructions from the Fund Portfolio to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Portfolio as having engaged in transactions of the Fund’s Portfolio's Shares (directly or indirectly through your account) that violate policies established by the Fund Portfolio for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundPortfolio.
Appears in 2 contracts
Sources: Selling Dealer Agreement (Fidelity Hereford Street Trust), Bank Agency Agreement (Fidelity Hereford Street Trust)
Agreement to Restrict Trading. You agree Company agrees, upon direction of the Fund, to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares shares by a Shareholder Contract owner that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your accountthe Company’s Account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund, as set forth in SEC Rule 22c-2.
Appears in 2 contracts
Sources: Participation Agreement (SBL Variable Annuity Account Xiv), Participation Agreement (SBL Variable Annuity Account Xiv)
Agreement to Restrict Trading. You agree The Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through your the Company's account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 2 contracts
Sources: Participation Agreement (Genworth Life of New York VA Separate Account 1), Participation Agreement (Genworth Life & Annuity VA Separate Account 1)
Agreement to Restrict Trading. You agree Counterparty agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through your the Counterparty's account) that violate violates policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 2 contracts
Sources: Services Agreement (Aul American Unit Trust), Selling Agreement (Aul American Unit Trust)
Agreement to Restrict Trading. You agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares Fund shares by a Shareholder shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Intermediary’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Fund.
Appears in 2 contracts
Sources: Selling Group Agreement (Pacific Funds Series Trust), Selling Group Agreement (PACIFIC FUNDS SERIES TRUST (Formerly Called PACIFIC LIFE FUNDS))
Agreement to Restrict Trading. You agree to execute written instructions from the Fund Funds to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Funds as having engaged in transactions of the Fund’s Funds’ Shares (directly or indirectly through the your account) that violate policies established by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundFunds.
Appears in 2 contracts
Sources: Distribution Agreement (First American Strategy Funds Inc), Distribution Agreement (First American Investment Funds Inc)
Agreement to Restrict Trading. You agree ▇▇▇▇▇▇ agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares Fund shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Dealer’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 2 contracts
Sources: Distribution Agreement (JOHCM Funds Trust), Dealer Agreement (Aul American Unit Trust)
Agreement to Restrict Trading. You agree Company agrees to execute written instructions from the Fund or Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Company’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 1 contract
Sources: Participation Agreement (Merrill Lynch Life Variable Annuity Separate Account D)
Agreement to Restrict Trading. You agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 1 contract
Sources: Selected Dealer Agreement (Pace Select Advisors Trust)
Agreement to Restrict Trading. You agree Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through your the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 1 contract
Sources: Fund Participation Agreement (Symetra Resource Variable Account B)
Agreement to Restrict Trading. You We agree to execute written instructions from you or the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by you or the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your accountan account with us) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 1 contract
Sources: Selling and Investor Servicing Agreement (Highland Funds I)
Agreement to Restrict Trading. You agree to execute written instructions from the Fund ▇▇▇▇▇▇▇ Funds to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your accountan account with you) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 1 contract
Sources: Dealer and Selling Group Agreement (Steward Funds, Inc.)
Agreement to Restrict Trading. You agree to execute written instructions from the Fund Funds to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Funds as having engaged in transactions of the Fund’s Funds’ Shares (directly or indirectly through your the Your account) that violate policies established by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundFunds.
Appears in 1 contract
Agreement to Restrict Trading. You agree D▇▇▇▇▇ agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares Fund shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Dealer’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 1 contract
Sources: Dealer Agreement (Palmer Square Opportunistic Income Fund)
Agreement to Restrict Trading. You agree Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Intermediary’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 1 contract
Sources: Fund Participation Agreement (First Symetra National Life Insurance Co of Ny Sep Acct S)
Agreement to Restrict Trading. You agree ▇▇▇▇▇▇▇▇ agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Servicer’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Appears in 1 contract
Sources: Shareholder Servicer Selling Agreement (List Income Opportunities Fund)