Common use of Agreement to Restrict Trading Clause in Contracts

Agreement to Restrict Trading. Company agrees to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Client that has been identified by the Fund as having engaged in transactions in Shares (directly or indirectly through an Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.

Appears in 66 contracts

Sources: Fund Participation Agreement (Talcott Resolution Life Insurance Co Separate Account 11), Fund Participation Agreement (Separate Account Va Bny), Fund Participation Agreement (Prudential Discovery Premier Group Variable Contract Account)

Agreement to Restrict Trading. Company agrees to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Client Variable Contract owner that has been identified by the Fund as having engaged in transactions in Shares (directly or indirectly through an Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.

Appears in 15 contracts

Sources: Fund Participation Agreement (Annuity Investors Variable Account B), Fund Participation Agreement (Lincoln Variable Insurance Products Trust), Fund Participation Agreement (Variable Annuity Account a of Protective Life)

Agreement to Restrict Trading. Company agrees to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Client Variable Contract owner that has been identified by the Fund as having engaged in directed transactions in Shares (directly or indirectly through an a Separate Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.

Appears in 11 contracts

Sources: Fund Participation Agreement (Delaware Life Ny Variable Account D), Fund Participation Agreement (Delaware Life Ny Variable Account D), Fund Participation Agreement (Delaware Life Ny Variable Account C)

Agreement to Restrict Trading. Company agrees We agree to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Client that has been identified by the Fund as having engaged in transactions in Shares (directly or indirectly through an Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.

Appears in 8 contracts

Sources: Servicing Agreement (Lazard Funds Inc), Servicing Agreement (Lazard Funds Inc), Servicing Agreement (Lazard Funds Inc)

Agreement to Restrict Trading. Company agrees to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Client that has been identified by the Fund as having engaged in transactions in Shares (directly or indirectly through an Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares. Requests must be received by us via email at the following address: ▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇.▇▇▇, or such other address that we may communicate to you in writing from time to time.

Appears in 2 contracts

Sources: Fund Participation Agreement (Lincoln Variable Insurance Products Trust), Fund Participation Agreement (Massachusetts Mutual Variable Life Separate Account I)

Agreement to Restrict Trading. The Company agrees to execute a Request written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Client Shareholder that has been identified by the Fund as having engaged in transactions in of the Fund's Shares (directly or indirectly through an Accountthe Company's account) that violate policies established by the Fund for the purpose of recouping for the Fund the costs it may incur as a result of redemptions of Shares within 30 days of the date of purchase or eliminating or reducing any dilution of the value of its Sharesthe outstanding Shares issued by the Fund.

Appears in 2 contracts

Sources: Participation Agreement (Jefferson National Life Annuity Account G), Participation Agreement (Jefferson National Life Annuity Account G)

Agreement to Restrict Trading. Company agrees to execute a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by Fund shares with respect to a Client Variable Contract owner that has been identified by the Fund as having engaged in transactions in Shares Fund shares (directly or indirectly through an a Separate Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares.

Appears in 2 contracts

Sources: Fund Participation Agreement (Lincoln Variable Insurance Products Trust), Fund Participation Agreement (Lincoln Variable Insurance Products Trust)

Agreement to Restrict Trading. Company agrees to execute a Request written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Client Contract owner that has been identified by the Fund as having engaged in transactions in Shares (directly or indirectly through an Account) a Company Fund Account that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of its Sharesmarket timing and abusive trading practices.

Appears in 1 contract

Sources: Participation Agreement (Ml of New York Variable Annuity Separate Account D)

Agreement to Restrict Trading. The Company agrees to execute a Request from the Fund Trust to restrict or prohibit further purchases or exchanges of Shares a Fund’s shares by a Client Variable Contract owner(s) that has been identified by the Fund Trust as having engaged in transactions in Shares Fund shares (directly or indirectly through an a Separate Account) that violate policies established by the Fund Trust for the purpose of eliminating or reducing any dilution of the value of its Sharesshares.

Appears in 1 contract

Sources: Fund Participation Agreement (Lincoln Variable Insurance Products Trust)