Common use of Agreement to Restrict Trading Clause in Contracts

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 11 contracts

Sources: Shareholder Information Agreement (National Variable Annuity Account Ii), Shareholder Information Agreement (Columbus Life Separate Account 1), Rule 22c 2 Agreement (Allianz Life Variable Account B)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 8 contracts

Sources: Shareholder Information Agreement (Allianz Life Variable Account B), Shareholder Information Agreement (Allianz Life of Ny Variable Account C), Shareholder Information Agreement (Protective Variable Annuity Separate Account)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.

Appears in 8 contracts

Sources: Participation Agreement (Separate Account I of National Integrity Life Ins Co), Information Sharing Agreement (Separate Account I of National Integrity Life Ins Co), Participation Agreement (Separate Account I of Integrity Life Insurance Co)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Contractholder that has been identified by the Fund Agent as having engaged in transactions of the Fund's in Shares (directly or indirectly through the Intermediary's account) that violate policies established or utilized by the a Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to ShareholderContractholder-Initiated Transfer Purchases or ShareholderContractholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 7 contracts

Sources: Participation Agreement (Lincoln Life & Annuity Flexible Premium Variable Life Account M), Rule 22c 2 Agreement (Allianz Life Variable Account B), Participation Agreement (Variable Account Ii Aig Life Insurance Co)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in m transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding outstand mg Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions prohib1t1ons shall only apply to Shareholder-Shareholder­ Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly ind1redly through Intermediary.

Appears in 6 contracts

Sources: Shareholder Agreement (Prudential Variable Contract Account Gi-2), Shareholder Information Agreement (Pruco Life Variable Appreciable Account), Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of in the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 6 contracts

Sources: Participation Agreement (Variable Annuity Account A), Participation Agreement (SBL Variable Annuity Account Xiv), Participation Agreement (SBL Variable Annuity Account Xiv)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Contractholder that has been identified by the Fund Agent as having engaged in transactions of the Fund's in Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established or utilized by the a Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to ShareholderContractholder-Initiated Transfer Purchases or ShareholderContractholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 6 contracts

Sources: Participation Agreement (Zalico Variable Annuity Separate Account), Participation Agreement (KILICO Variable Annuity Separate Account - 3), Participation Agreement (ALAC Separate Account 1)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has have been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.. Instructions must be received by an Intermediary at the following address, or such other address that the Intermediary may communicate to the Fund in writing from time to time, including, if applicable, an e-mail and/or facsimile telephone number:

Appears in 5 contracts

Sources: Participation Agreement (Separate Account VA QQ), Participation Agreement (Separate Account VA QQ), Retail Fund Participation Agreement (Merrill Lynch Life Variable Annuity Separate Account D)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected affected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.

Appears in 3 contracts

Sources: Amendment to Selling Group Agreement (Separate Account I of National Integrity Life Ins Co), Amendment to Selling Group Agreement (Separate Account I of Integrity Life Insurance Co), Amendment to Selling Group Agreement (Separate Account Ii of National Integrity Life Insurance Co)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at a mutually agreed upon address.

Appears in 3 contracts

Sources: Participation Agreement (Separate Account I of National Integrity Life Ins Co), Participation Agreement (Separate Account Ii of National Integrity Life Insurance Co), Participation Agreement (Separate Account I of Integrity Life Insurance Co)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of in the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed specifically requested by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Shareholder Initiated Transfer Purchases or Shareholder-Shareholder Initiated Transfer Redemptions that are effected affected directly or indirectly through Intermediarythe Company.

Appears in 3 contracts

Sources: Participation Agreement (Pacific Select Exec Separate Acct Pacific Life Ins), Participation Agreement (Pacific Select Exec Separate Acct Pacific Life Ins), Participation Agreement (Separate Account a of Pacific Life Insurance Co)

Agreement to Restrict Trading. The Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Agent as having engaged in transactions of the in a Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the a Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through the Intermediary. Instructions must be received by the Intermediary at the address noted in Appendix A to this agreement.

Appears in 3 contracts

Sources: Variable Annuity Shareholder Information Agreement (Variable Account Ii Aig Life Insurance Co), Variable Annuity Shareholder Information Agreement (Agl Separate Account Vl-R), Variable Annuity Shareholder Information Agreement (Variable Account B American Intl Life Assur Co of New York)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.

Appears in 3 contracts

Sources: Rule 22c 2 Agreement (Columbus Life Separate Account 1), Participation Agreement (Columbus Life Separate Account 1), Participation Agreement (Columbus Life Separate Account 1)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Shareholder- Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 2 contracts

Sources: Supplemental Agreement (Prudential Discovery Premier Group Variable Contract Account), Supplemental Agreement (Prudential Discovery Select Group Variable Contract Acct)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Shareholder- Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. 2.2.

Appears in 2 contracts

Sources: Fund Participation Agreement (Prudential Annuities Life Assurance Corp Variable Account B), Fund Participation Agreement (Prudential Annuities Life Assurance Corp Variable Account B)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has have been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by an Intermediary at a mutually agreed upon address.

Appears in 2 contracts

Sources: Shareholder Information Agreement (WRL Series Life Corporate Account), Shareholder Information Agreement (Transamerica Corporate Separate Account Sixteen)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a accepting purchase or exchange requests only via U.S. first class mail from any Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected affected directly or indirectly through Intermediary. Instructions will be transmitted to Intermediary through a mutually agreed upon format.

Appears in 2 contracts

Sources: Shareholder Information Agreement (Mutual of America Separate Account No 3), Shareholder Information Agreement (Mutual of America Separate Account No 2)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected affected directly or indirectly through Intermediary. Instructions will be transmitted to Intermediary through a mutually agreed upon format.

Appears in 2 contracts

Sources: Shareholder Information Agreement (Lincoln New York Account N for Variable Annuities), Shareholder Information Agreement (Lincoln Life Variable Annuity Account N)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in m transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions prohib1t1ons shall only apply to Shareholder-Shareholder­ Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly ind1redly through Intermediary.

Appears in 1 contract

Sources: Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Shareholder­ Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 1 contract

Sources: Shareholder Information Agreement (Pruco Life Flexible Premium Variable Annuity Account)

Agreement to Restrict Trading. Intermediary agrees Intermediaries agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's accountIntermediaries' Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.Intermediaries. 526521

Appears in 1 contract

Sources: Rule 22c 2 Agreement (Variable Account I of AGL of Delaware)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares or take such other action as requested by the Fund for a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 1 contract

Sources: Shareholder Information Agreement (KILICO Variable Annuity Separate Account - 3)

Agreement to Restrict Trading. The Intermediary agrees to execute written instructions from the Fund Transfer Agent to restrict or prohibit further purchases or exchanges of Shares Fund shares by a Shareholder shareholder that has been identified by the Fund Transfer Agent as having engaged in transactions of the Fund's Shares ’s shares (directly or indirectly through the Intermediary's an account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Fund. Unless otherwise directed by the FundTransfer Agent, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions Transactions that are effected directly or indirectly through Intermediary.

Appears in 1 contract

Sources: Intermediary Agreement (Protective Variable Annuity Separate Account)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.

Appears in 1 contract

Sources: Amendment to Selling Group Agreement (Columbus Life Separate Account 1)

Agreement to Restrict Trading. 1. Each Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of involving Fund Shares by a Shareholder that who has been identified by the Fund as having engaged in transactions in Shares of the Fund's Shares a Fund (through an account directly or indirectly through maintained by the Intermediary's account) that violate the policies and procedures established by the Fund Funds for the purpose purposes of eliminating or reducing any dilution frequent trading of the value of the outstanding Shares issued by the FundFund Shares. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through the Intermediary.

Appears in 1 contract

Sources: Rule 22c 2 Agreement (Variable Annuity Acct C of Ing Life Insurance & Annuity Co)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases purchases, transfers or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.

Appears in 1 contract

Sources: Rule 22c 2 Information Sharing Agreement (Columbus Life Separate Account 1)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its Designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Customer that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the FundFund or its Designee, any such restrictions or prohibitions shall only apply to ShareholderCustomer-Initiated Transfer Purchases or ShareholderCustomer-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.through

Appears in 1 contract

Sources: Customer Information Agreement (Merrill Lynch Life Variable Annuity Separate Account D)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 1 contract

Sources: Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Life Separate Accoun)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of in the Fund's ’s Shares (directly or indirectly through the Intermediary's ’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions restriction or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected affected directly or indirectly through Intermediary. Instructions will be transmitted through a mutually agreed upon format.

Appears in 1 contract

Sources: Participation Agreement (Mutual of America Separate Account No 2)

Agreement to Restrict Trading. 1. Each Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares Covered Transactions involving Fund shares by a Shareholder that shareholder who has been identified by the Fund Agent as having engaged in transactions in shares of the Fund's Shares a Fund (through an account directly or indirectly through maintained by the Intermediary's account) that violate the policies and procedures established by the Fund Funds for the purpose purposes of eliminating or reducing any dilution frequent trading of the value of the outstanding Shares issued by the FundFund shares. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through the Intermediary.

Appears in 1 contract

Sources: Rule 22c 2 Agreement (Reliastar Life Ins Co of New York Var Life Sep Acct I)

Agreement to Restrict Trading. Intermediary agrees Intermediaries agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's accountIntermediaries' Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through IntermediaryIntermediaries.

Appears in 1 contract

Sources: Rule 22c 2 Agreement (Variable Account a American Intl Life Assur Co of New York)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Contractholder that has been identified by the Fund Agent as having engaged in transactions of the Fund's in Shares (directly or indirectly through the Intermediary's account) that violate policies established or utilized by the a Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund. Unless otherwise directed by the FundFund Agent, any such restrictions or prohibitions shall only apply to ShareholderContractholder-Initiated Transfer Purchases or Shareholder-Contractholder- Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 1 contract

Sources: Participation Agreement (John Hancock Life Insurance Co (Usa) Separate Account H)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares Shares. issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 1 contract

Sources: Rule 22c 2 Agreement (Allianz Life Variable Account B)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediaryintermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated ShareholderInitiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 1 contract

Sources: Shareholder Agreement (Prudential Variable Contract Account Gi-2)