Common use of Agreement to Restrict Trading Clause in Contracts

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 22 contracts

Sources: Participation Agreement (Separate Account I of National Integrity Life Ins Co), Participation Agreement (Separate Account I of Integrity Life Insurance Co), Dealer Agreement (Americafirst Quantitative Funds)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares or take such other action as requested by the Fund for a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.'s

Appears in 10 contracts

Sources: Shareholder Information Agreement (Cuna Mutual Life Variable Annuity Account), Shareholder Information Agreement (Cuna Mutual Variable Annuity Account), Shareholder Information Agreement (Cuna Mutual Life Variable Account)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares or take such other action as requested by the Fund for a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 5 contracts

Sources: Shareholder Information Agreement (RBC Variable Annuity Account A), Shareholder Information Agreement (Cuna Mutual Life Variable Account), Shareholder Information Agreement (Cuna Mutual Life Variable Annuity Account)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions instruction from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 5 contracts

Sources: Shareholder Information Agreement (Variflex Ls), Shareholder Information Agreement (Cuna Mutual Life Variable Annuity Account), Shareholder Information Agreement (Cuna Mutual Variable Life Insurance Account)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares or take such other action as requested by the Fund for a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose purposes of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 4 contracts

Sources: Shareholder Information Agreement (Cuna Mutual Life Variable Account), Shareholder Information Agreement (Cuna Mutual Life Variable Annuity Account), Shareholder Information Agreement (Cuna Mutual Variable Annuity Account)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares Fund shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 3 contracts

Sources: Distribution Agreement (Datum One Series Trust), Selling Group Member Agreement (Century Capital Management Trust), Selling Group Member Agreement (Henderson Global Funds)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Agent or a Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that who has been identified by the Fund Agent or a Fund as having engaged in transactions of the Fund's Fund Shares (directly or indirectly through the Intermediary's account) that violate policies established or utilized by the a Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund.

Appears in 2 contracts

Sources: Rule 22c 2 Shareholder Information Agreement (Lincoln New York Account N for Variable Annuities), Shareholder Information Agreement (Lincoln Life Variable Annuity Account N)

Agreement to Restrict Trading. The Intermediary agrees to execute written instructions from the Fund Portfolio to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Portfolio as having engaged in transactions of the FundPortfolio's Shares (directly or indirectly through the Intermediary's account(or indirect intermediary's) Account) that violate policies established by the Fund Portfolio for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundPortfolio.

Appears in 2 contracts

Sources: Rule 22c 2 Agreement (Lincoln New York Account N for Variable Annuities), Rule 22c 2 Agreement (Lincoln Life Variable Annuity Account N)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Agent as having engaged in transactions of the Fund's in Shares (directly or indirectly through the Intermediary's account) that violate policies established or utilized by the a Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund.

Appears in 1 contract

Sources: Rule 22c 2 Agreement (Variflex Ls)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Fund, or Fund's designee, to restrict or prohibit further purchases or exchanges of Shares by for a Shareholder that has been identified by the Fund Fund, or Fund's designee, as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Sources: Shareholder Information Agreement (SBL Variable Annuity Account Xiv)

Agreement to Restrict Trading. Intermediary agrees The Intermediaries agree to execute written instructions from the Fund Trusts to restrict or prohibit further purchases or exchanges of Shares by shares for the benefit of a Shareholder that Contract Owner who has been identified by the Fund Trusts as having engaged in transactions of the a Fund's Shares (Shares, directly or indirectly INDIRECTLY through the an Intermediary's account) , that violate policies established by the Fund Trusts for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the of a Fund.

Appears in 1 contract

Sources: Rule 22c 2 Agreement (Allianz Life Variable Account B)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Fund, or Fund's designee, to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Fund, or Fund's designee, as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Sources: Shareholder Information Agreement (United of Omaha Separate Account C)

Agreement to Restrict Trading. The Intermediary agrees to execute written instructions from the Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Agent as having engaged in transactions of the in a Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the a Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the a Fund.

Appears in 1 contract

Sources: Rule 22c 2 Shareholder Information Agreement (SBL Variable Annuity Account Xiv)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder for accounts on the Intermediary's books and records that has have been identified by the Fund as having engaged in transactions of in the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Sources: Mutual Fund Service Agreement (Gardner Lewis Investment Trust)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund Funds to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Funds as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's accountFund Account(s)) that violate policies established by the Fund Funds for the purpose purposes of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundFunds.

Appears in 1 contract

Sources: Service Agreement (Aul American Unit Trust)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through though the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Sources: Shareholder Information Agreement (Variflex Ls)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Sources: Selling Group Agreement (United of Omaha Separate Account C)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate market timing or frequent trading policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Sources: Shareholder Information Agreement (Variflex Ls)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the a Fund or Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Sources: Rule 22c 2 Agreement (Lincoln New York Account N for Variable Annuities)