Applicable Rules and Regulations. The Account and each transaction therein shall be subject to the terms of this Agreement and to (a) all applicable laws and the regulations, rules and orders (collectively "regulations") of all regulatory and self-regulatory organizations having jurisdiction and (b) the constitution, by-laws, rules, regulations, orders, resolutions, interpretations and customs and usages (collectively "rules") of the market and any associated clearing organization (each an "exchange") on or subject to the rules of which such transaction is executed and/or cleared. The reference in the preceding sentence to exchange rules is solely for Carr's protection and Carr's failure to comply therewith sh▇▇▇ ▇▇t constitute a breach ▇▇ ▇▇▇s Agreement or relieve Customer of any obligation or responsibility under this Agreement. Carr shall not be liable to Customer as a result of any actio▇ ▇▇ Carr, its officers, directors, employees or agents to comply with ▇ny rule or regulation.
Appears in 3 contracts
Sources: Customer Agreement (Witter Dean Cornerstone Fund Iii), Customer Agreement (Witter Dean Cornerstone Fund Ii), Customer Agreement (Witter Dean Cornerstone Fund Iv)
Applicable Rules and Regulations. The Account and each transaction therein shall be subject to the terms of this Agreement and to (a) all applicable laws and the regulations, rules and orders (collectively "regulations") of all regulatory and self-regulatory organizations having jurisdiction and (b) the constitution, by-laws, rules, regulations, orders, resolutions, interpretations and customs and usages (collectively "rules") of the market and any associated clearing organization (each an "exchange") on or subject to the rules of which such transaction is executed and/or cleared. The reference in the preceding sentence to exchange rules is solely for Carr's protection and Carr's failure to comply therewith sh▇▇▇ ▇▇t constitute a breach ▇▇ ▇▇▇s ▇l not constitute a ▇▇▇▇▇h of this Agreement or relieve Customer of any obligation or responsibility under this Agreement. Carr shall not be liable to Customer as a result of any actio▇ act▇▇▇ by Carr, its officers, directors, employees or agents to comply with comp▇ny ▇ ▇ith any rule or regulation.
Appears in 3 contracts
Sources: Customer Agreement (Witter Dean Cornerstone Fund Iv), Customer Agreement (Witter Dean Spectrum Strategic Lp), Customer Agreement (DWFCM International Access Fund Lp)
Applicable Rules and Regulations. The Account and each transaction therein shall be subject to the terms of this Agreement and to (a) all applicable laws and the regulations, rules and orders (collectively "“regulations"”) of all regulatory and self-regulatory organizations having jurisdiction and (b) the constitution, by-laws, rules, regulations, orders, resolutions, interpretations and customs and usages (collectively "“rules"”) of the market and any associated clearing organization or clearing house (each an "“exchange"”) on or subject to the rules of which such transaction is executed and/or cleared. The reference in the preceding sentence to exchange rules is solely for Carr's Newedge’s protection and Carr's Newedge’s failure to comply therewith sh▇▇▇ ▇▇t shall not constitute a breach ▇▇ ▇▇▇s of this Agreement or relieve Customer of any obligation or responsibility under this Agreement. Carr Newedge shall not be liable to Customer as a result of any actio▇ ▇▇ Carraction or omission by Newedge, its officers, directors, employees or agents to comply with ▇ny rule or regulationany exchange rule.
Appears in 3 contracts
Sources: Futures Account Agreement (Campbell Global Trend Fund, L.P.), Futures Account Agreement (Campbell Global Trend Fund, L.P.), Futures Account Agreement (Aspect Global Diversified Fund LP)
Applicable Rules and Regulations. The Account and each transaction therein shall be subject to the terms of this Agreement and to (a) all applicable laws and the regulations, rules and orders (collectively "regulations") of all regulatory and self-regulatory organizations having jurisdiction and (b) the constitution, by-laws, rules, regulations, orders, resolutions, interpretations and customs and usages (collectively "rules") of the market and any associated clearing organization or clearing house (each an "exchange") on or subject to the rules of which such transaction is executed and/or cleared. The reference in the preceding sentence to exchange rules is solely for Carr's ▇▇▇▇'▇ protection and Carr's ▇▇▇▇'▇ failure to comply therewith sh▇▇▇ ▇▇t shall not constitute a breach ▇▇ ▇▇▇s of this Agreement or relieve Customer of any obligation or responsibility under this Agreement. Carr ▇▇▇▇ shall not be liable to Customer as a result of any actio▇ action or omission by ▇▇ Carr▇▇▇, its officers, directors, employees or agents to comply comply with ▇ny rule or regulationany exchange rule.
Appears in 1 contract
Applicable Rules and Regulations. The Account and each transaction therein shall be subject to the terms of this Agreement and to (a) all applicable laws and the regulations, rules and orders (collectively "regulations") of all regulatory and self-regulatory organizations having jurisdiction and (b) the constitution, by-laws, rules, regulations, orders, resolutions, interpretations and customs and usages (collectively "rules") of the market and any associated clearing organization (each an "exchange") on or subject to the rules of which such transaction is executed and/or cleared. The reference in the preceding sentence to exchange rules is solely for Carr's protection and Carr's failure ▇▇▇▇▇▇e to comply therewith shthere▇▇▇▇ ▇▇t shall not constitute a breach ▇▇ ▇▇▇s of this Agreement or relieve Customer of any obligation or responsibility under this Agreement. Carr shall not be liable to liabl▇ ▇▇ Customer as a result of any actio▇ ▇▇ action by Carr, its officers, directorsdi▇▇▇▇ors, employees or agents to comply with ▇ny any rule or regulation.
Appears in 1 contract
Sources: Customer Agreement (Witter Dean Diversified Futures Fund Iii L P)
Applicable Rules and Regulations. The Account and each transaction therein shall be subject to the terms of this Agreement and to (a) all applicable laws and the regulations, rules and orders (collectively "regulations") of all regulatory and self-regulatory organizations having jurisdiction and (b) the constitution, by-laws, rules, regulations, orders, resolutions, interpretations and customs and usages (collectively "rules") of the market and any associated clearing organization or clearing house (each an "exchange") on or subject to the rules of which such transaction is executed and/or cleared. The reference in the preceding sentence to exchange rules is solely for CarrNewedge's protection and CarrNewedge's failure to comply therewith sh▇▇▇ ▇▇t shall not constitute a breach ▇▇ ▇▇▇s of this Agreement or relieve Customer of any obligation or responsibility under this Agreement. Carr Newedge shall not be liable to Customer as a result of any actio▇ ▇▇ Carraction or omission by Newedge, its officers, directors, employees or agents to comply with ▇ny rule or regulationany exchange rule.
Appears in 1 contract
Sources: Futures Account Agreement (United States Commodity Index Funds Trust)