Common use of Applicable Rules and Regulations Clause in Contracts

Applicable Rules and Regulations. In no event will Betterment Securities be obligated to effect any transaction that it determines, in its sole discretion, would violate any federal or state law, rule, or regulation or the rules or regulations of any regulatory body or self-regulatory organization.

Applicable Rules and Regulations. In no event will Betterment Securities be obligated to effect any transaction that it determines, in it its sole discretion, would violate any federal or state law, rule, or regulation or the rules or regulations of any regulatory body or self-regulatory organization.