Common use of Application Form Clause in Contracts

Application Form. 5.1. Pursuant to submitting the online Application Form, the Client makes the following warranties, namely: - 5.1.1. That the information submitted is true and correct; and, 5.1.2. That he has read and understood the terms and the Risk Disclosure Statement forming part of the Agreement. 5.2. In addition, the Client acknowledges and agrees to the following, namely: - 5.2.1. That he is bound to the terms and conditions of this Agreement; 5.2.2. That the Client consents to the sharing of any necessary Client Data, or relevant information, by RocketX to a third-party for verification purposes only, as provided for in terms of FICA; 5.2.3. if RocketX, as an accountable institution, is unable to adhere to its obligations in terms of FICA, including – 5.2.3.1. Establishing or verifying the identity of a Client, or obtaining relevant information, or information contemplated in section 21A of the FICA; or 5.2.3.2. Conduct ongoing due diligence as contemplated in section 21C of FICA, then RocketX – 5.2.3.3. May not establish or conclude a business relationship, or a single transaction with the Client, in the course of a business relationship, 5.2.3.4. Or perform any action to give effect to a single transaction; and, 5.2.3.5. Must terminate the relationship in accordance with its Risk Management and Compliance Programme, or any existing business relationship with the Client, and consider submitting a report in terms of section 29 of the FICA. 5.3. RocketX has the discretion to request Client information from the Financial Service Provided and will be given access to Client information within 3 business days from its request. 5.4. Should RocketX be unable to conduct the customer ongoing due diligence as required in FICA, the Client Trading Accounts will be disabled, and a record thereof must be kept for no less than 5 (five) years. 5.5. Nevertheless, ▇▇▇▇▇▇▇ retains a right to refuse to open a Client Account at its own discretion, if deemed necessary.

Application Form. 5.1. Pursuant to submitting the online Application Form, the Client makes the following warranties, namely: - 5.1.1. That the information submitted is true and correct; and, 5.1.2. That he has read and understood the terms and the Risk Disclosure Statement forming part of the Agreement. 5.2. In addition, the Client acknowledges and agrees to the following, namely: - 5.2.1. That he is bound to the terms and conditions of this Agreement; 5.2.2. That the Client consents to the sharing of any necessary Client Data, or relevant information, by RocketX to a third-party for verification purposes only, as provided for in terms of FICA; 5.2.3. if RocketX, as an accountable institution, is unable to adhere to its obligations in terms of FICA, including – 5.2.3.1. Establishing or verifying the identity of a Client, or obtaining relevant information, or information contemplated in section 21A of the FICA; or 5.2.3.2. Conduct ongoing due diligence as contemplated in section 21C of FICA, then RocketX – 5.2.3.3. May not establish or conclude a business relationship, or a single transaction with the Client, in the course of a business relationship, 5.2.3.4. Or perform any action to give effect to a single transaction; and, 5.2.3.5. Must terminate the relationship in accordance with its Risk Management and Compliance Programme, or any existing business relationship with the Client, and consider submitting a report in terms of section 29 of the FICA. 5.3. RocketX has the discretion to request Client information from the Financial Service Provided and will be given access to Client information within 3 business days from its request. 5.4. Should RocketX be unable to conduct the customer ongoing due diligence as required in FICA, the Client Trading Accounts will be disabled, and a record thereof must be kept for no less than 5 (five) years. 5.5. Nevertheless, ▇▇▇▇▇▇▇ RocketX retains a right to refuse to open a Client Account at its own discretion, if deemed necessary.

Application Form. 5.16.1. Pursuant to submitting the online Application Form, the Client makes the following warranties, namely: - 5.1.16.1.1. That the information submitted is true and correct; and, 5.1.26.1.2. That he has read and understood the terms and the Risk Disclosure Statement forming part of the Agreement. 5.26.2. In addition, the Client acknowledges and agrees to the following, namely: - 5.2.16.2.1. That he is bound to the terms and conditions of this Agreement; 5.2.26.2.2. That the Client consents to the sharing of any necessary Client Data, or relevant information, by RocketX to a third-party for verification purposes only, as provided for in terms of FICA; 5.2.36.2.3. if RocketX, as an accountable institution, is unable to adhere to its obligations in terms of FICA, including – 5.2.3.16.2.3.1. Establishing or verifying the identity of a Client, or obtaining relevant information, or information contemplated in section 21A of the FICA; or 5.2.3.26.2.3.2. Conduct ongoing due diligence as contemplated in section 21C of FICA, then RocketX – 5.2.3.36.2.3.3. May not establish or conclude a business relationship, or a single transaction with the Client, in the course of a business relationship, 5.2.3.46.2.3.4. Or perform any action to give effect to a single transaction; and, 5.2.3.56.2.3.5. Must terminate the relationship in accordance with its Risk Management and Compliance Programme, or any existing business relationship with the Client, and consider submitting a report in terms of section 29 of the FICA. 5.36.3. RocketX has the discretion to request Client information from the Financial Service Provided and Providerand will be given access to Client information within 3 business days from its request. 5.46.4. Should RocketX be unable to conduct the customer ongoing due diligence as required in FICA, the Client Trading Accounts will be disabled, and a record thereof must be kept for no less than 5 (five) years. 5.56.5. Nevertheless, ▇▇▇▇▇▇▇ RocketX retains a right to refuse to open a Client Account at its own discretion, if deemed necessary.