Common use of APPLICATION OF THE ADDITIONAL TERMS Clause in Contracts

APPLICATION OF THE ADDITIONAL TERMS. 1.1 This Schedule is supplemental to the Client Agreement and applicable to any Securities trading account(s) for which the Client has applied for trading in Options Contracts relating to transactions of any Exchange Traded Options Business (the “Stock Options Account”) and under which KGI Asia has agreed to allow the Client to conduct such trading and if so applicable shall form an integral part of the Client Agreement. This Schedule shall be read jointly with Part A and the other Parts and Schedules of the Client Agreement in so far as they are applicable. In the event of any conflict between the provisions of this Schedule and the other parts of this Client Agreement in relation to the subject matter of this Schedule, the provisions of this Schedule shall prevail. The Client is reminded to read this Schedule carefully and thoroughly. If the Client has any doubt, the Client should seek independent legal and/or other professional advice. 1.2 Unless otherwise specified or the context otherwise requires, terms and expressions defined in the rules (including the Options Trading Rules and the Operational Trading Procedures for Options Trading Exchange Participants) of SEHK and the rules (including the Options Clearing Rules and the Operational Clearing Procedures for Options Trading Exchange Participants) of SEOCH shall have the same meanings when used in this Schedule. 1.3 The Client hereby expressly agrees that KGI Asia may, if requested by any Affiliate of KGI Asia with which the Client has an outstanding account, provide to such Affiliate the name of the Client and details of all of the SEOCH collateral and Securities held by KGI Asia for and on behalf of the Client.

Appears in 4 contracts

Sources: Client Agreement, Client Agreement, Client Agreement