Asset Categories Clause Samples

Asset Categories. The Portfolio Manager will have full discretion subject to compliance with all applicable LNL policies, Risk Management Committee guidelines, and reinsurance treaty limitations to invest and reinvest the funds in assets in a manner necessary to achieve the investment objective. Such assets may include, but are not limited to, cash and cash equivalents; U.S. and foreign Government obligations; public, U.S. and foreign corporate fixed income securities; private placements (including Rule 144A securities); structured products (i.e., ABS, MBS, CMBS, etc.); and mortgage loans; and derivative instruments. All purchases are subject to the limitations imposed in this investment policy. Exposure limits are based on the GAAP book value of invested assets. Cash and Cash Equivalents [REDACTED] U.S. Treasury/Agency Securities [REDACTED] Public Corporate Bonds (including 144 securities) [REDACTED] Derivative Instruments [REDACTED] Traditional Private Placements [REDACTED] Commercial Mortgage Loans [REDACTED] Real Estate (including real estate contingent Acquisition program) [REDACTED] Total Less Liquid Investments [REDACTED] Agency Residential Mortgage Backed Securities [REDACTED] Non-Agency Residential Mortgage Backed Securities [REDACTED] Commercial Mortgage Backed Securities [REDACTED] Total Asset Backed Securities** [REDACTED] Investments in Developing Countries [REDACTED] Total Foreign Investments*** [REDACTED] *** For further details see the LNL Statement of Investment Policy for Foreign Investments. Foreign risk is defined by the “underlying sovereign” referring to the actual sovereign exposure inherent in the security (i.e .the “country of risk”). LNL will not purchase securities with less-than investment grade credit quality ratings when such ratings are lower than the long term foreign currency ratings of the underlying sovereign. Common stock [REDACTED] Preferred stock [REDACTED] Mutual Funds [REDACTED] Total Equity-Related Securities [REDACTED] Per Industry [REDACTED] Per Non-Government Issuer [REDACTED] NAIC Grade 3-4-5-6 [REDACTED] NAIC Grade 4-5-6 [REDACTED] NAIC Grade 5-6 [REDACTED]
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Asset Categories. The Grantor and its designated investment advisor, if any, are subject to the limitations imposed by this Investment Policy and applicable laws and regulations. Investments may include cash and/or cash equivalents; U.S. government obligations; municipal obligations; public corporate fixed income (including 144A); agency mortgage-backed securities; and asset-backed securities.
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Asset Categories. As of the Commencement Date, the categories which shall apply to the Assets are as follows: Category 1 Eligible Investments Client Money Reclaim Fund's consent provided pursuant to clause 1.4 of Part B None Category 2 Eligible Investments Client Money Reclaim Fund's prior consent is required pursuant to clause 1.6 of Part B Any Dormant Eligible Investments Client Money: a) which the Participant has full details of; and b) the Participant is able to ascertain the balance and the interest rate / Accrued Interest applicable to that Dormant Eligible Investments Client Money.
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Asset Categories. The Portfolio Manager will have full discretion subject to compliance with all applicable LNL policies, Risk Management Committee guidelines, and reinsurance treaty limitations to invest and reinvest the funds in assets in a manner necessary to achieve the investment objective. Such assets may include, but are not limited to, cash and cash equivalents; U.S. and foreign Government obligations; public, U.S. and foreign corporate fixed income securities; private placements (including Rule 144A securities); structured products (i.e., ABS, MBS, CMBS, etc.); mortgage loans; and derivative instruments. All purchases are subject to the limitations imposed in this investment policy. Exposure limits are based on the market value of invested assets as of the most recent statutory financial statement. MAXIMUM % OF ASSETS Cash and Cash Equivalents 100% U.S. Treasury/Agency Securities 100% Public Corporate Bonds (including 144 securities) 100% Derivative Instruments 100% LESS LIQUID INVESTMENTS Traditional Private Placements 20% Commercial Mortgage Loans 20% Real Estate 0% Total Less Liquid Investments 35% ASSET BACKED SECURITIES Agency Residential Mortgage Backed Securities 100% Non-Agency Residential Mortgage Backed Securities 10% Commercial Mortgage Backed Securities 10% Total Asset Backed Securities 100% FOREIGN INVESTMENTS Investments in Developing Countries 5% Total Foreign Investments* 25%* * Excludes ownership of subsidiaries and securities issued or guaranteed by a Canadian governmental unit or business entity EQUITY RELATED SECURITIES: Common stock 0% Preferred stock 0% Total Equity-Related Securities 0% 28
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Asset Categories. As of the Commencement Date, the categories which shall apply to the Assets are as follows: Category 1 Eligible Investment Asset Proceeds Reclaim Fund's consent provided pursuant to clause 1.4 of Part B [TBC] Category 2 Eligible Investment Asset Proceeds Reclaim Fund's prior consent is required pursuant to clause 1.6 of Part B [TBC] Category 3 Eligible Investment Asset Proceeds Reclaim Fund's prior consent is required pursuant to clause 1.6 of Part B [TBC]
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Related to Asset Categories

  • Employee Categories All employees fall into one or the other of four principal categories as outlined below.

  • Categories All personnel of the Logistics & Supply Business Unit, within the following work categories and in classifications as enumerated in Article 8.03, are covered by this Agreement. Nothing in this agreement prevents an employee from performing either on a day to day or regular basis, any function or task that is generally performed by any category, provided that the employee is competent to perform the work required. Any efficiencies attained out of this flexibility is not intended to eliminate a category.

  • Employment Categories (a) Employees under this Agreement will be employed in one of the following categories: (i) full-time; (ii) part time; or (iii) casual. (b) At the time of engagement an employer will inform each employee whether they are employed on a full-time, part time or casual basis. An employer may direct an employee to carry out such duties that are within the limits of the employee’s skill, competence and training, consistent with the respective classification.

  • Client Categorisation 4.1. The client understands and accepts that each category of Clients has its individual level of regulative protection acknowledging that Retail Clients have the highest level of protection whereas Professional Clients and Eligible Counterparties are considered to be more experienced, informed, skilled and able to estimate their risk, therefore are provided with a lower level of protection. 4.2. The Company will treat the Client as a Retail Client, Professional Client or Eligible Counterparty, depending on how the Client completes the Application Form and according to the method of categorisation as this method is explained under the title “Client Categorisation” (Appendix II), and by accepting this Agreement the Client accepts application of such method. 4.3. The Client accepts that when categorising the Client and dealing with him, the Company will rely on the accuracy, completeness and correctness of the information provided by the Client in his Application Form and the Client has the responsibility to immediately notify the Company in writing if such information changes. 4.4. The Company has the right to review the Client’s Categorisation and change his Categorisation if this is deemed necessary (subject to Applicable Laws).

  • Criminal History Category With regard to determining defendant’s criminal history points and criminal history category, based on the facts now known to the government, defendant’s criminal history points equal zero and defendant’s criminal history category is I.