Certification instructions Sample Clauses

Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the certification, but you must provide your correct TIN. See the instructions for Part II later. Sign Here General Instructions

Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return.

Certification instructions. You must cross out Item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For mortgage interest paid, acquisition or abandonm ent of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the certification, but you must provide your correct TIN. If you a re an exempt payee (if you are unsure, ask us for a complete set of IRS instructions), enter your exempt payee code (if any) here: _______________________ If you are exempt from FATCA reporting (if you are unsure, ask us for a complete set of IRS instructions), enter your exempti on from FATCA reporting code (if any) here: _____________________________________ The IRS does not require your consent to any provision of this document other than the certifications required to avoid backu p withholding. BY SIGNING THIS AGREEMENT, YOU ACKNOWLEDGE THAT SECURITIES NOT FULLY PAID FOR MAY BE LOANED TO COR CLEARING, LLC OR LOANED OUT TO OTHERS. PLEASE NOTE THAT THIS ACCOUNT APPLICATION AND AGREEMENT CONTAINS A PREDISPUTE ARBITRATION AGREEMENT IN THE TERMS AND CONDITIONS ACCOMPANYING THIS ACCOUNT APPLICATION AND AGREEMENT. YOU ACKNOWLEDGE RECEIVING A COPY OF THIS ACCOUNT APPLICATION AND AGREEMENT.

Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (▇▇▇), and generally, payments other than interest and dividends, you are not required to sign the Certification, b ut you must provide your correct TIN. (See the instructions on page 4.) A person who is required to file an information return with the IRS, must obtain your correct taxpayer identification number (TIN) to report, for example, income paid to you, real estate transactions, mortgage interest you paid, acquisition or abandonment of secured property, cancellation of debt, or contributions you made to an ▇▇▇.

Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the Certification, but you must provide your correct TIN. (See the instructions on page 4.) Sign Here Signature of Purpose of Form U.S. person. Use Form W-9 only if you are a U.S. person (including a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when applicable, to:

Certification instructions. You must cross out Item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (“IRA”), and generally, payments other than interest and dividends, you are not required to sign the certification, but you must provide your correct TIN. If you are an exempt payee (if you are unsure, ask us for a complete set of IRS instructions), enter your exempt payee code (if any) here: If you are exempt from FATCA reporting (if you are unsure, ask us for a complete set of IRS instructions), enter your exemption from FATCA reporting code (if any) here: By signing this Agreement, you affirm that you are of full legal age in the state or jurisdiction in which you reside and have the capacity to enter into this Agreement. You further affirm that you have read, understood and agree to the Terms and Conditions attached to this Agreement. Print Name Date — — Signature X Print Name Date — — Signature X

Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the Certification, but you must provide your correct TIN. (See the instructions on page 4.) Sign Here Signature of U.S. person } Date } Purpose of Form U.S. person. Use Form W-9 only if you are a U.S. person (including a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when applicable, to:

Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. Signature of Subscriber/Representative Subscriber Authorized Signatory X Date Signature of Co-Subscriber #1 (if necessary) X Date Name (Print) of Subscriber/Representative Subscriber Authorized Signatory Name (Print) of Subscriber/Representative Subscriber Authorized Signatory Capacity (Print) of Subscriber/Representative Subscriber Authorized Signatory (if necessary) Capacity (Print) of Subscriber/Representative Subscriber Authorized Signatory (if necessary) Signature of Co-Subscriber #2 (if necessary) X Date Name (Print) of Subscriber/Representative Subscriber Authorized Signatory Capacity (Print) of Subscriber/Representative Subscriber Authorized Signatory (if necessary) Signature of Financial Advisor X Date Name (Print) of Signatory Title (Print) of Signatory Please provide the following supporting documentation based on your account type. Individual If a non-US person, Form W-8BEN and Passport or National ID Joint (including JTWROS, Tenants in Common, Community Property) For each non-US Person account holder, Form W-8BEN and Passport or National ID IRA (including ▇▇▇▇, SEP, Rollover, Inherited) None Pension Plan (Non-ERISA) Plan documents Trust Certificate of Trust or Declaration of Trust Appropriate Form W-8 (see ▇▇▇▇▇://▇▇▇.▇▇▇.▇▇▇/forms-pubs/about-form-w-8) Estate Letters of testamentary or letters of administration dated within 60 days unless accompanies by a medallion signature guarantee Corporation (including C Corporation, S Corporation, LLC) Formation documents Articles of incorporation or operating agreement Authorized signatory list Appropriate Form W-8 (see ▇▇▇▇▇://▇▇▇.▇▇▇.▇▇▇/forms-pubs/about-form-w-8) If the entity is a fund (mutual fund, private equity fund, hedge fund), provide the prospectus or offering memorandum Partnership Formation documents Partnership agreement Authorized signatory list Appropriate Form W-8 (see ▇▇▇▇▇://▇▇▇.▇▇▇.▇▇▇/forms-pubs/about-form-w-8) If the entity is a fund (mutual fund, private equity fund, hedge fund), provide the prospectus or offering memorandum

Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (▇▇▇), and generally, payments other than interest and dividends, you are not required to sign the certification, but you must provide your correct TIN. See the instructions for Part II, later. Sign Here Signature of U.S. person u Date u Section references are to the Internal Revenue Code unless otherwise noted. Future developments. For the latest information about developments related to Form W-9 and its instructions, such as legislation enacted after they were published, go to ▇▇▇.▇▇▇.▇▇▇/▇▇▇▇▇▇.