Check and complete if Transferee. will take delivery of a beneficial interest in a Global Bond or a Certificated Bond pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Global Bonds and Certificated Bonds and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one): (a) such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act; (b) such Transfer is being effected to the Company or a subsidiary thereof; (c) such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act. This certificate and the statements contained herein are made for the benefit of the Trustee and the Registrar and the benefit of the Company. [Insert Name of Transferor] By: Name: Title: Dated: __________________________ Signature Guarantee Signatures must be guaranteed by an “eligible guarantor institution” meeting the requirements of the Registrar, which requirements include membership or participation in the Security Transfer Agent Medallion Program (“STAMP”) or such other “signature guarantee program” as may be determined by the Registrar in addition to, or in substitution for, STAMP, all in accordance with the Securities Exchange Act of 1934, as amended. 1. The Transferor owns and proposes to transfer the following: [CHECK ONE OF (1) OR (2)] (1) a beneficial interest in the: 144A Global Bond (CUSIP ________), or Regulation S Global Bond (CUSIP ________), or (2) a Restricted Certificated Bond. 2. After the Transfer the Transferee will hold: [CHECK ONE OF (3) OR (4)]
Appears in 1 contract
Sources: Forty Sixth Supplemental Indenture (NorthWestern Energy Group, Inc.)
Check and complete if Transferee. will take delivery of a beneficial interest Book-Entry Interest in a Global Bond Note or a Certificated Bond Definitive Registered Note pursuant to any provision of the U.S. Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests Book-Entry Interests in Global Bonds Notes and Certificated Bonds Definitive Registered Notes and pursuant to and in accordance with the U.S. Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) such Transfer is being effected to the Company or a subsidiary thereof;
(c) such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act. This certificate and the statements contained herein are made for the benefit of the Trustee and the Registrar and the benefit of the Company. [Insert Name of Transferor] By: Name: Title: Dated:
1. The Transferor owns and proposes to transfer the following: ¨ a Book-Entry Interest in the:
(i) ¨ 144A Global Note ([Common Code][ISIN][CUSIP] ____________), or
(ii) ¨ Regulation S Global Note ([Common Code][ISIN][CUSIP] _________).
2. After the Transfer the Transferee will hold: ¨ a Book-Entry Interest in the:
(i) ¨ 144A Global Note ([Common Code][ISIN][CUSIP] ____________), or
(ii) ¨ Regulation S Global Note ([Common Code][ISIN][CUSIP] _________). [Issuer address block] [Trustee/Registrar address block] Re: 3.875% Senior Secured Notes due 2027 of Cablevision Lightpath LLC (ISIN ________; Common Code _______; CUSIP __________) Reference is hereby made to the Indenture (the “Indenture”), dated as of [ ], 2020, among [ ], a Delaware corporation (the “Issuer”) and Deutsche Bank Trust Company Americas, as trustee (the “Trustee”) and paying agent, transfer agent and registrar, and Deutsche Bank Trust Company Americas, as collateral agent (the “Notes Collateral Agent”). Capitalized terms used but not defined herein shall have the meanings given to them in the Indenture. __________________, (the “Owner”) owns and proposes to exchange the Note[s] or interest in such Note[s] specified herein, in the principal amount of $ ____________ Signature Guarantee Signatures must be guaranteed by an in such Note[s] or interests (the “eligible guarantor institution” meeting Exchange”). In connection with the requirements Exchange, the Owner hereby certifies that:
1. ¨ Check if Exchange is from Book-Entry Interest in a Global Note for Definitive Registered Notes. In connection with the Exchange of the RegistrarOwner’s Book-Entry Interest in a Global Note for Definitive Registered Notes in an equal amount, which requirements include membership or participation the Owner hereby certifies that such Definitive Registered Notes are being acquired for the Owner’s own account without transfer. The Definitive Registered Notes issued pursuant to the Exchange will bear the Private Placement Legend and will be subject to restrictions on transfer enumerated in the Security Transfer Agent Medallion Program (“STAMP”) or such other “signature guarantee program” as may be determined by Indenture and the Registrar U.S. Securities Act.
2. ¨ Check if Exchange is from Definitive Registered Notes for Book-Entry Interest in addition to, or in substitution for, STAMP, all in accordance a Global Note. In connection with the Exchange of the Owner’s Definitive Registered Notes for Book-Entry Interest in a Global Note in an equal amount, the Owner hereby certifies that such Book- Entry Interest in a Global Note are being acquired for the Owner’s own account without transfer. The Book-Entry Interests transferred in exchange will be subject to restrictions on transfer enumerated in the Indenture and the U.S. Securities Exchange Act Act. This certificate and the statements contained herein are made for your benefit and the benefit of 1934, as amended.the Issuer. [Insert Name of Transferor] By: Name: Title: Dated:
1. The Transferor Owner owns and proposes to transfer exchange the following: [CHECK ONE OF (1a) OR (2b)]
(1) a beneficial interest in the: 144A Global Bond (CUSIP ________), or Regulation S Global Bond (CUSIP ________), or
(2) a Restricted Certificated Bond.
2. After the Transfer the Transferee will hold: [CHECK ONE OF (3) OR (4)]
Appears in 1 contract
Sources: Indenture (Altice USA, Inc.)