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Common use of Client Identity Rule Clause in Contracts

Client Identity Rule.

Appears in 7 contracts

Sources: Client Master Agreement, Client Master Agreement, Securities Services Agreement

Related Clauses

  • Vendor Identity and Contact Information
  • Customer Identification Program Notice
  • Customer Identification Program
  • Customer Identification - USA Patriot Act Notice
  • Child Abuse Reporting Requirement

Parent Clauses

  • Client Identity Rule and Specified Intermediaries
  • Commissions Charges and Expenses
  • Withholding Tax
  • No Liability
  • Intermediaries

Sub-Clauses

  • Intermediaries
  • Dealing for Collective Investment Schemes
  • Response to Enquiries from Regulators
  • Invalidity
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