Intermediaries Clause Samples
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Intermediaries a. Subject to Clause 15 if either party uses the services of an intermediary to transmit, log, store or process Messages, that party shall be responsible for any acts, failures or omissions by that intermediary in its provision of the said services as though they were his own acts, failures or omissions. The Authority shall be liable as between the Authority and the Contractor for any acts, failures or omissions of DECS in its provision of the services of an intermediary as though they were the acts, failures or omissions of the Authority.
b. Any party using an intermediary shall ensure that it is a contractual responsibility of the intermediary that no change in the substantive data content of the Messages to be transmitted is made and that such Messages are not disclosed to any unauthorised person.
Intermediaries. We agree to provide the requested Shareholder Information that is on our books and records to you promptly, but in any event not later than 10 Business Days after receipt of a good order request given in accordance with Paragraph 2 above, which shall contain the fund account number, CUSIP, trade amount and date. If you so request, we agree to use best efforts to promptly determine whether any specific person, identified by you from the requested Shareholder Information, is itself an Indirect Intermediary. Upon your further request, which must be given in accordance with Paragraph 2 above, we agree to use best efforts either to: (i) provide (or arrange to have provided) the requested Shareholder Information from the Indirect Intermediary; or (ii) if the Indirect Intermediary refuses to provide the requested Shareholder Information and you so direct us in writing, restrict or prohibit further purchases of Fund shares by such Indirect Intermediary through the Account. We agree to inform you whether we plan to perform (i) or (ii).
Intermediaries. Each party represents that all negotiations relative to this Agreement and the transactions contemplated hereby, including any subsequent Assumption Reinsurance Agreement with respect to the Reinsured Contracts, have been carried out by the Cedent and the Reinsurer directly and without the intervention of any person in such manner as to give rise to any valid claim by any other person for a finder's fee, brokerage commission or similar payment.
Intermediaries. You agree that we may select any intermediary financial institution, system or means of transmittal to send a wire transfer. Furthermore, you agree that our selection may differ from that indicated in your payment instructions.
Intermediaries. In the case where I am/we are intermediaries, if I am/we are aware that my/our client is acting as intermediary for its underlying client(s), and I/we do not know the identity, address, occupation and contact details of the underlying client for whom the dealing was effected, I/we confirm that:-
(a) I/we have arrangements in place with my/our client which entitle me/us to obtain such information from my/our client immediately upon request or procure that it be so obtained; and
(b) I/we will, upon your request in relation to any dealing, promptly request such information from my/our client on whose instructions the dealing was effected, and provide the information to the Hong Kong regulators as soon as received from my/our client or procure that it be so provided.
Intermediaries. We may engage Intermediaries selected in our complete discretion to make the transfer. We shall not be liable to you for any such selection made by us, the Recipient, or another Intermediary.
Intermediaries a. Subject to Clause 15 if either party uses the services of an intermediary to transmit, log, store or process Messages, that party shall be responsible for any acts, failures or omissions by that intermediary in its provision of the said services as though they were his own acts, failures or omissions. The Authority shall be liable as between the Authority and the Contractor for any acts,
b. Any party using an intermediary shall ensure that it is a contractual responsibility of the intermediary that no change in the substantive data content of the Messages to be transmitted is made and that such Messages are not disclosed to any unauthorised person.
Intermediaries. No broker, finder, advisor or intermediary will be entitled to any fee, commission or other payment from any Acquired Company in connection with or as a consequence of the transactions contemplated in this Agreement or the consummation thereof.
Intermediaries. When issuing, redeeming or exchanging Shares of the Funds, Transfer Agent may process transactions received from broker-dealers, distributors, sub-transfer agents or other intermediaries authorized by the Trust, its Administrator or Distributor.
Intermediaries. We are not liable for the actions of any intermediary, regardless of whether or not we selected the intermediary. We are not responsible for acts of God, outside agencies, or nonsalaried agents of the credit union.