Commitment to Compliance. The Defendant will ensure that its directors and senior management provide strong, explicit, and visible support and commitment to its corporate policy against violations of the Securities and Commodities Laws and its compliance codes, and demonstrate rigorous adherence by example. The Defendant also will ensure that middle management, in turn, reinforce those standards and encourage employees to abide by them. The Defendant will create and ▇▇▇▇▇▇ a culture of ethics and compliance with the law in its day-to-day operations at all levels of the company.
Appears in 2 contracts
Sources: Plea Agreement, Plea Agreement