Common use of Compliance with Record Keeping Requirements Clause in Contracts

Compliance with Record Keeping Requirements. Participating Broker-Dealer agrees to comply with the record keeping requirements of the Exchange Act, including, but not limited to, Rules 17a-3 and 17a-4 promulgated under the Exchange Act, and, to the extent applicable, the recordkeeping requirements applicable to electronic Prospectuses, Authorized Sales Materials, Subscription Agreements and signatures, including, but not limited to, the requirement to store such records in unalterable form and maintain evidence of electronic delivery and to maintain evidence of informed consent from an investor or prospective investor to receive offering documents electronically, consistent with the NASAA Guidance. Participating Broker-Dealer further agrees to keep such records with respect to each customer who purchases Primary Shares, his suitability and the amount of Primary Shares sold, and to retain such records for six years or such period of time as may be required by the SEC, any state securities commission, FINRA or the Company, whichever is later. Participating Broker-Dealer agrees to promptly provide such records and documents to the Dealer Manager upon the Dealer Manager’s reasonable request.