CONCENTRATION GUIDELINES Clause Samples

The Concentration Guidelines clause sets limits on the amount or proportion of a particular asset, investment, or exposure that a party may hold within a portfolio or agreement. Typically, this clause outlines specific thresholds or percentages that cannot be exceeded, such as capping the investment in a single security or sector to reduce risk. By establishing these boundaries, the clause helps prevent overexposure to any single risk factor, thereby promoting diversification and mitigating the potential for significant losses due to concentration in one area.
CONCENTRATION GUIDELINES. (i) Not more than 5% of the total assets available for investment on behalf of the Lender, measured at the time of purchase, may be invested in the securities of a single issuer other than U.S. Government Securities and repurchase agreements that are collateralized fully, as to which there is no limitation. (ii) With respect to these limits, par values will be used to measure conformity to limits expressed in dollars, while purchase prices will be used for limits expressed in percentages.
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CONCENTRATION GUIDELINES. 1. There shall be no concentration limitation on (j), and (k). See section A. 2. For purposes of these guidelines, the term “issuer” means a given entity and its affiliates and an “affiliate” of an issuer means an entity controlling, controlled by, or under common control with, the issuer.
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CONCENTRATION GUIDELINES. A maximum of 25% of the Cash Collateral in the Cash Collateral Account may be invested with a single counterparty; provided that there is no concentration limit with respect to U.S. Government Securities; provided further that this concentration limit shall apply only if the Cash Collateral in the Cash Collateral Account exceeds USD 1,000,000.
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CONCENTRATION GUIDELINES. 1. The greater of 25 million or 10% of the Fund's total assets, measured at the time of purchase, may be invested in the securities of a single issuer (other than U.S. Government Securities, repurchase agreements and the commingled vehicles identified in paragraph B, as to which there is no limitation).
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CONCENTRATION GUIDELINES. (i) 10% of the total assets available for investment on behalf of the Lender, measured at the time of purchase, may be invested in the securities of a single issuer other than U.S. Government Securities, repurchase agreements and the commingled vehicles identified in paragraph B, as to which there is no limitation. (ii) With respect to these limits, par values will be used to measure conformity to limits expressed in dollars, while purchase prices will be used for limits expressed in percentages. (iii) The acceptance of non-investment grade collateral for Repurchase Agreements (F.1) shall be limited to 10% of the total assets available for investment (see Section G.1(ii) for the definition of investment grade).
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CONCENTRATION GUIDELINES. 1. There shall be no concentration limitation on (f). See section A.1.
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CONCENTRATION GUIDELINES. Excluding U.S. Government Securities, repurchase agreements, shares of money market funds and collective investment vehicles, concentration of any Approved Investment in the Cash Collateral Account will not exceed 5% per issuer. • A maximum of 25% of the Cash Collateral in the Cash Collateral Account may be invested in repurchase transactions with a single counterparty; provided that this concentration limit shall apply only if the Cash Collateral in the Cash Collateral Account exceeds USD 1,000,000.
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CONCENTRATION GUIDELINES. (i) The greater of 25 million or 10% of the total assets available for investment on behalf of the Lender, measured at the time of purchase, may be invested in the securities of a single issuer other than U.S. Government Securities, repurchase agreements and the commingled vehicles identified in paragraph A, as to which there is no limitation. (ii) The purchase of Second Tier commercial paper shall be limited to 10% of the total assets available for investment, with no one issuer accounting for 2.5% of the available assets. (iii) With respect to these limits, par values will be used to measure conformity to limits expressed in dollars, while purchase prices will be used for limits expressed in percentages. (iv) The acceptance of non-investment grade collateral for Reverse Repurchase Agreements (E.1) shall be limited to 10% of the total assets available for investment (see Section F.1(ii) for the definition of investment grade).
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Related to CONCENTRATION GUIDELINES

  • General Guidelines Conduct yourself in a responsible manner at all times in the laboratory.

  • Investment Guidelines In addition to the information to be provided to the Sub-Advisor under Section 2 hereof, the Trust or the Advisor shall supply the Sub-Advisor with such other information as the Sub-Advisor shall reasonably request concerning the Fund’s investment policies, restrictions, limitations, tax position, liquidity requirements and other information useful in managing the Fund’s investments.

  • Hot Weather Guidelines For the purposes of site based discussions regarding the need to plan and perform work during expected periods of hot weather, the following issues shall be considered in conjunction with proper consideration of Occupational Health and Safety issues.

  • Applicable Guidelines The Sentencing Guidelines to be considered in this case are those in effect at the time of sentencing. The following statements regarding the calculation of the Sentencing Guidelines are based on the Guidelines Manual currently in effect, namely the November 2011 Guidelines Manual.

  • HIV/AIDS Model Workplace Guidelines Grantee will: a. implement the System Agency’s policies based on the Human Immunodeficiency Virus/Acquired Immunodeficiency Syndrome (HIV/AIDS), AIDS Model Workplace Guidelines for Businesses at ▇▇▇▇://▇▇▇.▇▇▇▇.▇▇▇▇▇.▇▇.▇▇/hivstd/policy/policies.shtm, State Agencies and State Grantees Policy No. 090.021. b. educate employees and clients concerning HIV and its related conditions, including AIDS, in accordance with the Texas. Health & Safety Code §§ 85.112-114.