Conduct Rules Clause Samples

Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein. 16 Insert for Base Call Option Confirmation. 17 Insert for Additional Call Option Confirmation.

Conduct Rules. Each of Dealer and Counterparty acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.

Conduct Rules. Each party (i) is an “institutional account” as defined in Financial Industry Regulatory Authority, Inc. (“FINRA”) Rule 4512 and (ii) acknowledges and agrees to be bound by the FINRA Conduct Rules applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.

Conduct Rules. Counterparty acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.

Conduct Rules. In the event that any broker-dealer registered under the Exchange Act shall underwrite any Registrable Securities or participate as a member of an underwriting syndicate or selling group or "assist in the distribution" (within the meaning of the Conduct Rules and the By-Laws of the NASD) thereof, whether as a Holder of such Registrable Securities or as an underwriter, a placement or sales agent or a broker or dealer in respect thereof, or otherwise, assist such broker-dealer in complying with the requirements of such Conduct Rules and By-Laws, including, without limitation, by (i) engaging a "qualified independent underwriter" (as defined in such Conduct Rules) to participate in the preparation of such Registration Statement relating to such Registrable Securities and to exercise usual standards of due diligence in respect thereto, (ii) indemnifying any such qualified independent underwriter to the same extent as the Company indemnifies the Holders under Section 8 hereof, and (iii) providing such information to such broker-dealer as may be required in order for such broker-dealer to comply with the requirements of the Conduct Rules of the NASD; and

Conduct Rules. All persons must use the door entry swipe even if someone holds the door for you.

Conduct Rules. The TENANT hereby agrees to strictly observe all Government, Provincial and Municipal Laws, Bylaws and Regulations applicable to the premises and the Conditions of Title of the premises and the rules of the Home Owners Association (if any) and / or the Body Corporate in the case of Sectional Title units. A copy of the Body Corporate or Home Owners Association Rules relating to the premises (if applicable) is to be annexed to this agreement and initialled by the TENANT. Should these rules change the TENANT should be informed and undertakes to be bound by such amended rules. 30.1 Should the Tenant transgress any of the conduct or any other related rules of the Body Corporate or Home Owners Association or any such rules that may from time to time come into effect; it shall be construed as a material breach of the lease agreement and the Landlord may implement any term hereof in any manner it deems necessary. Should the Body Corporate or Home Owners Association fine or implement a penalty due to such breach the Tenant shall be held solely liable. The Landlord is entitled to invoice the Tenant for said amount and appropriate any payment, including the Deposit, by the Tenant to the fine or penalty.

Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein. Counterparty hereby agrees to check this Confirmation and to confirm that the foregoing correctly sets forth the terms of the Transaction by signing in the space provided below and returning to Dealer the fully executed Confirmation via facsimile or e-mail. Very truly yours,

Conduct Rules. You agree to abide by and understand that we enforce the following standards of conduct rules (“Conduct Rules”) designed to prevent the use of GMB for illegal practices. We take our Conduct Rules very seriously and it is our policy to take all the necessary steps to prohibit any illegal use of funds received from, or sold to, GMB. Keep in mind that blockchain transactions generally are not anonymous and transactions can be tracked down to all the parties involved. Because GMB deals with other exchanges in an institutional basis, any indication of illegal activity associated with Digital Assets may negatively impact GMB’s relationship with said institutions. The following activities related to the use of Digital Assets are strictly prohibited on GMB: Neither you nor any related party shall engage or attempt to engage in any fraudulent act or engage or attempt to engage in any scheme to defraud, deceive or trick, in connection with or related to any activity related to GMB. Neither you nor any related party shall engage or attempt to engage in the acquisition of, or sale of, goods or services which are illegal or considered illegal in your jurisdiction in the Dark Web, TOR network, or any other area, online or physical.