Conduct Rules Clause Samples

Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein. 45 Insert term defined in Purchase Agreement for Base Call Option Confirmation. 46 Insert term defined in Purchase Agreement for Additional Call Option Confirmation.

Conduct Rules. Each of Dealer and Counterparty acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.

Conduct Rules. Each party (i) is an “institutional account” as defined in Financial Industry Regulatory Authority, Inc. (“FINRA”) Rule 4512 and (ii) acknowledges and agrees to be bound by the FINRA Conduct Rules applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.

Conduct Rules. Counterparty acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.

Conduct Rules. All persons must use the door entry swipe even if someone holds the door for you.

Conduct Rules. In the event that any broker-dealer registered under the Exchange Act shall underwrite any Registrable Securities or participate as a member of an underwriting syndicate or selling group or "assist in the distribution" (within the meaning of the Conduct Rules and the By-Laws of the NASD) thereof, whether as a Holder of such Registrable Securities or as an underwriter, a placement or sales agent or a broker or dealer in respect thereof, or otherwise, assist such broker-dealer in complying with the requirements of such Conduct Rules and By-Laws, including, without limitation, by (i) engaging a "qualified independent underwriter" (as defined in such Conduct Rules) to participate in the preparation of such Registration Statement relating to such Registrable Securities and to exercise usual standards of due diligence in respect thereto, (ii) indemnifying any such qualified independent underwriter to the same extent as the Company indemnifies the Holders under Section 8 hereof, and (iii) providing such information to such broker-dealer as may be required in order for such broker-dealer to comply with the requirements of the Conduct Rules of the NASD; and

Conduct Rules. The TENANT hereby agrees to strictly observe all Government, Provincial and Municipal Laws, Bylaws and Regulations applicable to the premises and the Conditions of Title of the premises and the rules of the Home Owners Association (if any) and / or the Body Corporate in the case of Sectional Title units. A copy of the Body Corporate or Home Owners Association Rules relating to the premises (if applicable) is to be annexed to this agreement and initialled by the TENANT. Should these rules change the TENANT should be informed and undertakes to be bound by such amended rules. 30.1 Should the Tenant transgress any of the conduct or any other related rules of the Body Corporate or Home Owners Association or any such rules that may from time to time come into effect; it shall be construed as a material breach of the lease agreement and the Landlord may implement any term hereof in any manner it deems necessary. Should the Body Corporate or Home Owners Association fine or implement a penalty due to such breach the Tenant shall be held solely liable. The Landlord is entitled to invoice the Tenant for said amount and appropriate any payment, including the Deposit, by the Tenant to the fine or penalty.

Conduct Rules. A) During service or during free time ,the expert must always behave in compliance with the rules established for the Italian State Police's personnel. B) ▇▇▇▇▇▇▇▇▇▇▇▇▇ , friends and relatives of the expert cannot be hosted in the police structure where the latter is lodged. C) The expert will carry out his functions without any kind of weapons and in civilian clothes. The use of the national uniform in certain circumstances can be authorized only by the CMIBP.

Conduct Rules. The Management Committee either appoints an independent property managing agent or directly employees’ individuals (“Managers”) to assist them in complying with their statutory obligations. One of the duties / responsibilities of the Managers is to enforce the Management Rules and Conduct Rules on behalf of the Management Committee and the Owners. At the date of this document the Manager(s) are currently Huurkoradmin (Pty) Ltd • for ADMINISTRATIVE services (HUURKORADMIN (PTY) LTD: 1976/000544/07; A Managing Agent which holds current membership/registration of the following Statutory Boards and Organizations, EAAB (Estate Agency Affairs Board), NCR (National Credit Regulator) and NAMA (National Association of Managing Agents)) and • for OPERATIONAL / MAINTENANCE services: employees of the Controlling Bodies. The Managers are appointed by the Controlling Bodies and may change from time to time. These Conduct Rules are subject to revisions from time to time should they no longer be appropriate or may be inadequate based on the needs and desires of the Owners. The process regarding enforceability and legitimacy of the Conduct Rules are determined by regulations currently embedded in the Sectional ▇▇▇▇▇▇ Schemes Management Act. The Controlling Bodies will use their best endeavours to ensure that these Conduct Rules are always fair and reasonable and compliance with applicable regulations. Parliament has decided that a body corporate must: 1. keep a copy of all rules, 2. have the rules available for inspection at trustee and member meetings, and