Common use of Cost Basis Reporting Clause in Contracts

Cost Basis Reporting. Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[…] /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[…] setup /fund group § $[…] /month administration § $[…] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[…] /fund group per month § Account Management − $[…] /month § Inbound Teleservicing Only − Account Management - $[…] /month − Call Servicing - $[…] /minute § Lead Source Reporting − $[…] /month § Closed Loop Reporting − Account Management - $[…] /month − Database Installation, Setup - $[…] /fund group § Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Cost Basis Reporting. Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[…] __/direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[…] __setup /fund group § $[…] __/month administration § $[…] __/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[…] __/fund group per month § Account Management − $[…] __/month § Inbound Teleservicing Only − Account Management - $[…] __/month − Call Servicing - $[…] __/minute § Lead Source Conversion Reporting − $[…] __/month § Closed Loop Reporting − Account Management - $[…] __/month − Database Installation, Setup - $[…] __/fund group § Miscellaneous Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.