DEALING WITH US Sample Clauses

The "Dealing With Us" clause defines the terms and conditions under which parties interact or conduct business with the entity issuing the contract. It typically outlines the procedures for communication, submission of requests, or the handling of transactions, such as how to place orders, make inquiries, or resolve issues. By establishing clear guidelines for engagement, this clause helps ensure that all parties understand the proper channels and expectations, thereby reducing misunderstandings and facilitating smooth business operations.
DEALING WITH US. 21.1 You must co-operate with us, or anyone appointed by us, where necessary to protect the Property or our interest as the mortgage lender or to exercise any of the powers given to us by your Mortgage Agreement or under any applicable law or regulation. This includes you signing any appropriate documents or deeds relating to the Property if we ask. 21.2 Any information you give us must be accurate and you must not withhold information from us that we would reasonably expect to be given under your Mortgage Agreement. 21.3 You must provide any documentation that we may reasonably require to support or verify identities and to evidence the accuracy of an event or transaction.
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DEALING WITH US. 3.1 We will at all times deal with you in our capacity as your contracting counterparty. 3.2 You will enter into each Transaction with us as principal and not as an agent for any other third party. You will be solely responsible for all obligations arising out of a Transaction, and we will treat you as our client in relation to the Transactions at all times. You will not allow any person to deal or manage your Account on your behalf unless we agree that such a person (the “Attorney”) may do so. In some circumstances, an executor or insolvency practitioner may be empowered to conduct activities on your Account. In these circumstances and for us to agree to this, please contact the compliance department at: ▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇.▇▇▇. If we agree that an Attorney may act on your behalf, we will be entitled to rely on any instructions given to us by the Attorney in relation to your Account. We may require confirmation that the Attorney has authority to act on your behalf at any time. If you act in connection with or on behalf of someone else, whether disclosed or not, we will not accept such person as an indirect customer of ours and will accept no obligation to them unless otherwise specifically agreed. 3.3 In our dealings with you, we may classify you as a Retail Client, Professional Client or Eligible Counterparty. Unless we expressly agree otherwise in writing with you, we shall at all times treat you as a Retail Client. You may request a different client classification to the one allocated to you but please be aware that we may decline such a request. If you do request a different category from Retail Client and we agree to such a request, you will lose the protections afforded by certain FCA Rules. In certain circumstances we may wish to re- categorise you but, if we do so, we will write to you explaining clearly why we are doing this and the effect this will have on your rights. We will request your consent to such re-classification. 3.4 We will always deal with clients on an Execution Only basis. As an advisory service is not offered for Retail Clients (or clients of any FCA classification), the provisions of the FCA’s Retail Distribution Review regulations shall not apply. 3.5 You will not have any rights of ownership or otherwise in any Instrument as a result of a Transaction with us. We will not transfer any Instrument or the rights in such Instrument (such as voting rights) to you.
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DEALING WITH US. 3.1 We may deal with you in our capacity as a principal but may also, at our discretion, deal with you in our capacity as a matched principal broker. The Company may receive fees and/or commissions from Liquidity Provider(s) that are based on the revenue generated by trades placed by Clients. Notwithstanding this, the criteria for selecting a Liquidity Provider are always aligned with the Company’s policy of obtaining the best possible result for Clients on a consistent basis. 3.2 We quote a two-way price in a Size acceptable to us involving a spread between the Buy and the Sell price where you may Buy at the higher price or Sell at the lower price 3.3 We may refuse an instruction to trade for any reason or no reason. 3.4 We shall not accept Orders or Transactions received via email, text, letter or voicemail messages or verbal conversations over non-recorded telephone lines (e.
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DEALING WITH US. LÀM VIỆC VỚI CHÚNG TÔI 3.1 We may deal with you in our capacity as a principal but may also, at our discretion, deal with you in our capacity as a matched principal broker. The Company may receive fees and/or commissions from Liquidity Provider(s) that are based on the revenue generated by trades placed by Clients. Notwithstanding this, the criteria for selecting a Liquidity Provider are always aligned with the Company’s policy of obtaining the best possible result for Clients on a consistent basis. Chúng tôi có thể giao dịch với khách hàng trong khả năng của chúng tôi với tư cách là người phụ trách chính nhưng cũng có thể, theo quyết định của chúng tôi, giao dịch với khách hàng trong khả năng của mình với tư cách là nhà môi giới chính phù hợp. Công ty có thể nhận được phí và / hoặc hoa hồng từ (các) Nhà cung cấp thanh khoản dựa trên doanh thu được tạo bởi các giao dịch được đặt bởi Khách hàng. Mặc dù vậy, các tiêu chí để chọn Nhà cung cấp thanh khoản luôn phù hợp với chính sách của Công ty để có được kết quả tốt nhất có thể cho Khách hàng trên các nguyên tắc nhất quán. 3.2 We quote a two-way price in a Size acceptable to us involving a spread between the Buy and the Sell price where you may Buy at the higher price or Sell at the lower price Chúng tôi đưa ra chào giá hai chiều theo Kích thước có thể chấp nhận được bao gồm chênh lệch (spread) giữa Giá mua và Giá bán mà tại đó khách hàng có thể Mua với giá cao hơn hoặc Bán với giá thấp hơn 3.3 We may refuse an instruction to trade for any reason or no reason. Chúng tôi có thể từ chối một lệnh giao dịch vì bất kỳ lý do nào hoặc không có lý do. 3.4 We shall not accept Orders or Transactions received via email, text, letter or voicemail messages or verbal conversations over non-recorded telephone lines (e.
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Related to DEALING WITH US

  • Dealing With Escrow Securities 4.1 Restriction on Transfer, etc. 4.2 Pledge, Mortgage or Charge as Collateral for a Loan 4.3 Voting of Escrow Securities 4.4 Dividends on Escrow Securities 4.5 Exercise of Other Rights Attaching to Escrow Securities

  • Liability of Third Persons Dealing with Trustees No Person dealing with the Trustees shall be bound to make any inquiry concerning the validity of any transaction made or to be made by the Trustees or to see to the application of any payments made or property transferred to the Trust or upon its order.

  • Trustee Dealings with Issuer The Trustee, in its individual or any other capacity, may make loans to, accept deposits from, and perform services for the Issuer or its Affiliates, and may otherwise deal with the Issuer or its Affiliates, as if it were not the Trustee.

  • Trustee Dealings with Company The Trustee, in its individual or any other capacity, may make loans to, accept deposits from, and perform services for the Company or its Affiliates, and may otherwise deal with the Company or its Affiliates, as if it were not the Trustee.

  • Trustee Dealings with Issuers The Trustee, in its individual or any other capacity, may make loans to, accept deposits from, and perform services for the Issuers or their Affiliates, and may otherwise deal with the Issuers or their Affiliates, as if it were not the Trustee.