Execution Only definition

Execution Only means where your decision to invest is on your own initiative without investment advice having been provided by a Financial Advisor.
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Execution Only means that you have given a Transaction instruction to us without receiving our advice.
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Execution Only. ’ – means you did not seek, nor did we offer, any advice or comment as to the suitability of the instructions given to us by you;
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Examples of Execution Only in a sentence

  • Investment Transactions carried on in the course of Execution Only Services are carried out without any Personal Recommendation from us.

  • Investing on the basis of Execution Only may involve a higher risk.

  • For both our Advisory and Execution Only services, our charges are set out in our published fees and charges sheet; a copy of which is provided with this client agreement.

  • Where You deal as an Execution Only customer SVS will inform You of this fact in writing.

  • Not Applicable OR The below referenced Clauses of the respective Schedule shall apply as follows [PLEASE DELETE AND/OR SPECIFY AS APPLICABLE]: • [Schedule A: Safekeeping and Custody Services] • [Schedule B: Execution Only] • [Schedule C: Margin Trading] • [Schedule D: Repurchase Transactions Services] • [Schedule E: Fee Letter] Any amendments to this Annex III to the Client Agreement, shall be made in writing and shall supersede any previous versions of this Annex III.


More Definitions of Execution Only

Execution Only the provision of services whereby DEGIRO passes on or executes Orders of Client with regard to Financial Instruments for the account of Client and holds positions in money and Financial Instruments for the account of Client without giving advice to Client or checking if the execution of the Order or the composition and development of the investment portfolio of Client suit the financial strength or investment goals of Client.
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Execution Only means the Plan Manager will not be determining the appropriateness and/or suitability of an Investment in the Plan for you; instead, the Plan Manager will be relying on recommendations in this regard from your financial adviser. Your relationship with the Plan Manager will be Execution-Only.
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Execution Only means the Plan Manager has not sought, and will not be seeking, information from you in relation
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Execution Only means the bank simply opens the Account on your instruction. This means we do not give financial advice. The Bank has not sought and will not be seeking information from you in respect of your financial history and investment objectives and has not sought and will not be seeking to determine the suitability of this investment for you. If advice is needed, an independent financial advisor should be consulted.
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Execution Only the provision of services whereby Finst executes the Orders of Client with regard to Digital Assets for the account of Client and holds positions in Finst Credits and Digital Assets for the account of Client without giving advice to Client or checking if the execution of the Order or the composition and development of the investment portfolio of Client suit the financial strength or investment goals of Client.
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Execution Only means a transition executed by us upon your instructions where we do not give advice on investments relating to the merits of the transaction or assess the suitability of any products or services for you;
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Execution Only a transaction executed by us upon the instructions of you where we do not give advice on Investments relating to the merits of the transaction;
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