Distribution and/or Service Fees. We may pay distribution and/or service fees to financial intermediaries involved in the sale of Shares and the servicing of shareholder accounts. Such payments will be made subject to and in accordance with the terms of each Prospectus and the distribution plan and/or service plan, if any, adopted by a Fund pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the 1940 Act), or a non-Rule 12b-1 Service Plan, or a comparable plan adopted pursuant to an exemptive order issued by the SEC. Qualified intermediaries that wish to receive such payments must enter into an agreement in substantially the form set forth in Appendix B, attached hereto, or such other form of agreement as may be approved from time to time by the board of directors of the S▇▇▇▇▇▇ Funds.
Appears in 2 contracts
Sources: Dealer and Selling Group Agreement (Steward Funds, Inc.), Dealer and Selling Group Agreement (Steward Funds, Inc.)
Distribution and/or Service Fees. We may pay distribution and/or service fees to financial intermediaries involved in the sale of Shares and the servicing of shareholder accounts. Such payments will be made subject to and in accordance with the terms of each Prospectus and the distribution plan and/or service plan, if any, adopted by a Fund pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the 1940 Act), or a non-Rule 12b-1 Service Plan, or a comparable plan adopted pursuant to an exemptive order issued by the SEC. Qualified intermediaries that wish to receive such payments must enter into an agreement in substantially the form set forth in Appendix B, attached hereto, or such other form of agreement as may be approved from time to time by the board of directors of the S▇▇▇▇▇▇ Funds. 1▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇ 800-262-6631 c▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇
Appears in 1 contract
Sources: Dealer and Selling Group Agreement (Aul American Unit Trust)
Distribution and/or Service Fees. We may pay distribution and/or service fees to financial intermediaries involved in the sale of Shares and the servicing of shareholder accounts. Such payments will be made subject to and in accordance with the terms of each Prospectus and the distribution plan and/or service plan, if any, adopted by a Fund pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the 1940 Act), or a non-Rule 12b-1 Service Plan, or a comparable plan adopted pursuant to an exemptive order issued by the SEC. Qualified intermediaries that wish to receive such payments must enter into an agreement in substantially the form set forth in Appendix B, attached hereto, or such other form of agreement as may be approved from time to time by the board of directors of the S▇▇▇▇▇▇▇ Funds.
Appears in 1 contract
Sources: Dealer and Selling Group Agreement (Steward Funds, Inc.)