Distribution Fee Aging Sample Clauses
The Distribution Fee Aging clause defines how distribution fees are tracked and managed over time, typically by establishing a schedule or timeline for when fees become due or are considered overdue. In practice, this clause may specify that fees are payable within a certain number of days after invoicing, and may outline consequences or interest charges for late payments. Its core function is to ensure timely payment of distribution fees and to provide a clear framework for addressing late or outstanding payments, thereby reducing disputes and improving cash flow management.
Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $[ ] per open account per year.
Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $1.50 per open account per year. Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $1,500 setup /fund group § $500 /month administration § $4.00 /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $1,000 /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $35,000 /fund group § Annual Fee - $0.17 /open and closed account Literature Fulfillment Services* § Account Management − $250 /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $250 /month − Call Servicing - $1.00 /minute § Lead Conversion Reporting (Closed Loop) − Account Management- $500 /month − Database Installation, Setup -$1,500 /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges.
Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $___ per open account per year. Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $___ setup /fund group § $___ /month administration § $___ /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $___ /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $___ /fund group § Annual Fee - $___ /open and closed account Literature Fulfillment Services* § Account Management − $___ /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $___ /month − Call Servicing - $___ /minute § Lead Conversion Reporting (Closed Loop) − Account Management- $___ /month − Database Installation, Setup -$___ /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges. § $___ /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule)
Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $[ ] per open account per year. Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $[ ] /fund group § Annual Fee - $[ ] /open and closed account Literature Fulfillment Services* § Account Management − $[ ] /month (account management, lead reporting and database administration) § Inbound Teleservicing Only − Account Management - $[ ] /month − Call Servicing - $[ ] /minute § Lead Conversion Reporting (Closed Loop) − Account Management- $[ ] /month − Database Installation, Setup -$[ ] /fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $[ ] /monthly report
Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $1.50 per open account per year. Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $__ setup /fund group § $__ /month administration § $__ /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $__ /fund group per month
Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $____ per open account per year. Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $____ setup /fund group § $____ /month administration § $____ /received email correspondence Literature Fulfillment Services* § Account Management − $____ /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $____ /month − Call Servicing - $____ /minute § Lead Conversion Reporting (Closed Loop) − Account Management- $____ /month − Database Installation, Setup -$____ /fund group Specialized Programming - (Separate Quote)* 18
Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $[…] per open account per year. E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § $[…] setup /fund group § $[…] /month administration § $[…] /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[…] /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $[…] /fund group § Annual Fee - $[…] /open and closed account Same Day Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - 5 Users – $[…] - 10 Users – $[…] - 20 Users – $[…] - 30 Users – $[…] - 40 Users – $[…] - 50 Users – $[…] § Training - Webex - $[…] /user - On Site - $[…] /day § Real Time Data Feeds - Implementation (per feed) - $[…] /hour (8 hour estimate) Recurring (per feed) - $[…] /month