Common use of Duties and Extent of Services Clause in Contracts

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer of the Company and all of its subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit or other pecuniary advantage; provided, that subject to the Executive’s compliance with Sections 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees of for-profit companies, in each case with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 3 contracts

Sources: Employment Agreement (GAIN Capital Holdings, Inc.), Employment Agreement (GAIN Capital Holdings, Inc.), Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Head of Corporate Development and General Counsel Chief Commercial Officer of the Company and, as such, the Executive shall serve as the chief legal commercial officer of the Company and all of its subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his her full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit or other pecuniary advantage; provided, that subject to the Executive’s compliance with Sections 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees of for-profit companies, in each case with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants and represents that he she shall devote his her full and best efforts to the fulfillment of his her employment obligations, and he she shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his her duties.

Appears in 3 contracts

Sources: Employment Agreement (GAIN Capital Holdings, Inc.), Employment Agreement (GAIN Capital Holdings, Inc.), Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer Chief Commercial Officer of the Company and all of its primary operating subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, insurance as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections 14Section 11, 15 12 and 16 13 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 2 contracts

Sources: Executive Employment Agreement (GAIN Capital Holdings, Inc.), Executive Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Head President of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer Operations of the Company and all of its primary domestic operating subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, insurance as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections 14Section 11, 15 12 and 16 13 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 2 contracts

Sources: Executive Employment Agreement (GAIN Capital Holdings, Inc.), Executive Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer Chief Marketing Officer of the Company and all of its primary domestic operating subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, insurance as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections 14Section 11, 15 12 and 16 13 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 2 contracts

Sources: Executive Employment Agreement (GAIN Capital Holdings, Inc.), Executive Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer of the Company and all of its primary domestic operating subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, insurance as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections 14Section 11, 15 12 and 16 13 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 2 contracts

Sources: Employment Agreement (GAIN Capital Holdings, Inc.), Executive Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer Chief Information Officer of the Company and all of its primary domestic operating subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, insurance as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections 14Section 11, 15 12 and 16 13 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 2 contracts

Sources: Executive Employment Agreement (GAIN Capital Holdings, Inc.), Executive Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Chief Executive Vice President, Head of Corporate Development and General Counsel Officer of the Company and, as such, the Executive shall serve as the chief legal executive officer of the Company and all of its subsidiaries, with such #91155124v3 duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive OfficerBoard. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit or other pecuniary advantage; provided, that subject to the Executive’s compliance with Sections 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees of for-profit companies, in each case with the prior written consent of the Chief Executive OfficerBoard, which consent shall not be unreasonably withheld. The Executive covenants, warrants and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 2 contracts

Sources: Employment Agreement (GAIN Capital Holdings, Inc.), Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer Chief Dealer of the Company and all of its primary domestic operating subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, insurance as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections 14Section 11, 15 12 and 16 13 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 2 contracts

Sources: Executive Employment Agreement (GAIN Capital Holdings, Inc.), Executive Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Senior Vice President, Head President of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer Strategic Integration of the Company and all of its primary domestic operating subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, insurance as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections 14Section 11, 15 12 and 16 13 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 2 contracts

Sources: Executive Employment Agreement (GAIN Capital Holdings, Inc.), Executive Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer Chief Commercial Officer of the Company and all of its primary domestic operating subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 1 contract

Sources: Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Global Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer Trading of the Company and all of its primary domestic operating subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 1 contract

Sources: Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the The Executive shall serve the Company as Group President and a member of its Group Executive Committee overseeing the Executive Vice President, Head of Corporate Development operations and General Counsel resources of the Company and, as such, the Executive shall serve as the chief legal officer of the Company and all of its subsidiariesCompany, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve in such role faithfully and to the best of the Executive’s ability under the direction and supervision of the Group Chief Executive Officer. The Company may modify Executive’s duties and responsibilities so long as (x) Executive remains a member of the Group Executive Committee, (y) Executive retains responsibility for general oversight of the operations and resources of the Company and (z) any additional duties or responsibilities are consistent with Executive’s title of Group President or are mutually agreed upon by Executive and the Company. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his their full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit or other pecuniary advantage; providedprovided that, that subject to the Executive’s compliance with Sections 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees of for-profit companies, in each case with the prior written consent of the Group Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants and represents that he the Executive shall devote his their full and best efforts to the fulfillment of his their employment obligations, and he the Executive shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his their duties.

Appears in 1 contract

Sources: Employment Agreement (StoneX Group Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Head of Corporate Development and General Counsel Chief Operating Officer of the Company and, as such, the Executive shall serve as the chief legal operating officer of the Company and all of its subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit or other pecuniary advantage; provided, that subject to the Executive’s compliance with Sections 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees of for-profit companies, in each case with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 1 contract

Sources: Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer of the Company and all of its primary domestic operating subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 1 contract

Sources: Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer Chief Financial Officer of the Company and all of its consolidated subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections Section 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 1 contract

Sources: Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During The Company is a subsidiary of StoneX Group Inc., a Delaware corporation (the Term, the “Parent Company”). The Executive shall serve as the Chief Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer Officer of the Company and all the EMEA region and a member of its subsidiariesthe Group Executive Committee of the Parent Company (the “Group Executive Committee”), overseeing the operations and resources of the Company with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve in such role faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer Officer of the Parent Company (acting on behalf of the Company, ). The Company may modify the Executive’s duties and responsibilities so long as (x) the Executive shall be entitled to all of remains the benefits and protections to which all officers Chief Executive Officer of the Company and a member of the Group Executive Committee, (y) the Executive retains responsibility for general oversight of the operations and resources of the Company and (z) any additional duties or responsibilities are entitled pursuant to consistent with Executive’s title of Chief Executive Officer of the Company or are mutually agreed upon by Executive and the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not without the prior written consent of the Company be engaged in any other business activity, whether or not such business activity is pursued for gain, profit or other pecuniary advantage; providedprovided that, that subject to the Executive’s compliance with Sections 14(without limitation) clauses 15, 15 16 and 16 17 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees of for-profit companies, in each case with the prior written consent of the Chief Executive OfficerOfficer of the Parent Company, which consent shall not be unreasonably withheld. The Executive covenants, warrants and represents that he the Executive shall devote his full and best efforts to the fulfillment fulfilment of his employment obligations, and he the Executive shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 1 contract

Sources: Employment Agreement (StoneX Group Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Chief Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer Officer of the Company and all of its primary domestic operating subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive OfficerBoard. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive OfficerBoard, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 1 contract

Sources: Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Chief Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer Officer of the Company and all of its primary domestic operating subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive OfficerBoard. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, insurance as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections 14Section 11, 15 12 and 16 13 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive OfficerBoard, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that that, subject to the activity he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of to loyalty and the highest standards of conduct in the performance of his duties.

Appears in 1 contract

Sources: Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the The Executive shall serve as the Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer of the Company and all a member of its subsidiariesGroup Executive Committee responsible for identifying, analyzing and mitigating internal and external risks, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve in such role faithfully and to the best of the Executive’s ability under the direction and supervision of the Company Chief Executive Officer. The Company may modify Executive’s duties and responsibilities so long as (x) Executive remains a member of the Group Executive Committee, (y) Executive retains responsibility for general oversight of risk management for the Company and (z) any additional duties or responsibilities are consistent with Executive’s title of Chief Risk Officer or are mutually agreed upon by Executive and the Company. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his their full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit or other pecuniary advantage; providedprovided that, that subject to the Executive’s compliance with Sections 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees of for-profit companies, in each case with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants and represents that he the Executive shall devote his their full and best efforts to the fulfillment of his their employment obligations, and he the Executive shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his their duties.

Appears in 1 contract

Sources: Employment Agreement (StoneX Group Inc.)

Duties and Extent of Services. (a) During the Term, the The Executive shall serve the Company as a member of its Group Executive Committee overseeing the Executive Vice President, Head of Corporate Development and General Counsel financial affairs of the Company and, as such, the Executive shall serve as the chief legal officer of the Company and all of its subsidiariesCompany, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve in such role faithfully and to the best of the Executive’s ability under the direction and supervision of the Company’s Chief Executive Officer. The Company may modify Executive’s duties and responsibilities so long as (x) Executive remains a member of the Group Executive Committee, (y) Executive retains responsibility for general oversight of the financial affairs of the Company and (z) any additional duties or responsibilities are consistent with Executive’s title of Chief Financial Officer or are mutually agreed upon by Executive and the Company. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his their full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit or other pecuniary advantage; providedprovided that, that subject to the Executive’s compliance with Sections 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees of for-profit companies, in each case with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants and represents that he the Executive shall devote his their full and best efforts to the fulfillment of his their employment obligations, and he the Executive shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his their duties.

Appears in 1 contract

Sources: Employment Agreement (StoneX Group Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Executive Vice President, Head of Corporate Development and General Counsel of the Company and, as such, the Executive shall serve as the chief legal officer Chief Financial Officer of the Company and all of its primary domestic operating subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive Officer. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, insurance as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit profit, or other pecuniary advantage; provided. Subject, that subject however, to the Executive’s compliance with Sections 14Section 11, 15 12 and 16 13 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees as a director of for-profit companies, in each case other companies with the prior written consent of the Chief Executive Officer, which consent shall not be unreasonably withheld. The Executive covenants, warrants warrants, and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 1 contract

Sources: Executive Employment Agreement (GAIN Capital Holdings, Inc.)

Duties and Extent of Services. (a) During the Term, the The Executive shall serve the Company as a member of its Group Executive Committee overseeing the Executive Vice Presidentlonger-term strategy, Head of Corporate Development capital allocation and General Counsel M&A activity of the Company and, as such, the Executive shall serve as the chief legal officer of the Company and all of its subsidiariesCompany, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve in such role faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Board. The Board may modify Executive’s duties and responsibilities so long as (x) Executive Officerremains a member of the Group Executive Committee, (y) Executive retains responsibility for the long-term strategy, capital allocation and M&A activity of the Company and (z) any additional duties or responsibilities are consistent with Executive’s title of Executive Vice-Chairman or are mutually agreed upon by Executive and the Company. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his their full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit or other pecuniary advantage; providedprovided that, that subject to the Executive’s compliance with Sections 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees of for-profit companies, in each case with the prior written consent of the Chief Executive OfficerBoard, which consent shall not be unreasonably withheld. The Executive covenants, warrants and represents that he the Executive shall devote his their full and best efforts to the fulfillment of his their employment obligations, and he the Executive shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his their duties.

Appears in 1 contract

Sources: Employment Agreement (StoneX Group Inc.)

Duties and Extent of Services. (a) During the Term, the Executive shall serve as the Chief Executive Vice President, Head of Corporate Development and General Counsel Officer of the Company and, as such, the Executive shall serve as the chief legal executive officer of the Company and all of its subsidiaries, with such duties, responsibilities and authority as are consistent with such position, subject to the oversight of the Board of Directors of the Company (the “Board”), and shall so serve faithfully and to the best of the Executive’s ability under the direction and supervision of the Chief Executive OfficerBoard. As an executive officer of the Company, the Executive shall be entitled to all of the benefits and protections to which all officers of the Company are entitled pursuant to the Company’s Amended and Restated Certificate of Incorporation, which shall include, but not be limited to, the rights of indemnification set forth in such Amended and Restated Certificate of Incorporation, and coverage under the Company’s directors’ and officers’ liability insurance, as are in effect from time to time. (b) During the Term, the Executive agrees to devote substantially his full business time, attention, and energies to the Company’s business and shall not be engaged in any other business activity, whether or not such business activity is pursued for gain, profit or other pecuniary advantage; provided, that subject to the Executive’s compliance with Sections 14, 15 and 16 herein, the Executive may serve in charitable and civic positions and serve on corporate boards and committees of for-profit companies, in each case with the prior written consent of the Chief Executive OfficerBoard, which consent shall not be unreasonably withheld. The Executive covenants, warrants and represents that he shall devote his full and best efforts to the fulfillment of his employment obligations, and he shall exercise the highest degree of loyalty and the highest standards of conduct in the performance of his duties.

Appears in 1 contract

Sources: Employment Agreement (GAIN Capital Holdings, Inc.)