Exchange Trading Sample Clauses

Exchange Trading. 6.1.1. In situations where the security is listed on one Financial Instruments exchange (single listing), the Company forwards an order to such Financial Instruments exchange or if the security is listed on two or more Financial Instruments exchanges (multiple listing), forwards the order to any Financial Instruments exchange at its discretion based on the available market price, trading volume and other factors for a certain period of time. However, the foregoing does not apply in exceptional circumstances including but without limitation, where the Company determines, based on the trading volume and other factors related to the security during a certain period of time, that there is no substantial difference in liquidity among the financial instruments exchanges, and where the trading volume on a particular financial instruments exchange is expected to be larger than usual due to certain market factors. In such a case, the order is forwarded to a Financial Instruments exchange selected by the Company taking into account the liquidity and expected market impact of the order. 6.1.2. If the Company is not a participating member nor has a membership in a Financial Instruments exchange to which the order is to be forwarded, the Company will forward such order to that Financial Instruments exchange through an exchange participating member with whom the Company has made a relevant prior agreement.
View SourceView Similar (2)
Exchange Trading. If Company transmits exchange orders via the NSCC after 12:00 AM ET, the trust/TPA must provide JH with a spreadsheet via email or fax prior to 9:30 AM ET on T+1 detailing the to and from fund, account, transaction, trade date and dollar value of each exchange transaction so that JH may identify and price protect these trades. If the Company fails to provide this exchange information to JH via fax or email prior to the deadline any resulting losses shall be the sole responsibility of Company. A null trade fax or email must be sent when there is no exchange activity for that day.
View Source
Exchange Trading. Trust Company will transmit exchange orders via the NSCC in accordance with the applicable NSCC Rules and Applicable Deadlines for such exchange orders.
View Source
Exchange Trading. An ETF is structured as a mutual fund or a unit trust but its units, like a stock, are also tradable on the Stock Exchange of Hong Kong.
View Source
Exchange Trading. The Securities to be delivered on the Closing Date or Additional Closing Date, as the case may be, shall have been approved for listing, subject to official notice of issuance, on the NYSE.
View Source

Related to Exchange Trading

  • Shares Listed on Trading Market The Shares shall have been listed and admitted and authorized for trading on the Trading Market, and satisfactory evidence of such actions shall have been provided to the Manager.

  • Exchange Stock Market Clearance On the Closing Date, the Company’s shares of Common Stock, including the Firm Shares, shall have been approved for listing on the Exchange, subject only to official notice of issuance. On the first Option Closing Date (if any), the Company’s shares of Common Stock, including the Option Shares, shall have been approved for listing on the Exchange, subject only to official notice of issuance.

  • Trading Subject to the terms and conditions of this Agreement, Nationwide shall be appointed to, and agrees to act, as a limited agent of the Company for the sole purpose of receiving instructions from duly authorized parties for the purchase and redemption of Fund shares prior to the close of regular trading each Business Day. A "

  • Exchange Listing The Shares to be delivered on the Closing Date or the Additional Closing Date, as the case may be, shall have been approved for listing on the Nasdaq Market, subject to official notice of issuance.

  • Exchange Clearance On the Closing Date, the Firm Shares shall have been approved for listing on the Exchange, subject only to official notice of issuance. On the first Option Closing Date (if any), the Option Shares shall have been approved for listing on the Exchange, subject only to official notice of issuance.