Common use of Exclusion of Certain Securities from Eligibility for Selection for Redemption Clause in Contracts

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, or (b) a Person specifically identified in such written statement as an Affiliate of the Issuer.

Appears in 30 contracts

Sources: Senior Indenture (Seagull Energy Corp), Subordinated Indenture (Hovnanian Enterprises Inc), Senior Subordinated Indenture (Seagull Energy Corp)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, Issuer or (b) a Person an entity specifically identified in such written statement as an Affiliate of directly or indirectly controlling or controlled by or under direct or indirect common control with the Issuer.

Appears in 20 contracts

Sources: Indenture (Illinova Corp), Subordinated Indenture (Source One Mortgage Services Corp), Senior Indenture (Texas Gas Transmission Corp)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Officer's Certificate delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by by, either (a) the Issuer, Issuer or (b) a Person an entity specifically identified in such written statement as an Affiliate of directly or indirectly controlling or controlled by or under direct or indirect common control with the Issuer.

Appears in 10 contracts

Sources: Indenture (Exelon Corp), Indenture (Global Crossing LTD), Indenture (Unionbancal Finance Trust Iv)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 60 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, Issuer or (b) a Person an entity specifically identified in such written statement Officers' Certificate as an Affiliate of the Issuer.

Appears in 6 contracts

Sources: Indenture (CMS Energy Corp), Indenture (Puget Sound Energy Inc), Indenture (CMS Energy Corp)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Officer's Certificate delivered to the Trustee at least 45 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by by, either (a) the Issuer, Issuer or (b) a Person specifically identified in such written statement as an Affiliate of the Issuer.

Appears in 6 contracts

Sources: Subordinated Indenture (Service Corporation International), Subordinated Indenture (Service Corporation International), Senior Subordinated Indenture (Service Corporation International)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, or (b) a Person specifically identified in such written statement as an Affiliate of the Issuer.

Appears in 6 contracts

Sources: Indenture (Hovnanian Enterprises Inc), Indenture (Hovnanian Enterprises Inc), Indenture (Hovnanian Enterprises Inc)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in a written statement signed by an Officers' Certificate authorized Officer of the Company and delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and or beneficially by, and not pledged or hypothecated by by, either (a) the Issuer, Company or (b) a Person specifically identified in such written statement as an Affiliate of the IssuerCompany.

Appears in 6 contracts

Sources: Subordinated Indenture (Uil Holdings Corp), Subordinated Indenture (Uil Holdings Corp), Senior Indenture (Uil Holdings Corp)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in a written statement signed by an Officers' Certificate authorized Officer of the Company and delivered to the Trustee at least 45 10 days prior to the last date on which notice of redemption may be given as being owned of record and or beneficially by, and not pledged or hypothecated by by, either (a) the Issuer, Company or (b) a Person specifically identified in such written statement as an Affiliate of the IssuerCompany.

Appears in 4 contracts

Sources: Indenture (Avangrid, Inc.), Indenture (Avangrid, Inc.), Indenture (Avangrid, Inc.)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in a written statement signed by an Officers' Certificate Officer of the Company and delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by by, either (a) the Issuer, Company or (b) a Person an entity specifically identified in such written statement as being an Affiliate of the IssuerCompany.

Appears in 4 contracts

Sources: Indenture (Td Ameritrade Holding Corp), Indenture (TD AMERITRADE Online Holdings Corp.), Indenture (TD AMERITRADE Online Holdings Corp.)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Officer’s Certificate delivered to the Trustee at least 45 15 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, Issuer or (b) a Person an entity specifically identified in such written statement as an Affiliate of directly or indirectly controlling or controlled by or under direct or indirect common control with the Issuer.

Appears in 4 contracts

Sources: Indenture (Everett SpinCo, Inc.), Indenture (NBCUniversal Media, LLC), Indenture (Comcast Corp)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Officer’s Certificate delivered to the Trustee at least 45 ten (10) days prior to the last date on which notice of redemption may will be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, IRSA PC or (b) a Person specifically identified in such written statement as an Affiliate of the Issuerdirectly or indirectly controlled by IRSA PC.

Appears in 4 contracts

Sources: Indenture (Irsa Propiedades Comerciales S.A.), Indenture (Irsa Propiedades Comerciales S.A.), Indenture (Irsa Investments & Representations Inc)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, Issuer or (b) a Person an entity specifically identified in such written statement as an Affiliate of directly or indirectly controlling or controlled by or under direct or indirect common control with the Issuer.

Appears in 4 contracts

Sources: Eligible Liabilities Senior Indenture (Deutsche Bank Aktiengesellschaft), Eligible Liabilities Senior Indenture (Deutsche Bank Aktiengesellschaft), Eligible Liabilities Senior Indenture (Deutsche Bank Aktiengesellschaft)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) either of the IssuerIssuers, or (b) a Person specifically identified in such written statement as an Affiliate of either of the IssuerIssuers.

Appears in 3 contracts

Sources: Senior Indenture (Triton Energy LTD), Senior Subordinated Indenture (Triton Energy Corp), Senior Indenture (Triton Energy Corp)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities Notes shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the IssuerCompany, or (b) a Person specifically identified in such written statement as an Affiliate of the IssuerCompany.

Appears in 3 contracts

Sources: Indenture (Citizens Communications Co), Indenture (Citizens Communications Co), Indenture (Citizens Communications Co)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Officer's Certificate delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, or (b) a Person specifically identified in such written statement as an Affiliate of the Issuer.75

Appears in 2 contracts

Sources: Indenture (New Tenneco Inc), Indenture (New Tenneco Inc)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in a written statement signed by an Officers' Certificate Officer of the Company and delivered to the Trustee at least 45 10 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by by, either (a) the Issuer, Company or (b) a Person an entity specifically identified in such written statement as being an Affiliate of the IssuerCompany.

Appears in 2 contracts

Sources: Indenture (Calpine Corp), Indenture (First American Financial Corp)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Officer's Certificate delivered to the Trustee at least 45 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by by, either (a) the Issuer, TLGI or (b) a Person specifically identified in such written statement as an Affiliate of the IssuerTLGI.

Appears in 2 contracts

Sources: Indenture (Loewen Group International Inc), Indenture (Loewen Group International Inc)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by by, either (a) the Issuer, Company or (b) a Person specifically identified in such written statement as an Affiliate of the IssuerCompany.

Appears in 2 contracts

Sources: Indenture (Becton Dickinson & Co), Indenture (Becton Dickinson & Co)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in a written statement signed by an Officers' Certificate authorized officer of the Company and delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by by, either (a) the Issuer, Company or (b) a Person an entity specifically identified in such written statement as being an Affiliate of the IssuerCompany.

Appears in 2 contracts

Sources: Indenture (Western Union CO), Indenture (Western Union CO)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 30 days prior to the last date on which notice of redemption may will be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, Bank or (b) a Person specifically identified in such written statement as an Affiliate of directly or indirectly controlling or controlled by or under direct or indirect common control with the IssuerBank.

Appears in 2 contracts

Sources: Indenture (Grupo Supervielle S.A.), Indenture (Macro Bank Inc.)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Subject to applicable procedures of the Depositary, Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Officer’s Certificate delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by by, either (a) the Issuer, Company or (b) a Person specifically identified in such written statement as an Affiliate of the IssuerCompany.

Appears in 1 contract

Sources: Indenture (Becton Dickinson Euro Finance S.a. r.l.)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, or (b) a Person specifically identified in such written statement as an Affiliate of the Issuer.60 days

Appears in 1 contract

Sources: Indenture (Consumers Power Co Financing I)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in a written statement signed by an Officers' Certificate authorized officer of the Company and delivered to the Trustee at least 45 10 (or such lesser number as the Trustee may permit) days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by by, either (ai) the Issuer, Company or (bii) a Person an Affiliate specifically identified in such written statement as an Affiliate of the Issuerstatement.

Appears in 1 contract

Sources: Indenture (Southwest Airlines Co)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Officer s Certificate delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, Issuer or (b) a Person an entity specifically identified in such written statement as an Affiliate of directly or indirectly controlling or controlled by or under direct or indirect common control with the Issuer.

Appears in 1 contract

Sources: Junior Subordinated Indenture (Morgan Stanley Capital Trust VIII)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Officer's Certificate delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) a the Issuer, Issuer or (b) a Person b an entity specifically identified in such written statement as an Affiliate of directly or indirectly controlling or controlled by or under direct or indirect common control with the Issuer.

Appears in 1 contract

Sources: Indenture (Tenneco Packaging Inc)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in a written statement signed by an Officers' Certificate authorized officer of the Company and delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, or (b) a Person specifically identified in such written statement as an Affiliate of the Issuer.of

Appears in 1 contract

Sources: Indenture (Benton Oil & Gas Co)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 60 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, Company or (b) a Person an entity specifically identified in such written statement Officers’ Certificate as an Affiliate affiliate of the IssuerCompany.

Appears in 1 contract

Sources: Junior Subordinated Indenture (Laclede Gas Co)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be 66 77 excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 60 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, Issuer or (b) a Person an entity specifically identified in such written statement Officers' Certificate as an Affiliate of the Issuer.

Appears in 1 contract

Sources: Indenture (CMS Energy Trust Ii)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, or (b) a Person specifically identified in such written statement as an Affiliate of the Issuer.. -66- 73

Appears in 1 contract

Sources: Senior Indenture (Ocean Energy Inc /La/)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Officer's Certificate delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuerby, or (b) a Person specifically identified in such written statement as an Affiliate of the Issuer.

Appears in 1 contract

Sources: Senior Indenture (Alliance Capital Management L P)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Officer’s Certificate delivered to the Trustee at least 45 ten (10) days prior to the last date on which notice of redemption may will be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, IRSA or (b) a Person specifically identified in such written statement as an Affiliate of the Issuerdirectly or indirectly controlled by IRSA.

Appears in 1 contract

Sources: Indenture (Irsa Investments & Representations Inc)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Certificate delivered to the Trustee at least 45 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the -57- 65 Issuer, or (b) a Person specifically identified in such written statement as an Affiliate of the Issuer.

Appears in 1 contract

Sources: Senior Indenture (York International Corp /De/)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in an Officers' Officer’s Certificate delivered to the U.S. Trustee at least 45 10 days prior to the last date on which notice of redemption may be given under the terms hereof as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, Corporation or (b) a Person an entity specifically identified in such written statement Officer’s Certificate as an Affiliate affiliate of the IssuerCorporation.

Appears in 1 contract

Sources: Senior Indenture (Algonquin Power & Utilities Corp.)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in a written statement signed by an Officers' Certificate authorized officer of the Company and delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by either (a) the Issuer, Company or (b) a Person specifically identified in such written statement as an Affiliate of the IssuerCompany.

Appears in 1 contract

Sources: Indenture (Compaq Computer Corp)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in a written statement signed by an Officers' Certificate authorized officer of the Company and delivered to the Trustee at least 45 (or such lesser number, not less than 30, as the Trustee may permit) days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by by, either (ai) the Issuer, Company or (bii) a Person an Affiliate specifically identified in such written statement as an Affiliate of the Issuerstatement.

Appears in 1 contract

Sources: Indenture (Southwest Airlines Co)

Exclusion of Certain Securities from Eligibility for Selection for Redemption. Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in a written statement signed by an Officers' Certificate Officer of the Corporate and delivered to the Trustee at least 45 40 days prior to the last date on which notice of redemption may be given as being owned of record and beneficially by, and not pledged or hypothecated by by, either (a) the Issuer, Corporate or (b) a Person an entity specifically identified in such written statement as being an Affiliate of the IssuerCorporate.

Appears in 1 contract

Sources: Indenture (Savyon Trust Group,inc)