Filing with Securities and Exchange Commission Clause Samples
The "Filing with Securities and Exchange Commission" clause requires a party, typically a company, to submit certain documents or disclosures to the SEC as mandated by law or regulation. This may include financial statements, material agreements, or other relevant filings that must be made public or reported to the SEC in connection with a transaction or ongoing compliance. The core function of this clause is to ensure legal compliance with federal securities laws and to promote transparency for investors and regulators.
Filing with Securities and Exchange Commission. Upon the consummation of this Agreement, if required to do so by law, Purchaser shall file with the SEC an Information Statement on Schedule 14F (the "Schedule 14F") or such other documents as may be required, disclosing the anticipated resignation of the current directors and appointment of the anticipated new directors as provided herein, in a form that will satisfy the requirements of law. The parties agree to cooperate in the preparation and filing of such report or any other filings to be filed with the SEC.
Filing with Securities and Exchange Commission. In accordance with rule 45(c)(6), this Agreement shall be filed as an Exhibit to the Parent Company's Annual Report to the Securities and Exchange Commission on Form U5S.
Filing with Securities and Exchange Commission. A copy of the Rights Agreement has been filed with the Securities and Exchange Commission as an Exhibit to a Registration Statement on Form 8-A dated August 29, 2000, and is available free of charge from the Rights Agent.
Filing with Securities and Exchange Commission. The parties recognize that eVentures may report the Transactions to the SEC on Form 8-K, and agree to cooperate in the preparation and filing of such report or any other filings to be filed with the SEC.
Filing with Securities and Exchange Commission. Upon the execution of this Agreement, the Principal Stockholder shall cause Commodore to file with the SEC an Information Statement on Schedule 14F (the --------------------------------------------------------------- STOCK PURCHASE AGREEMENT - Page 7 Commodore Minerals, Inc. "Schedule 14F") disclosing the anticipated resignation of the current directors of Commodore and appointment of ▇▇▇ ▇▇▇▇ and ▇▇▇▇ ▇▇▇▇▇▇ as directors of Commodore, in a form that will satisfy the requirements of Rule 14f-1 of the Exchange Act, and will promptly cause the Schedule 14F to be delivered to the stockholders of Commodore. The parties shall use their best efforts to cause the Schedule 14F to be filed with the SEC and mailed to the stockholders of Commodore on or before October 1, 2001. The parties agree to cooperate in the preparation and filing of such report or any other filings to be filed with the SEC.
Filing with Securities and Exchange Commission. Northeast recognizes that Celcor may be required to report the Transaction to the SEC on Form 8-K and will be obligated to solicit shareholder approval pursuant to a proxy statement, each of which must be accompanied by financial statements of Northeast. Northeast shall cause its regular accountants to furnish such statements to Celcor and to consent to the use of those statements and their related report in said proxy statement and Form 8-K.
Filing with Securities and Exchange Commission. Upon the execution of this Agreement, the Sellers shall cause the Company to file with the SEC an Information Statement on Schedule 14F (the "Schedule 14F") disclosing the anticipated resignation of the current directors of the Company and appointment of Purchaser as the sole director of the Company, in a form that will satisfy the requirements of Rule 14f-1 of the Exchange Act, and will promptly cause the Schedule 14F to be delivered to the stockholders of the Company. The parties shall use their best efforts to cause the Schedule 14F to be filed with the SEC and mailed to the stockholders of the Company on or before required deadline. The parties agree to cooperate in the preparation and filing of such report or any other filings to be filed with the SEC.
Filing with Securities and Exchange Commission. Each of the Executive and the Company acknowledges and agrees that this Separation Agreement shall be filed by the Company with the Securities and Exchange Commission as an exhibit to certain periodic and current reports under the Securities Exchange Act of 1934, as amended.
Filing with Securities and Exchange Commission. BUYC recognizes that Northeast may be required to report the Transaction to the SEC on Form 8-K and be accompanied by financial statements of BUYC. BUYC shall cause its regular accountants to furnish such statements to Northeast and to consent to the use of those statements and their related report in said Form 8-K.
Filing with Securities and Exchange Commission. The Company will be solely responsible for making any filings or public disclosures legally required concerning this Separation Agreement, including the filing of this Separation Agreement with the Securities and Exchange Commission as an exhibit to certain periodic and current reports under the Securities Exchange Act of 1934, as amended. The Executive acknowledges that the Company may make such filings and disclosures and may file this Separation Agreement as the Company deems necessary.