Common use of Fixed Fees Clause in Contracts

Fixed Fees. It may be that you wish us only to provide you with generic advice or review certain arrangements without the need for the setting up of a new product. In these circumstances it is likely that any fee agreed would be subject to VAT at the prevailing rate. We will agree the rate we will charge before undertaking any work for you. Our typical charges are: Chartered Financial Planner / Director £225 per hour Financial Planner £175 per hour Paraplanner £100 per hour Administrator £60 per hour You can request an estimate of how much in total we may charge. You can also ask us not to exceed a given amount without firstly gaining your authority to proceed. As an example, to provide a basic review and report (of one plan) may cost £900, and a more complicated review and report (of four plans) may cost from £1500. Implementation of advice would then be an additional cost. Alternatively, we may agree to work on a fixed fee for part or all of any service we provide to you. Any such agreement shall be confirmed in writing to you before chargeable work is undertaken. We offer a range of Client Service Propositions to ensure the on-going suitability of the products you hold and any underlying investments through periodic reviews along with other ancillary services included in the cost. The cost to you will depend on the amount of monies on which we provide the service and the type of service which is deemed appropriate/agreed. The charge is expressed as a percentage and could Independent financial advisers for the ethically minded Investing Ethically Ltd ▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇ T 01603 309020 E ▇▇▇▇@▇▇▇▇▇▇▇▇▇-▇▇▇▇▇▇▇▇▇.▇▇.▇▇ ▇▇▇.▇▇▇▇▇▇▇▇▇-▇▇▇▇▇▇▇▇▇.▇▇.▇▇ Investing Ethically Ltd is authorised and regulated by the Financial Conduct Authority be up to 1% of the total of the assets held through our agency. The Client Service Proposition which you sign will detail the exact charge as it pertains to you, but our charges are typically 0.6 % to 0.75% per year, depending on portfolio size, and subject to a minimum annual fee of £750. For example, if we provided a review service on assets of £250,000 our on-going charge would typically be £1,625. This fee will of course fluctuate in line with any changes to the underlying value of your investments. Therefore, if your investment increase in value, then our adviser charge will also increase. The extent to which you make use of the service(s) available is a matter of choice for you, but our charges will be payable until cancelled by you (see Termination Clause of Fee Agreement). These fees will often be referred to as an on-going ‘Adviser Charge’ which is in line with the FCA requirements for Customer Agreed Remuneration (CAR). In the majority of cases these payments will be facilitated through the investments / products you hold through our agency once you have agreed to them being deducted.

Fixed Fees. It may be that you wish us only to provide you with generic advice or review certain arrangements without the need for the setting up of a new product. In these circumstances it is likely that any fee agreed would be subject to VAT at the prevailing rate. We will agree the rate we will charge before undertaking any work for you. Our typical charges are: Chartered Financial Planner / Director £225 per hour Financial Planner £175 per hour Paraplanner £100 per hour Administrator £60 per hour You can request an estimate of how much in total we may charge. You can also ask us not to exceed a given amount without firstly gaining your authority to proceed. As an example, to provide a basic review and report (of one plan) may cost £9001,250, and a more complicated review and report (of four plans) may cost from £15001,750. Implementation of advice would then be an additional cost. Alternatively, we may agree to work on a fixed fee for part or all of any service we provide to you. Any such agreement shall be confirmed in writing to you before chargeable work is undertaken. Independent financial advisers for the ethically minded Investing Ethically Ltd ▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇ 01603 309020 ▇▇▇▇@▇▇▇▇▇▇▇▇▇-▇▇▇▇▇▇▇▇▇.▇▇.▇▇ ▇▇▇.▇▇▇▇▇▇▇▇▇-▇▇▇▇▇▇▇▇▇.▇▇.▇▇ Investing Ethically Ltd is authorised and regulated by the Financial Conduct Authority We offer a range of Client Service Propositions to ensure the on-going suitability of the products you hold and any underlying investments through periodic reviews along with other ancillary services included in the cost. The cost to you will depend on the amount of monies on which we provide the service and the type of service which is deemed appropriate/agreed. The charge is expressed as a percentage and could Independent financial advisers for the ethically minded Investing Ethically Ltd ▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇ T 01603 309020 E ▇▇▇▇@▇▇▇▇▇▇▇▇▇-▇▇▇▇▇▇▇▇▇.▇▇.▇▇ ▇▇▇.▇▇▇▇▇▇▇▇▇-▇▇▇▇▇▇▇▇▇.▇▇.▇▇ Investing Ethically Ltd is authorised and regulated by the Financial Conduct Authority be up to 1% of the total of the assets held through our agency. The Client Service Proposition which you sign will detail the exact charge as it pertains to you, but our charges are typically 0.6 0.6% to 0.75% per year, depending on portfolio size, and subject to a minimum annual fee of £750fee. For example, if we provided a review service on assets of £250,000 our on-going charge would typically be £1,6251,875. This fee will of course fluctuate in line with any changes to the underlying value of your investments. Therefore, if your investment increase in value, then our adviser charge will also increase. The extent to which you make use of the service(s) available is a matter of choice for you, but our charges will be payable until cancelled by you (see Termination Clause of Fee Agreement). These fees will often be referred to as an on-going ‘Adviser Charge’ which is in line with the FCA requirements for Customer Agreed Remuneration (CAR). In the majority of cases these payments will be facilitated through the investments / products you hold through our agency once you have agreed to them being deducted.

Fixed Fees. It may be that you wish us only to provide you with generic advice or review certain arrangements without the need for the setting up of a new product. In these circumstances it is likely that any fee agreed would be subject to VAT at the prevailing rate. We will agree the rate we will charge before undertaking any work for you. Our typical charges are: Chartered Financial Planner / Director £225 per hour Financial Planner £175 per hour Paraplanner £100 per hour Administrator £60 per hour You can request an estimate of how much in total we may charge. You can also ask us not to exceed a given amount without firstly gaining your authority to proceed. As an example, to provide a basic review and report (of one plan) may cost £9001,250, and a more complicated review and report (of four plans) may cost from £15001,750. Implementation of advice would then be an additional cost. Alternatively, we may agree to work on a fixed fee for part or all of any service we provide to you. Any such agreement shall be confirmed in writing to you before chargeable work is undertaken. We offer a range of Client Service Propositions to ensure the on-going suitability of the products you hold and any underlying investments through periodic reviews along with other ancillary services included in the cost. The cost to you will depend on the amount of monies on which we provide the service and the type of service which is deemed appropriate/agreed. The charge is expressed as a percentage and could Independent financial advisers for the ethically minded Investing Ethically Ltd ▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇ T 01603 309020 E ▇▇▇▇@▇▇▇▇▇▇▇▇▇-▇▇▇▇▇▇▇▇▇.▇▇.▇▇ ▇▇▇.▇▇▇▇▇▇▇▇▇-▇▇▇▇▇▇▇▇▇.▇▇.▇▇ Investing Ethically Ltd is authorised and regulated by the Financial Conduct Authority be up to 1% of the total of the assets held through our agency. The Client Service Proposition which you sign will detail the exact charge as it pertains to you, but our charges are typically 0.6 % to 0.75% per year, depending on portfolio size, and subject to a minimum annual fee of £750. For example, if we provided a review service on assets of £250,000 our on-going charge would typically be £1,625. This fee will of course fluctuate in line with any changes to the underlying value of your investments. Therefore, if your investment increase in value, then our adviser charge will also increase. The extent to which you make use of the service(s) available is a matter of choice for you, but our charges will be payable until cancelled by you (see Termination Clause of Fee Agreement). These fees will often be referred to as an on-going ‘Adviser Charge’ which is in line with the FCA requirements for Customer Agreed Remuneration (CAR). In the majority of cases these payments will be facilitated through the investments / products you hold through our agency once you have agreed to them being deducted.