Common use of Form 5500 or Similar Information Clause in Contracts

Form 5500 or Similar Information. (a) In the case of a plan required to file Form 5500, a copy of the first three pages of the most recently filed Form 5500 series return and the applicable Financial Information Schedule. In the case of a terminated plan, the Form 5500 must be the one filed for the plan year prior to the plan year for which the Final Form 5500 return was filed. (b) In the case of any plan not required to file Form 5500, e.g., a governmental plan, nonelecting church plan, SEP, SIMPLE IRA Plan, or an applicable 403(b) plan, the information that generally would be included on the first three pages of Form 5500, including the name and number of the plan, the Plan Sponsor’s EIN, and the amount of plan assets to the extent that the information is available to the Plan Sponsor. (c) In the case of an Anonymous Submission, the employee census may be redacted and replaced by numbers that are rounded up.