Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Shares must include the TIN, ITIN, or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, or GII is not known, the instructions must include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed upon information to which the instruction relates.
Appears in 115 contracts
Sources: Broker Dealer Selling Agreement (Sphinx Opportunity Fund II), Broker Dealer Selling Agreement (Eagle Point Defensive Income Trust), Broker Dealer Selling Agreement (CION Grosvenor Infrastructure Fund)
Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Shares shares must include the TIN, ITIN, or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, or GII is not known, the instructions must include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed upon information to which the instruction relates.
Appears in 8 contracts
Sources: Broker Dealer Selling Agreement (FS Multi-Alternative Income Fund), Broker Dealer Selling Agreement (FS Series Trust), Broker Dealer Selling Agreement (FS Multi-Alternative Income Fund)
Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Trust Shares must include the TIN, ITIN, or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, or GII is not known, the instructions must include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed upon information to which the instruction relates.
Appears in 5 contracts
Sources: Services Agreement (ALPS Variable Investment Trust), Services Agreement (ALPS Variable Investment Trust), Services Agreement (ALPS Variable Investment Trust)
Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Shares must include the TIN, ITIN, ITIN or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, ITIN or GII is not known, the instructions must include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed agreed-upon information to which the instruction relates.
Appears in 3 contracts
Sources: Dealer and Selling Group Agreement (Steward Funds, Inc.), Dealer and Selling Group Agreement (Steward Funds, Inc.), Dealer and Selling Group Agreement (Steward Funds, Inc.)
Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Company Shares must include the TIN, ITIN, or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, or GII is not known, the instructions must include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed upon information to which the instruction relates.
Appears in 1 contract
Sources: Broker Dealer Selling Agreement (CIM Real Assets & Credit Fund)
Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Shares must include shares by a Shareholder will include, at a minimum, the TIN, ITIN, ITIN or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, ITIN or GII is not known, the instructions must will include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed upon information to which the instruction relates.
Appears in 1 contract
Sources: Clearing Agreement (Northern Star Investment Corp. II)
Form of Instructions. Instructions between the parties Parties to restrict or prohibit further purchases or exchanges of Fund Shares must include the TIN, ITIN, or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, or GII is not known, the instructions must include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed upon information to which the instruction relates.
Appears in 1 contract
Sources: Trust Fund/Serv Agreement (Aul American Unit Trust)
Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Shares must include the TIN, ITIN, ITIN or GIIGIl, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, ITIN or GII GIl is not known, the instructions must include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed agreed-upon information to which the instruction relates.
Appears in 1 contract
Sources: Dealer and Selling Group Agreement (Aul American Unit Trust)
Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Shares must include the TIN, ITIN, or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, or GII is not known, the instructions must include an equivalent identifying number of the Shareholder(sShareholder (s) or account(s) or other agreed upon information to which the instruction relates.
Appears in 1 contract
Sources: Shareholder Servicing Agreement (Financial Investors Trust)