Handling of Securities Sample Clauses

The "Handling of Securities" clause defines the procedures and responsibilities for managing, transferring, and safeguarding securities involved in a transaction or agreement. It typically outlines how securities are to be delivered, held in custody, or transferred between parties, and may specify requirements for recordkeeping, notification, or compliance with applicable laws. This clause ensures that all parties understand their obligations regarding the proper treatment of securities, thereby reducing the risk of mismanagement, loss, or legal disputes related to the handling of these financial instruments.
Handling of Securities. Any and all property including credit balances held or carried in your Account for any purpose, including any property in which you have an interest (the "Collateral"), shall be subject to a lien in favour of Credential Securities. The Collateral will be held as security by us for repayment of your liabilities to us. We may transfer any of the Collateral in your Account from or to any other accounts you have with us. We may deliver all or any part of the Collateral when we consider it necessary for our protection or otherwise. In enforcing the lien, we may close, without notice, transactions in your Account if we consider there to be inadequate security for your obligations or upon the happening of an event which in our opinion jeopardizes your Account. All Collateral for your indebtedness to us will be held by us at a location of our choice. Any securities of yours which we hold at any time when you are indebted to us may, without notice to you, be pledged by us as security for any of our indebtedness for more or less than the amount due by you to us. Any such pledge may be made either separately or together with other securities we hold. We may lend your securities or any part of them either separately or together with other securities we are holding to any third party on such terms as we consider proper. We may earn revenue from lending your securities.
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Handling of Securities. Any and all property including credit balances held or carried in any of your Accounts for any purpose, including any property in which you have an interest (the "Collateral"), shall be subject to a lien in favour of Credential. The lien shall secure repayment to Credential of all of your liabilities to Credential. The Collateral will be held as security by Credential for repayment of your liabilities to Credential. Credential may transfer any of the Collateral in any of your Accounts from or to any other of your Accounts. Credential may deliver all or any part of the Collateral when Credential considers it necessary for Credential’s protection. In enforcing Credential’s lien, Credential may close, without notice, transactions in your Account (a) if Credential consider there to be inadequate security for your obligations, or (b) upon the happening of an event which in Credential’s opinion jeopardizes your Account. All Collateral for your indebtedness to Credential will be held by Credential at a location of Credential’s choice. Any securities of yours which Credential holds at any time when you are indebted to Credential may, without notice to you, be pledged by Credential as security for any of your indebtedness for more or less the amount due by you to Credential. Any such pledge may be made either separately or together with other securities Credential hold. Credential may lend its securities or any part of them either separately or together with other securities Credential is holding to any third party on such terms as Credential considers proper.
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Handling of Securities. ‌‌‌‌‌‌‌‌ Any and all property including credit balances held or carried in my Account for any purpose, including any property in which I have an interest (the “Collateral”), shall be subject to a lien in favour of CFIS. The Collateral will be held as security by CFIS for repayment of my liabilities to CFIS. CFIS may transfer any of the Collateral in my Account from or to any other accounts I have with CFIS. CFIS may deliver all or any part of the Collateral when CFIS considers it necessary for its protection or otherwise. In enforcing the lien, CFIS may close, without notice, transactions in my Account if CFIS considers there to be inadequate security for my obligations or upon the happening of an event which in CFIS opinion jeopardizes my Account. All Collateral for my indebtedness to CFIS will be held by CFIS at a location of your choice. Any securities of mine which CFIS holds at any time when I am indebted to you may, without notice to me, be pledged by CFIS as security for any of CFIS indebtedness for more or less than the amount due by me to you. Any such pledge may be made either separately or together with other securities CFIS holds.
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Handling of Securities. Any and all property including credit balances held or carried in your Account for any purpose, including any property in whi ch you have an interest (the "Collateral"), shall be subject to a lien in favour of Aviso Correspondent Partners. The Collateral will be held as security by us for repayment of your liabilities to us. We may transfer any of the Collateral in your Account from or to any other accounts you have with us. We may deliver all or any part of the Collateral when we consider it necessary for our protection or otherwise. In enforcing the lien, we may close, without notice, transactions in your Account if we consider there to be inadequate security for your obligations or upon the happening of an event which in our opinion jeopardizes your Account. All Collateral for your indebtedness to us will be held by us at a location of our choice. Any securities of yours which we hold at any time when you are indebted to us may, without notice to you, be pledged by us as security for any of our indebtedness for more or less than the amount due by you to us. Any such pledge may be made either separately or together with other securities we hold. We may lend your securities or any part of them either separately or together with other securities we are holding to any third party on such terms as we consider proper. We may earn revenue from lending your securities.
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Handling of Securities 
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Related to Handling of Securities

  • Pricing of Securities A. For each valuation date, USBFS shall obtain prices from a pricing source recommended by USBFS and approved by the Board of Trustees and apply those prices to the portfolio positions of the Fund. For those securities where market quotations are not readily available, the Board of Trustees shall approve, in good faith, procedures for determining the fair value for such securities. If the Trust desires to provide a price that varies from the price provided by the pricing source, the Trust shall promptly notify and supply USBFS with the price of any such security on each valuation date. All pricing changes made by the Trust will be in writing and must specifically identify the securities to be changed by CUSIP, name of security, new price or rate to be applied, and, if applicable, the time period for which the new price(s) is/are effective. B. In the event that the Trust at any time receives Data containing evaluations, rather than market quotations, for certain securities or certain other data related to such securities, the following provisions will apply: (i) evaluated securities are typically complicated financial instruments. There are many methodologies (including computer-based analytical modeling and individual security evaluations) available to generate approximations of the market value of such securities, and there is significant professional disagreement about which method is best. No evaluation method, including those used by USBFS and its suppliers, may consistently generate approximations that correspond to actual “traded” prices of the securities; (ii) methodologies used to provide the pricing portion of certain Data may rely on evaluations; however, the Trust acknowledges that there may be errors or defects in the software, databases, or methodologies generating the evaluations that may cause resultant evaluations to be inappropriate for use in certain applications; and (iii) the Trust assumes all responsibility for edit checking, external verification of evaluations, and ultimately the appropriateness of using Data containing evaluations, regardless of any efforts made by USBFS and its suppliers in this respect.

  • Offering of Securities Neither the Company nor any person acting on its behalf has taken any action (including any offering of any securities of the Company under circumstances which would require the integration of such offering with the offering of any of the Preferred Shares under the Securities Act, and the rules and regulations of the Securities and Exchange Commission (the “SEC”) promulgated thereunder), which might subject the offering, issuance or sale of any of the Preferred Shares to Treasury pursuant to this Agreement to the registration requirements of the Securities Act.

  • Rating of Securities The Company shall take all reasonable action necessary to enable Standard & Poor’s Ratings Services, a division of McGraw Hill, Inc. (“S&P”), and ▇▇▇▇▇’▇ Investors Service Inc. (“Moody’s”) to provide their respective credit ratings of the Securities.

  • Listing of Securities The Company agrees, (i) if the Company applies to have the Common Stock traded on any other Trading Market, it will include in such application the Shares and Warrant Shares, and will take such other action as is necessary or desirable to cause the Shares and Warrant Shares to be listed on such other Trading Market as promptly as possible, and (ii) it will take all action reasonably necessary to continue the listing and trading of its Common Stock on a Trading Market and will comply in all material respects with the Company’s reporting, filing and other obligations under the bylaws or rules of the Trading Market.

  • Voting of Securities As long as no Event of Default exists, Debtor is entitled to exercise all voting Rights pertaining to any Pledged Securities and Partnership/Limited Liability Company Interests; provided however, that no vote shall be cast or consent, waiver, or ratification given or action taken without the prior written consent of Secured Party which would be inconsistent with or violate any provision of this Security Agreement or any other Loan Document; and provided further that Debtor shall give Secured Party at least five Business Days’ prior written notice in the form of an officers’ certificate of the manner in which it intends to exercise, or the reasons for refraining from exercising, any voting or other consensual Rights pertaining to the Collateral or any part thereof which might have a Material Adverse Effect on the value of the Collateral or any part thereof. If an Event of Default exists and if Secured Party elects to exercise such Right, the Right to vote any Pledged Securities shall be vested exclusively in Secured Party. To this end, Debtor hereby irrevocably constitutes and appoints Secured Party the proxy and attorney-in-fact of Debtor, with full power of substitution, to vote, and to act with respect to, any and all Collateral that is Pledged Securities standing in the name of Debtor or with respect to which Debtor is entitled to vote and act, subject to the understanding that such proxy may not be exercised unless an Event of Default exists. The proxy herein granted is coupled with an interest, is irrevocable, and shall continue until the Obligations have been paid and performed in full.