Common use of Incidental Fees Clause in Contracts

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. File Upload, Per File (if Computershare standard form) $ 1,000 • If file is not Computershare standard form Additional $500 • File is received less than 3 days prior to effective date Additional $500 Per Underlying Exchange $ 1,250 Per Additional Class $ 1,000 Legal Fees for Changes to Standard T&Cs $ 1,500 Midnight Expiration $ 5,000 Extension (up to 10 business days per standard agreement) $ 5,000 Special Reporting By appraisal Custom Web Enhancements By appraisal DTC Fee per New CUSIP (pass through expense) $ 1,000 QuickCert Set-up Fee $ 350 Dedicated 1-800 Telephone Line Service $ 500 Set-up Automated Telephone Service By appraisal Annual Facility Fee (billed annually) • 0 – 100 holders (at start of job) $ 500 • 101 – 2,500 holders (at start of job) $ 1,000 • 2,500 – 5,000 holders (at start of job) $ 1,500 • Over 5,000 holders (at start of job) $ 2,000 Subsequent Distribution • < 100 accounts $ 1,500 • < 250 accounts $ 2,500 • < 500 accounts $ 5,000 *501 +_accounts – contact Price Desk Per Item – Special Handling (restricted, etc.) By appraisal Per INIGO (Item Not in Good Order) for Voluntary Offers $ 50 Per Withdrawal $ 50 Per Guarantee Delivery $ 50 Per Sale of Rights $ 50 Per Certificate Issued (handling) $ 12 Per QuickCert Issued (handling) $ 8 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $ 1,000 Per Wire USD $ 100 Per Wire Non-USD $ 200 Per Wire Reject $ 150 Refund Checks $ 5.50 Sale of Fractional Shares in Open Market $ 2,500 Onsite Support $ 1,000/day + expenses Requesting of Weekend/Holiday Processing $ 200/hour Expedited Program Support/Closing $ 450/hour DWAC, each $ 110 Wire Transfers (inbound & outbound), each $ 100 Per Item Rush Fee • Same day $ 200 • Next day $ 100 Expediated Review and Set-up • Less than 5 days $ 2,500 • Less than 3 days $ 5,000 • Less than 2 days $ 6,500 • Same day $ 8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $ 3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $ 1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $ 800 Project Restart Fee (for events that go dormant after approval to start creating the web) $ 3,000 PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $ 1.25 Email Campaigns - The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow-up. • < 5,000 accounts $ 2,000 • < 5,001 – 15,000 accounts $ 3,000 • < 15,001 – 30,000 accounts $ 3,600 *30,001 +_accounts – By appraisal Resend email/SMS Campaign, each (>20, no testing required) $ 1,200 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests for additional reports beyond those provided as standard. $ 400 Post-go-live DB updates/changes - This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $ 600 Short Notice Fee - Web Supported Programs = less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. • < 5,000 accounts $ 3,000 • < 5,001 – 15,000 accounts $ 14,400 • < 15,001 – 30,000 accounts $ 20,000 *30,001 +_accounts – By appraisal Extending a Web Event - per 30 days, up to 9 months $ 5,400

Appears in 1 contract

Sources: Depositary Agreement (Invesco Pennsylvania Value Municipal Income Trust)

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. File Upload, Per File (if Computershare standard form) $ 1,000 • If file is not Computershare standard form Additional $500 • File is received less than 3 days prior to effective date $1,000 Additional $500 Additional $500 Per Underlying Exchange $ $1,250 Per Additional Class $ $1,000 Legal Fees for Changes to Standard T&Cs $ $1,500 Midnight Expiration $ $5,000 Extension (up to 10 business days per standard agreement) $ 5,000 Per extension or subsequent offering period, if applicable By appraisal Special Reporting By appraisal Custom Web Enhancements By appraisal DTC Fee per New CUSIP (pass through expense) $ 1,000 $1,500 QuickCert Set-up Fee $ $350 Dedicated 1-800 Telephone Line Service $ $500 Set-up Automated Telephone Service By appraisal Annual Facility Fee (billed annually) 0 – 100 holders (at start of job) $ 500 • 101 – 2,500 holders (at start of job) $ 1,000 • 2,500 – 5,000 holders (at start of job) $ 1,500 • Over 5,000 holders (at start of job) $ $500 $1,000 $1,500 $2,000 Subsequent Distribution < 100 accounts $ 1,500 • < 250 accounts $ 2,500 • < 500 accounts $ 5,000 *● < 501 +_accounts – contact Price Desk $1,500 $2,500 $5,000 By appraisal Per Item – Special Handling (restricted, etc.) By appraisal Per INIGO (Item Not in Good Order) for Voluntary Offers $ $50 Per Withdrawal $ $50 Per Guarantee Delivery $ 50 Per Sale of Rights $ $50 Per Certificate Issued (handling) $ $12 Per QuickCert Issued (handling) $ $8 DWAC, each $110 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $ $1,000 Per Wire USD $ $100 Per Wire Non-USD $ $200 Per Wire Reject $ $150 Refund Checks $ $5.50 Sale of Fractional Shares in Open Market $ $2,500 Onsite Support $ $1,000/day + expenses Subscription Agent Agreement DSG Page 32 Requesting of Weekend/Holiday Processing $ $200/hour Expedited Program Support/Closing $ $450/hour DWAC, each $ 110 Wire Transfers (inbound & outbound), each $ $100 Per Item Rush Fee Same day $ 200 • Next day $ $200 $100 Expediated Review and Set-up Less than 5 days $ 2,500 • Less than 3 days $ 5,000 • Less than 2 days $ 6,500 • Same day $ 8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $ 3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $ 1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $ 800 Project Restart Fee (for events that go dormant after approval to start creating the web) $ 3,000 PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $ 1.25 Email Campaigns - The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow-up. • < $2,500 $5,000 accounts $ 2,000 • < 5,001 – 15,000 accounts $ 3,000 • < 15,001 – 30,000 accounts $ 3,600 *30,001 +_accounts – By appraisal Resend email/SMS Campaign, each (>20, no testing required) $ 1,200 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests for additional reports beyond those provided as standard. $ 400 Post-go-live DB updates/changes - This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $ 600 Short Notice Fee - Web Supported Programs = less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. • < 5,000 accounts $ 3,000 • < 5,001 – 15,000 accounts $ 14,400 • < 15,001 – 30,000 accounts $ 20,000 *30,001 +_accounts – By appraisal Extending a Web Event - per 30 days, up to 9 months $ 5,400$6,500 $8,500

Appears in 1 contract

Sources: Subscription Agent Agreement (Distribution Solutions Group, Inc.)

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. File Upload, Per File (if Computershare standard form) $ 1,000 • If file is not Computershare standard form Additional $500 • File is received less than 3 days prior to effective date $ Additional $$ Additional $ 1,000 500 500 Per Underlying Exchange $ 1,250 Per Additional Class $ 1,000 Legal Fees for Changes to Standard T&Cs $ 1,500 Midnight Expiration $ 5,000 Extension (up to 10 business days per standard agreement) $ 5,000 Special Reporting By appraisal Custom Web Enhancements By appraisal DTC Fee per New CUSIP (pass through expense) $ 1,000 1,500 QuickCert Set-up Fee $ 350 Dedicated 1-800 Telephone Line Service $ 500 Set-up Automated Telephone Service By appraisal Annual Facility Fee (billed annually) • 0 – 100 holders (at start of job) $ 500 • 101 – 2,500 holders (at start of job) $ 1,000 • 2,500 – 5,000 holders (at start of job) $ 1,500 • Over 5,000 holders (at start of job) $ $ $ $ 500 1,000 1,500 2,000 Subsequent Distribution • < 100 accounts $ 1,500 • < 250 accounts $ 2,500 • < 500 accounts $ 5,000 *501 +_accounts – contact Price Desk $ $ $ 1,500 2,500 5,000 Per Item – Special Handling (restricted, etc.) By appraisal Per INIGO (Item Not in Good Order) for Voluntary Offers $ 50 Per Withdrawal $ 50 Per Guarantee Delivery $ 50 Per Sale of Rights $ 50 Per Certificate Issued (handling) $ 12 Per QuickCert Issued (handling) $ 8 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $ 1,000 Per Wire USD $ 100 Per Wire Non-USD $ 200 Per Wire Reject $ 150 Refund Checks $ 5.50 Sale of Fractional Shares in Open Market $ 2,500 Onsite Support $ 1,000/day + expenses Requesting of Weekend/Holiday Processing $ 200/hour Expedited Program Support/Closing $ 450/hour DWAC, each $ 110 Wire Transfers (inbound & outbound), each $ 100 BHK Subscription Agent Agreement(123582185.7) Page 55 Per Item Rush Fee • Same day $ 200 • Next day $ $ 200 100 Expediated Review and Set-up • Less than 5 days $ 2,500 • Less than 3 days $ 5,000 • Less than 2 days $ 6,500 • Same day $ $ $ $ 2,500 5,000 6,500 8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $ 3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $ 1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $ 800 Project Restart Fee (for events that go dormant after approval to start creating the web) $ 3,000 PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $ 1.25 Email Campaigns - Campaigns—The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow-up. • < 5,000 accounts $ 2,000 • < 5,001 – 15,000 accounts $ 3,000 • < 15,001 – 30,000 accounts $ 3,600 *30,001 +_accounts – By appraisal $ $ $ 2,000 3,000 3,600 Resend email/SMS Campaign, each (>20, no testing required) $ 1,200 BHK Subscription Agent Agreement(123582185.7) Page 56 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests project)—Requests for additional reports beyond those provided as standard. $ 400 Post-go-live DB updates/changes - changes—This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $ 600 Short Notice Fee - Fee—Web Supported Programs = Programs= less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. • < 5,000 accounts $ 3,000 • < 5,001 – 15,000 accounts $ 14,400 • < 15,001 – 30,000 accounts $ 20,000 *30,001 +_accounts – By appraisal $ $ $ 3,000 14,400 20,000 Extending a Web Event - Event—per 30 days, up to 9 months $ 5,400

Appears in 1 contract

Sources: Subscription Agent Agreement (Blackrock Core Bond Trust)

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. File Upload, Per File (if Computershare standard form) $ 1,000 • If file is not Computershare standard form Additional $500 • File is received less than 3 days prior to effective date $1,000 Additional $500 Additional $500 Per Underlying Exchange $ $1,250 Per Additional Class $ $1,000 Legal Fees for Changes to Standard T&Cs $ $1,500 Midnight Expiration $ $5,000 Extension (up to 10 business days per standard agreement) $ $5,000 Special Reporting By appraisal Custom Web Enhancements By appraisal DTC Fee per New CUSIP (pass through expense) $ $1,000 QuickCert Set-up Fee $ $350 Dedicated 1-800 Telephone Line Service $ $500 Set-up Automated Telephone Service By appraisal Annual Facility Fee (billed annually) • 0 – 100 holders (at start of job) $ 500 • 101 – 2,500 holders (at start of job) $ 1,000 • 2,500 – 5,000 holders (at start of job) $ 1,500 • Over 5,000 holders (at start of job) $ $500 $1,000 $1,500 $2,000 Subsequent Distribution • < 100 accounts $ 1,500 • < 250 accounts $ 2,500 • < 500 accounts $ 5,000 *501 +_accounts – contact Price Desk $1,500 $2,500 $5,000 Per Item – Special Handling (restricted, etc.) By appraisal Per INIGO (Item Not in Good Order) for Voluntary Offers $ $50 Per Withdrawal $ $50 Per Guarantee Delivery $ $50 Per Sale of Rights $ $50 Per Certificate Issued (handling) $ $12 Per QuickCert Issued (handling) $ $8 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $ $1,000 Per Wire USD $ $100 Per Wire Non-USD $ $200 Per Wire Reject $ $150 Refund Checks $ 5.50 Invoice of shareholders Admin Fee $5,000 Sale of Fractional Shares in Open Market $ $2,500 Invoice of shareholders per item Fee $50.00 Onsite Support $ $1,000/day + expenses Requesting of Weekend/Holiday Processing $ $200/hour Expedited Program Support/Closing $ $450/hour DWAC, each $ $110 Wire Transfers (inbound & outbound), each $ $100 Per Item Rush Fee • Same day $ 200 • Next day $ 100 Expediated Review and Set-up • Less than 5 days $ 2,500 • Less than 3 days $ 5,000 • Less than 2 days $ 6,500 • Same day $ 8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $ 3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $ 1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $ 800 Project Restart Fee (for events that go dormant after approval to start creating the web) $ 3,000 PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $ 1.25 Email Campaigns - The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow-up. • < 5,000 accounts $ 2,000 • < 5,001 – 15,000 accounts $ 3,000 • < 15,001 – 30,000 accounts $ 3,600 *30,001 +_accounts – By appraisal Resend email/SMS Campaign, each (>20, no testing required) $ 1,200 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests for additional reports beyond those provided as standard. $ 400 Post-go-live DB updates/changes - This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $ 600 Short Notice Fee - Web Supported Programs = less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. • < 5,000 accounts $ 3,000 • < 5,001 – 15,000 accounts $ 14,400 • < 15,001 – 30,000 accounts $ 20,000 *30,001 +_accounts – By appraisal Extending a Web Event - per 30 days, up to 9 months $ 5,400$200 $100

Appears in 1 contract

Sources: Subscription Agent Agreement (LMP Capital & Income Fund Inc.)

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. File Upload, Per File (if Computershare standard form) $ 1,000 • If file is not Computershare standard form Additional $500 • File is received less than 3 days prior to effective date $1,000 Additional $500 Additional $500 Per Underlying Exchange $ $1,250 Per Additional Class $ $1,000 Legal Fees for Changes to Standard T&Cs $ $1,500 Midnight Expiration $ $5,000 Extension (up to 10 business days per standard agreement) $ $5,000 Special Reporting By appraisal Custom Web Enhancements By appraisal DTC Fee per New CUSIP (pass through expense) $ 1,000 $1,500 QuickCert Set-up Fee $ $350 Dedicated 1-800 Telephone Line Service $ $500 Set-up Automated Telephone Service By appraisal Annual Facility Fee (billed annually) • 0 – 100 holders (at start of job) $ 500 • 101 – 2,500 holders (at start of job) $ 1,000 • 2,500 – 5,000 holders (at start of job) $ 1,500 • Over 5,000 holders (at start of job) $ $500 $1,000 $1,500 $2,000 Subsequent Distribution • < 100 accounts $ 1,500 • < 250 accounts $ 2,500 • < 500 accounts $ 5,000 *501 +_accounts – contact Price Desk $1,500 $2,500 $5,000 Per Item – Special Handling (restricted, etc.) By appraisal Per INIGO (Item Not in Good Order) for Voluntary Offers $ $50 Per Withdrawal $ $50 Per Guarantee Delivery $ $50 Per Sale of Rights $ $50 Per Certificate Issued (handling) $ $12 Per QuickCert Issued (handling) $ $8 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $ $1,000 Per Wire USD $ $100 Per Wire Non-USD $ $200 Per Wire Reject $ $150 Refund Checks $ $5.50 Sale of Fractional Shares in Open Market $ $2,500 Onsite Support $ $1,000/day + expenses Requesting of Weekend/Holiday Processing $ $200/hour Expedited Program Support/Closing $ $450/hour DWAC, each $ $110 Wire Transfers (inbound & outbound), each $ $100 Per Item Rush Fee • Same day $ 200 • Next day $ $ 200 100 Expediated Review and Set-up • Less than 5 days $ 2,500 • Less than 3 days $ 5,000 • Less than 2 days $ 6,500 • Same day $ $ $ $ 2,500 5,000 6,500 8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $ 3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $ 1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $ 800 Project Restart Fee (for events that go dormant after approval to start creating the web) $ 3,000 PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $ 1.25 Email Campaigns - The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow-up. • < 5,000 accounts $ 2,000 • < 5,001 – 15,000 accounts $ 3,000 • < 15,001 – 30,000 accounts $ 3,600 *30,001 +_accounts – By appraisal $ $ $ 2,000 3,000 3,600 Resend email/SMS Campaign, each (>20, no testing required) $ 1,200 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests for additional reports beyond those provided as standard. $ 400 Post-go-live DB updates/changes - This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $ 600 Short Notice Fee - Web Supported Programs = Programs= less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. • < 5,000 accounts $ 3,000 • < 5,001 – 15,000 accounts $ 14,400 • < 15,001 – 30,000 accounts $ 20,000 *30,001 +_accounts – By appraisal $ $ $ 3,000 14,400 20,000 Extending a Web Event - per 30 days, up to 9 months $ 5,400

Appears in 1 contract

Sources: Subscription Agent Agreement (BlackRock Multi-Sector Income Trust)

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. File Upload, Per File (if Computershare standard form) $ 1,000 • · If file is not Computershare standard form Additional $500 • · File is received less than 3 days prior to effective date Additional $500 Per Underlying Exchange $ 1,250 Per Additional Class $ 1,000 Legal Fees for Changes to Standard T&Cs $ 1,500 Midnight Expiration $ 5,000 Extension (up to 10 business days per standard agreement) $ 5,000 Per extension or subsequent offering period, if applicable Special Reporting By appraisal Handling Custom Web Enhancements By appraisal DTC Fee per New CUSIP (pass through expense) $ 1,000 QuickCert Set-up Fee $ 350 Dedicated 1-800 Telephone Line Service $ 500 Set-up Automated Telephone Service By appraisal Annual Facility Fee (billed annually) · 0 – 100 holders (at start of job) $ 500 • · 101 – 2,500 holders (at start of job) $ 1,000 • · 2,500 – 5,000 holders (at start of job) $ 1,500 • · Over 5,000 holders (at start of job) $ 2,000 Subsequent Distribution · < 100 accounts $ 1,500 • · < 250 accounts $ 2,500 • · < 500 accounts $ 5,000 *· < 501 +_accounts – contact Price Desk Per Item – Special Handling (restricted, etc.) By appraisal Per INIGO NIGO (Item Not in Good Order) for Voluntary Offers $ 50 Per Withdrawal $ 50 Per Guarantee Delivery $ 50 Per Sale of Rights $ 50 Per Certificate Issued (handling) $ 12 Per QuickCert Issued (handling) $ 8 DWAC, each Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $ 1,000 Per Wire USD $ 100 Per Wire Non-USD $ 200 Per Wire Reject $ 150 Refund Checks $ 5.50 Sale of Fractional Shares in Open Market $ 2,500 Onsite Support $ 1,000/day + expenses Requesting of Weekend/Holiday Processing $ 200/hour Expedited Program Support/Closing $ 450/hour DWAC, each $ 110 Wire Transfers (inbound & outbound), each $ 100 Per Item Rush Fee · Same day $ 200 • · Next day $ 100 Expediated Review and Set-up · Less than 5 days $ 2,500 • · Less than 3 days $ 5,000 • · Less than 2 days $ 6,500 • · Same day $ 8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $ 3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $ 1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $ 800 Project Restart Fee (for events that go dormant after approval to start creating the web) $ 3,000 PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $ 1.25 Email Campaigns - The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow-up. • < 5,000 accounts $ 2,000 • < 5,001 – 15,000 accounts $ 3,000 • < 15,001 – 30,000 accounts $ 3,600 *30,001 +_accounts – By appraisal Resend email/SMS Campaign, each (>20, no testing required) $ 1,200 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests for additional reports beyond those provided as standard. $ 400 Post-go-live DB updates/changes - This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $ 600 Short Notice Fee - Web Supported Programs = less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. • < 5,000 accounts $ 3,000 • < 5,001 – 15,000 accounts $ 14,400 • < 15,001 – 30,000 accounts $ 20,000 *30,001 +_accounts – By appraisal Extending a Web Event - per 30 days, up to 9 months $ 5,400

Appears in 1 contract

Sources: Subscription Agent Agreement (Cbre Global Real Estate Income Fund)

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. File Upload, Per File (if Computershare standard form) $ 1,000 • If file is not Computershare standard form Additional $500 • File is received less than 3 days prior to effective date $1,000 Additional $500 Additional $500 Per Underlying Exchange $ $1,250 Per Additional Class $ $1,000 Legal Fees for Changes to Standard T&Cs $ $1,500 Midnight Expiration $ $5,000 Extension (up to 10 business days per standard agreement) $ $5,000 Special Reporting By appraisal Custom Web Enhancements By appraisal DTC Fee per New CUSIP (pass through expense) $ $1,000 QuickCert Set-up Fee $ $350 Dedicated 1-800 Telephone Line Service $ $500 Set-up Automated Telephone Service By appraisal Annual Facility Fee (billed annually) 0 – 100 holders (at start of job) $ 500 • 101 – 2,500 holders (at start of job) $ 1,000 • 2,500 – 5,000 holders (at start of job) $ 1,500 • Over 5,000 holders (at start of job) $ $500 $1,000 $1,500 $2,000 Subsequent Distribution < 100 accounts $ 1,500 • < 250 accounts $ 2,500 • < 500 accounts $ 5,000 *501 +_accounts – contact Price Desk $1,500 $2,500 $5,000 Per Item – Special Handling (restricted, etc.) By appraisal Per INIGO (Item Not in Good Order) for Voluntary Offers $ $50 Per Withdrawal $ $50 Per Guarantee Delivery $ $50 Per Sale of Rights $ $50 Per Certificate Issued (handling) $ $12 Per QuickCert Issued (handling) $ $8 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $ $1,000 Per Wire USD $ $100 Per Wire Non-USD $ $200 Per Wire Reject $ $150 Refund Checks $ $5.50 Sale of Fractional Shares in Open Market $ $2,500 Onsite Support $ $1,000/day + expenses Requesting of Weekend/Holiday Processing $ $200/hour Expedited Program Support/Closing $ $450/hour DWAC, each $ $110 Wire Transfers (inbound & outbound), each $ $100 Per Item Rush Fee Same day $ 200 • Next day $ $200 $100 Expediated Review and Set-up Less than 5 days $ 2,500 • Less than 3 days $ 5,000 • Less than 2 days $ 6,500 • Same day $ $2,500 $5,000 $6,500 $8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $ $3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $ $1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $ $800 Project Restart Fee (for events that go dormant after approval to start creating the web) $ $3,000 PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $ $1.25 Email Campaigns - The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow-up. < 5,000 accounts $ 2,000 • < 5,001 – 15,000 accounts $ 3,000 • < 15,001 – 30,000 accounts $ 3,600 *30,001 +_accounts – By appraisal $2,000 $3,000 $3,600 Resend email/SMS Campaign, each (>20, no testing required) $ $1,200 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests for additional reports beyond those provided as standard. $ $400 Post-go-live DB updates/changes - This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $ $600 Short Notice Fee - Web Supported Programs = Programs= less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. < 5,000 accounts $ 3,000 • < 5,001 – 15,000 accounts $ 14,400 • < 15,001 – 30,000 accounts $ 20,000 *30,001 +_accounts – By appraisal $3,000 $14,400 $20,000 Extending a Web Event - per 30 days, up to 9 months $ $5,400

Appears in 1 contract

Sources: Subscription Agent Agreement (Gabelli Multimedia Trust Inc.)

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. File Upload, Per File (if Computershare standard form) $ $1,000 • If file is not Computershare standard form Additional $500 • File is received less than 3 days prior to effective date Additional $500 Per Underlying Exchange $ $1,250 Per Additional Class $ $1,000 Legal Fees for Changes to Standard T&Cs $ $1,500 Midnight Expiration $ $5,000 Extension (up to 10 business days per standard agreement) $ $5,000 Special Reporting By appraisal Custom Web Enhancements By appraisal DTC Fee per New CUSIP (pass through expense) $ $1,000 QuickCert Set-up Fee $ $350 Dedicated 1-800 Telephone Line Service $ $500 Set-up Automated Telephone Service By appraisal Annual Facility Fee (billed annually) • 0 – 100 holders (at start of job) $ $500 • 101 – 2,500 holders (at start of job) $ $1,000 • 2,500 – 5,000 holders (at start of job) $ $1,500 • Over 5,000 holders (at start of job) $ $2,000 Subsequent Distribution • < 100 accounts $ $1,500 • < 250 accounts $ $2,500 • < 500 accounts $ $5,000 *501 +_accounts – contact Price Desk Per Item – Special Handling (restricted, etc.) By appraisal Per INIGO (Item Not in Good Order) for Voluntary Offers $ $50 Per Withdrawal $ $50 Per Guarantee Delivery $ $50 Per Sale of Rights $ $50 Per Certificate Issued (handling) $ $12 Per QuickCert Issued (handling) $ $8 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $ $1,000 Per Wire USD $ $100 Per Wire Non-USD $ $200 Per Wire Reject $ $150 Refund Checks $ 5.50 Invoice of shareholders Admin Fee $5,000 Sale of Fractional Shares in Open Market $ $2,500 Invoice of shareholders per item Fee $50.00 Onsite Support $ $1,000/day + expenses Requesting of Weekend/Holiday Processing $ $200/hour Expedited Program Support/Closing $ $450/hour DWAC, each $ $110 Wire Transfers (inbound & outbound), each $ $100 Per Item Rush Fee • Same day $ $200 • Next day $ 100 Expediated Review and Set-up • Less than 5 days $ 2,500 • Less than 3 days $ 5,000 • Less than 2 days $ 6,500 • Same day $ 8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $ 3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $ 1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $ 800 Project Restart Fee (for events that go dormant after approval to start creating the web) $ 3,000 PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $ 1.25 Email Campaigns - The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow-up. • < 5,000 accounts $ 2,000 • < 5,001 – 15,000 accounts $ 3,000 • < 15,001 – 30,000 accounts $ 3,600 *30,001 +_accounts – By appraisal Resend email/SMS Campaign, each (>20, no testing required) $ 1,200 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests for additional reports beyond those provided as standard. $ 400 Post-go-live DB updates/changes - This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $ 600 Short Notice Fee - Web Supported Programs = less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. • < 5,000 accounts $ 3,000 • < 5,001 – 15,000 accounts $ 14,400 • < 15,001 – 30,000 accounts $ 20,000 *30,001 +_accounts – By appraisal Extending a Web Event - per 30 days, up to 9 months $ 5,400$100

Appears in 1 contract

Sources: Subscription Agent Agreement (ClearBridge Energy Midstream Opportunity Fund Inc.)

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. File Upload, Per File (if Computershare standard form) $ 1,000 • If file is not Computershare standard form Additional $$ 500 • File is received less than 3 days prior to effective date Additional $$ 500 Per Underlying Exchange $ 1,250 Per Additional Class $ 1,000 Legal Fees for Changes to Standard T&Cs $ 1,500 Midnight Expiration $ 5,000 Extension (up to 10 business days per standard agreement) $ 5,000 Special Reporting By appraisal Custom Web Enhancements By appraisal DTC Fee per New CUSIP (pass through expense) $ 1,000 QuickCert Set-up Fee $ 350 Dedicated 1-800 Telephone Line Service $ 500 Set-up Automated Telephone Service By appraisal Annual Facility Fee (billed annually) • 0 – 100 holders (at start of job) $ 500 • 101 – 2,500 holders (at start of job) $ 1,000 • 2,500 – 5,000 holders (at start of job) $ 1,500 • Over 5,000 holders (at start of job) $ 2,000 Subsequent Distribution • < 100 accounts $ 1,500 • < 250 accounts $ 2,500 • < 500 accounts $ 5,000 *501 +_accounts – contact Price Desk Per Item – Special Handling (restricted, etc.) By appraisal Per INIGO (Item Not in Good Order) for Voluntary Offers $ 50 Per Withdrawal $ 50 Per Guarantee Delivery $ 50 Per Sale of Rights $ 50 Per Certificate Issued (handling) $ 12 Per QuickCert Issued (handling) $ 8 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $ 1,000 Per Wire USD $ 100 Per Wire Non-USD $ 200 Per Wire Reject $ 150 Refund Checks $ 5.50 Sale of Fractional Shares in Open Market $ 2,500 Onsite Support $ 1,000/day + expenses Requesting of Weekend/Holiday Processing $ 200/hour Expedited Program Support/Closing $ 450/hour DWAC, each $ 110 Wire Transfers (inbound & outbound), each $ 100 Per Item Rush Fee • Same day $ 200 • Next day $ 100 Expediated Review and Set-up • Less than 5 days $ 2,500 • Less than 3 days $ 5,000 • Less than 2 days $ 6,500 • Same day $ 8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $ 3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $ 1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $ 800 Project Restart Fee (for events that go dormant after approval to start creating the web) $ 3,000 PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $ 1.25 Email Campaigns - The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow-follow- up. • < 5,000 accounts $ 2,000 • < 5,001 – 15,000 accounts $ 3,000 • < 15,001 – 30,000 accounts $ 3,600 *30,001 +_accounts – By appraisal Resend email/SMS Campaign, each (>20, no testing required) $ 1,200 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests for additional reports beyond those provided as standard. $ 400 Post-go-live DB updates/changes - This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $ 600 Short Notice Fee - Web Supported Programs = Programs= less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. • < 5,000 accounts $ 3,000 • < 5,001 – 15,000 accounts $ 14,400 • < 15,001 – 30,000 accounts $ 20,000 *30,001 +_accounts – By appraisal Extending a Web Event - per 30 days, up to 9 months $ 5,400

Appears in 1 contract

Sources: Depositary Agreement (Invesco Trust for Investment Grade New York Municipals)

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. File Upload, Per File (if Computershare standard form) $ 1,000 • If file is not Computershare standard form Additional $500 • File is received less than 3 days prior to effective date $1,000 Additional $500 Additional $500 Per Underlying Exchange $ $1,250 Per Additional Class $ $1,000 Legal Fees for Changes to Standard T&Cs $ $1,500 Midnight Expiration $ $5,000 Extension (up to 10 business days per standard agreement) $ $5,000 Special Reporting By appraisal Custom Web Enhancements By appraisal DTC Fee per New CUSIP (pass through expense) $ $1,000 QuickCert Set-up Fee $ $350 Dedicated 1-800 Telephone Line Service $ $500 Set-up Automated Telephone Service By appraisal Annual Facility Fee (billed annually) • 0 – 100 holders (at start of job) $ 500 • 101 – 2,500 holders (at start of job) $ 1,000 • 2,500 – 5,000 holders (at start of job) $ 1,500 • Over 5,000 holders (at start of job) $ $500 $1,000 $1,500 $2,000 Subsequent Distribution • < 100 accounts $ 1,500 • < 250 accounts $ 2,500 • < 500 accounts $ 5,000 *501 +_accounts – contact Price Desk $1,500 $2,500 $5,000 Per Item – Special Handling (restricted, etc.) By appraisal Per INIGO (Item Not in Good Order) for Voluntary Offers $ $50 Per Withdrawal $ $50 Per Guarantee Delivery $ $50 Per Sale of Rights $ $50 Per Certificate Issued (handling) $ $12 Per QuickCert Issued (handling) $ $8 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $ $1,000 Per Wire USD $ $100 Per Wire Non-USD $ $200 Per Wire Reject $ $150 Refund Checks $ $5.50 Sale of Fractional Shares in Open Market $ $2,500 Onsite Support $ $1,000/day + expenses Requesting of Weekend/Holiday Processing $ $200/hour Expedited Program Support/Closing $ $450/hour DWAC, each $ $110 Wire Transfers (inbound & outbound), each $ $100 Per Item Rush Fee • Same day $ 200 • Next day $ $200 $100 Expediated Review and Set-up • Less than 5 days $ 2,500 • Less than 3 days $ 5,000 • Less than 2 days $ 6,500 • Same day $ $2,500 $5,000 $6,500 $8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $ $3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $ $1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $ $800 Project Restart Fee (for events that go dormant after approval to start creating the web) $ $3,000 PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $ $1.25 Email Campaigns - The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow-up. • < 5,000 accounts $ 2,000 • < 5,001 – 15,000 accounts $ 3,000 • < 15,001 – 30,000 accounts $ 3,600 *30,001 +_accounts – By appraisal $2,000 $3,000 $3,600 Resend email/SMS Campaign, each (>20, no testing required) $ $1,200 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests for additional reports beyond those provided as standard. $ $400 Post-go-live DB updates/changes - This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $ $600 Short Notice Fee - Web Supported Programs = Programs= less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. • < 5,000 accounts $ 3,000 • < 5,001 – 15,000 accounts $ 14,400 • < 15,001 – 30,000 accounts $ 20,000 *30,001 +_accounts – By appraisal $3,000 $14,400 $20,000 Extending a Web Event - per 30 days, up to 9 months $ $5,400

Appears in 1 contract

Sources: Subscription Agent Agreement (Western Asset Global High Income Fund Inc.)