Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 538 contracts
Sources: Amendment to Selling Group Agreement (Investors Cash Trust), Amendment to Selling Group Agreement (Cash Account Trust), Amendment to Selling Group Agreement (Deutsche DWS State Tax-Free Income Series)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the your prior written consent of the Intermediaryconsent.
Appears in 295 contracts
Sources: Dealer Agreement (Natixis Funds Trust IV), Dealer Agreement (Natixis Funds Trust I), Dealer Agreement (Loomis Sayles Funds Ii)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryDealer.
Appears in 126 contracts
Sources: Dealer Agreement (Adams Street Private Equity Navigator Fund LLC), Selling Group Member Agreement (Adams Street Private Equity Navigator Fund LLC), Distribution Agreement (Smead Funds Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryBroker/Dealer.
Appears in 55 contracts
Sources: Broker Dealer Selling Agreement (Heartland Group Inc), Broker Dealer Selling Agreement (Ares Private Markets Fund), Broker Dealer Selling Agreement
Limitations on Use of Information. The Fund Agent agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 41 contracts
Sources: Sales Agreement (Virtus Alternative Solutions Trust), Sales Agreement (Virtus Asset Trust), Sales Agreement (Virtus Asset Trust)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 27 contracts
Sources: Selling Agreement (Hartford Mutual Funds Inc/Ct), Selling Agreement (Hartford Mutual Funds Ii Inc), Selling Agreement (Hartford Mutual Funds Ii Inc)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryServicer.
Appears in 26 contracts
Sources: Shareholder Servicer Selling Agreement (List Income Opportunities Fund), Shareholder Servicer Selling Agreement (Opportunistic Credit Interval Fund), Shareholder Servicing Agreement (Heartland Group Inc)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryBroker-Dealer.
Appears in 20 contracts
Sources: Broker Dealer Selling Agreement (Sphinx Opportunity Fund II), Broker Dealer Selling Agreement (Eagle Point Defensive Income Trust), Broker Dealer Selling Agreement (CION Grosvenor Infrastructure Fund)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryTrust Entity.
Appears in 20 contracts
Sources: Broker Dealer Selling Agreement (Sphinx Opportunity Fund II), Fund/Serv Agreement (List Income Opportunities Fund), Trust Networking Agreement (List Income Opportunities Fund)
Limitations on Use of Information. The Fund agrees not to use the transaction information received from the Company for marketing or any other similar purpose without the prior written consent of the IntermediaryCompany.
Appears in 18 contracts
Sources: Participation Agreement (MEMBERS Horizon Variable Separate Account), Investment Management Agreement (Variable Annuity Account a of Protective Life), Participation Agreement (Standard Insurance Co)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary. The Fund may, however, use the information received to ensure compliance with the Fund’s compliance policies and procedures.
Appears in 17 contracts
Sources: Fund Participation Agreement (First Investors Life Variable Annuity Fund C), Fund Participation Agreement (First Investors Life Level Premium Variable Lif Ins Sep Ac B), Fund Participation Agreement (First Investors Life Variable Annuity Fund C)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose purposes without the prior written consent of the Intermediary.
Appears in 14 contracts
Sources: Shareholder Information Agreement (Cuna Mutual Life Variable Annuity Account), Shareholder Information Agreement (Cuna Mutual Variable Annuity Account), Shareholder Information Agreement (Cuna Mutual Life Variable Account)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 12 contracts
Sources: Distribution Agreement (Tortoise Capital Series Trust), Shareholder Information Agreement (American Fidelity Separate Account B), Shareholder Information Agreement (American Fidelity Separate Account C)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryCompany.
Appears in 12 contracts
Sources: Retail Fund Participation Agreement (Talcott Resolution Life Insurance Co Separate Account 11), Participation Agreement (SBL Variable Annuity Account Xiv), Participation Agreement (Variable Annuity Account A)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the your prior written consent of the Intermediaryconsent.
Appears in 11 contracts
Sources: Selling Group Agreement (Pacific Funds Series Trust), Selected Dealer Agreement (Ubs Money Series), Shareholder Services Agreement (Aul American Unit Trust)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryDealer.
Appears in 9 contracts
Sources: Distribution Agreement (MoA Funds Corp), Distribution Agreement (MoA Funds Corp), Distribution Agreement (Aristotle Funds Series Trust)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 9 contracts
Sources: Distribution Agreement (MoA Funds Corp), Distribution Agreement (MoA Funds Corp), Shareholder Information Agreement
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the our prior written consent of the Intermediaryconsent.
Appears in 8 contracts
Sources: Servicing Agreement (Lazard Funds Inc), Servicing Agreement (Lazard Funds Inc), Servicing Agreement (Lazard Funds Inc)
Limitations on Use of Information. The Fund agrees Fund, Distributor and each of their affiliates agree not to use the information received pursuant to this Section XV.A for marketing or any other similar purpose without Intermediary’s prior written consent. Separately, the Fund has provided written assurances to the Distributor that the Fund will not use the information received for marketing or any other similar purpose without the Intermediary’s prior written consent of the Intermediaryconsent.
Appears in 8 contracts
Sources: Selling Agreement (Nexpoint Event-Driven Fund), Selling Agreement (Nexpoint Opportunistic Credit Fund), Selling Agreement (Nexpoint Opportunistic Credit Fund)
Limitations on Use of Information. The Fund agrees not to use the information received pursuant to this Section 22 for marketing or any other similar purpose without the prior written consent of the IntermediaryCounterparty.
Appears in 6 contracts
Sources: Selling Agreement (Principal Funds Inc), Selling Agreement (Principal Funds Inc), Selling Agreement (Principal Funds Inc)
Limitations on Use of Information. The Fund agrees not to use the information received pursuant to this Agreement for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 6 contracts
Sources: Shareholder Information Agreement (PLAIC Variable Annuity Account S), Rule 22c 2 Shareholder Information Agreement (PLICO Variable Annuity Account S), Participation Agreement (Mutual of America Separate Account No 2)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediaryyou.
Appears in 5 contracts
Sources: Servicing Agreement (Aberdeen Funds), Servicing Agreement (Aberdeen Funds), Servicing Agreement (Aberdeen Funds)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the your prior written consent of the Intermediaryconsent.
Appears in 5 contracts
Sources: Servicing Agreement (Aul American Unit Trust), Shareholder Services Agreement (Aul American Unit Trust), Distribution Agreement (First American Strategy Funds Inc)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose purposes without the prior written consent of the IntermediaryDealer.
Appears in 5 contracts
Sources: Mutual Fund Dealer Selling and Servicing Agreement (Madison Funds), Mutual Fund Dealer Selling and Servicing Agreement (Madison Funds), Mutual Fund Dealer Selling and Servicing Agreement (Madison Funds)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryFirm.
Appears in 5 contracts
Sources: Networking Agreement (Clough Funds Trust), Networking Agreement (ALPS Series Trust), Networking Agreement (ALPS Series Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the Intermediary's prior written consent of the Intermediaryconsent.
Appears in 4 contracts
Sources: Dealer Agreement (Loomis Sayles Funds Ii), Dealer Agreement (IXIS Advisor Funds Trust II), Dealer Agreement (Loomis Sayles Funds Ii)
Limitations on Use of Information. The Fund or Fund Agent agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Financial Intermediary.
Appears in 4 contracts
Sources: Rule 22c 2 Information Sharing Agreement (Kilico Variable Annuity Separate Account), Rule 22c 2 Information Sharing Agreement (Titanium Universal Life Variable Account), Rule 22c 2 Information Sharing Agreement (ALAC Separate Account 1)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryRecordkeeper.
Appears in 4 contracts
Sources: Service Agreement (GMO Series Trust), Service Agreement (GMO Series Trust), Service Agreement (GMO Series Trust)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryCompany.
Appears in 2 contracts
Sources: Participation Agreement (Ml of New York Variable Annuity Separate Account D), Participation Agreement (Merrill Lynch Life Variable Annuity Separate Account D)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Financial Intermediary.
Appears in 2 contracts
Sources: Selling and Service Agreement (Maxim Series Fund Inc), Shareholder Servicing Plan and Agreement (Avenue Mutual Funds Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the Company’s prior written consent of the Intermediaryconsent.
Appears in 2 contracts
Sources: Fund Participation Agreement (Annuity Investors Variable Account B), Fund Participation Agreement (Lincoln Variable Insurance Products Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the Service Organization’s prior written consent of the Intermediaryconsent.
Appears in 2 contracts
Sources: Broker Dealer Agreement (BlackRock Fixed Income Value Opportunities), Broker Dealer Agreement (BlackRock Fixed Income Value Opportunities)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryAssurance Company.
Appears in 2 contracts
Sources: Rule 22c 2 Agreement (State Farm Life & Accident Ass Co Var Ann Sep Acct), Rule 22c 2 Agreement (State Farm Life & Accident Assur Co Var Life Sep Acct)
Limitations on Use of Information. The Fund agrees and its designee agree not to use the information received for marketing or any other similar purpose without the prior written consent of the Financial Intermediary.
Appears in 2 contracts
Sources: Financial Intermediary Selling Agreement (State Funds), Trust Fund/Serv Agreement (State Funds)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryLife Company.
Appears in 2 contracts
Sources: Rule 22c 2 Agreement (State Farm Life Insurance Co Variable Life Separate Account), Rule 22c 2 Agreement (State Farm Life Insurance Co Variable Annuity Separate Act)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryService Provider.
Appears in 2 contracts
Sources: Administrative Services Agreement (Aul American Unit Trust), Dealer Agreement (TCW Funds Inc)
Limitations on Use of Information. The Fund or its designee agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 2 contracts
Sources: Shareholder Information Agreement (Tiaa-Cref Life Separate Account Vli-1), Shareholder Information Agreement (Kilico Variable Annuity Separate Account)
Limitations on Use of Information. The Fund agrees and its designee agree not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 2 contracts
Sources: Rule 22c 2 Shareholder Information Agreement, Rule 22c 2 Shareholder Information Agreement (Variable Annuity Account A)
Limitations on Use of Information. The Fund agrees and Fund Agent agree not to use the information received for marketing or any other similar purpose without the prior written consent of the Financial Intermediary.
Appears in 1 contract
Sources: Shareholder Information Agreement (Annuity Investors Variable Account B)
Limitations on Use of Information. The Fund agrees not to use the transaction information received from the Intermediary (or other accountholder, if applicable) for marketing or any other similar purpose without the prior written consent of the IntermediaryIntermediary (or other accountholder, if applicable).
Appears in 1 contract
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.,
Appears in 1 contract
Sources: Shareholder Information Agreement (National Variable Life Insurance Account)
Limitations on Use of Information. The information seeking Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryDealer.
Appears in 1 contract
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryAscensus.
Appears in 1 contract
Sources: Service Agreement (GMO Series Trust)
Limitations on Use of Information. The Fund agrees not to use the any and all information received from or provided by the Distributor hereunder for marketing or any other similar purpose without the Distributor’s prior written consent of the Intermediaryconsent.
Appears in 1 contract
Sources: Distribution Agreement (Atlas U.S. Tactical Income Fund)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryVanguard.
Appears in 1 contract
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryDealer.
Appears in 1 contract
Sources: Distribution Agreement (Tortoise Capital Series Trust)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the appropriate Intermediary.
Appears in 1 contract
Sources: Mutual Fund Sales and Service Agreement (RMR Funds Series Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the Your prior written consent of the Intermediaryconsent.
Appears in 1 contract
Sources: Selected Dealer Agreement (Pace Select Advisors Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryBarclays.
Appears in 1 contract
Sources: Service Agreement (GMO Series Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryCompany.
Appears in 1 contract
Sources: Participant Administrative Services Agreement (Aul American Unit Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryCustodian.
Appears in 1 contract
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the Company's prior written consent of the Intermediaryconsent.
Appears in 1 contract
Limitations on Use of Information. The Fund or its designee agrees not to use the information received hereunder for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 1 contract
Sources: Shareholder Information Agreement (Variable Annuity Account)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryIntermediary and FSBL.
Appears in 1 contract
Sources: Shareholder Information Agreement (Variable Annuity Account B)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information Information received for marketing or any other similar purpose without the prior written consent of the IntermediaryCompany.
Appears in 1 contract
Sources: Participation Agreement (Merrill Lynch Life Variable Annuity Separate Account D)