Monitor and Review. 9.1. The Company will monitor on a regular basis the effectiveness of this Policy and, in particular, the execution quality of the procedures explained in the Policy and, where appropriate, reserves the right to correct any deficiencies. 9.2. In addition, the Company will review the Policy at least annually. A review will also be carried out whenever a material change occurs that affects the ability of the Company to continue to the best possible result for the execution of its client orders on a consistent basis using the venues included in this Policy. 9.3. The Company will notify its affected clients on any changes in its Policy.
Appears in 2 contracts
Sources: Portfolio Management Agreement, Portfolio Management Agreement