NASD Rules. Notwithstanding the foregoing or anything contained herein to the contrary, in no event shall the Company pay or give or cause to be paid or given any compensation or incentives in excess of amounts permitted under applicable NASD rules or published guidance.
Appears in 3 contracts
Sources: Managing Dealer Agreement (Cb Richard Ellis Realty Trust), Managing Dealer Agreement (CNL Income Properties Inc), Managing Dealer Agreement (Cb Richard Ellis Realty Trust)