NASDAQ Marketplace Rules Sample Clauses
The NASDAQ Marketplace Rules are a set of regulations that govern the conduct, operations, and participation requirements for entities trading on the NASDAQ stock exchange. These rules outline procedures for listing securities, trading practices, reporting obligations, and compliance standards for member firms and listed companies. For example, they may specify how trades are executed, the disclosure requirements for listed companies, and the disciplinary actions for rule violations. The core function of these rules is to ensure fair, orderly, and efficient markets by providing a clear regulatory framework that promotes transparency and investor protection.
NASDAQ Marketplace Rules. Except as described in the Registration Statement or the Prospectus, the Company is and will be in compliance in all material respects with all applicable corporate governance requirements set forth in the NASDAQ Marketplace Rules.
NASDAQ Marketplace Rules. The Company is, and after giving effect to the Offering will be, in compliance in all material respects with all applicable corporate governance requirements set forth in the Nasdaq Marketplace Rules.
NASDAQ Marketplace Rules. There is and has been no failure on the part of the Company or, to the knowledge of the Company, any of the Company’s officers or directors, in their capacities as such, to comply with (as and when applicable), and immediately following the Effective Date the Company will be in compliance with, Nasdaq Marketplace Rules IM-5605. Further, there is and has been no failure on the part of the Company or, to the knowledge of the Company, any of the Company’s officers or directors, in their capacities as such, to comply with (as and when applicable), and immediately following the Effective Date the Company will be in compliance with, the phase-in requirements and all other provisions of the Nasdaq Stock Market LLC corporate governance requirements set forth in the Nasdaq Marketplace Rules.
NASDAQ Marketplace Rules. There is and has been no failure on the part of the Company or, to the knowledge of the Company, any of the Company’s executive officers or directors, in their capacities as such, to comply with (as and when applicable), and immediately following the Effective Date the Company will be in compliance with the phase-in provisions of the rules and regulations of Nasdaq and all other provisions of Nasdaq corporate governance requirements set forth in the Nasdaq Marketplace Rules.
NASDAQ Marketplace Rules. Except as described in the Company’s Current Report on Form 8-K filed with the Commission on June 28, 2018, the Company is, and after giving effect to the Offering will be, in compliance in all material respects with all applicable corporate governance requirements set forth in the NASDAQ Marketplace Rules.