Common use of No Objection Clause in Contracts

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 836 contracts

Sources: Underwriting Agreement (Aura Minerals Inc.), Underwriting Agreement (Cel Sci Corp), Underwriting Agreement (Amentum Holdings, Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.

Appears in 179 contracts

Sources: Underwriting Agreement (Hudson Pacific Properties, L.P.), Underwriting Agreement (Hudson Pacific Properties, L.P.), Purchase Agreement (Ares Capital Corp)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 109 contracts

Sources: Underwriting Agreement (Tarsus Pharmaceuticals, Inc.), Underwriting Agreement (Caris Life Sciences, Inc.), Underwriting Agreement (Ceribell, Inc.)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.

Appears in 83 contracts

Sources: Underwriting Agreement (Finwise Bancorp), Underwriting Agreement (BayCom Corp), Underwriting Agreement (Red River Bancshares Inc)

No Objection. If a filing with FINRA is required, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 54 contracts

Sources: Underwriting Agreement (Safehold Inc.), Underwriting Agreement (M&t Bank Corp), Underwriting Agreement (Safehold Inc.)

No Objection. If applicable, FINRA has confirmed that it has shall have not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 28 contracts

Sources: Underwriting Agreement (First Interstate Bancsystem Inc), Underwriting Agreement (ConnectOne Bancorp, Inc.), Underwriting Agreement (Independent Bank Corp)

No Objection. The FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.

Appears in 24 contracts

Sources: Underwriting Agreement (Bitauto Holdings LTD), Underwriting Agreement (Nobao Renewable Energy Holdings LTD), Underwriting Agreement (Qihoo 360 Technology Co LTD)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffering.

Appears in 23 contracts

Sources: Underwriting Agreement (Main Street Capital CORP), Underwriting Agreement (Main Street Capital CORP), Underwriting Agreement (Capital Southwest Corp)

No Objection. If a filing with FINRA is required, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesNotes.

Appears in 23 contracts

Sources: Underwriting Agreement (Tapestry, Inc.), Underwriting Agreement (Tapestry, Inc.), Underwriting Agreement (Tapestry, Inc.)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Offered Securities.

Appears in 21 contracts

Sources: Underwriting Agreement (Evoqua Water Technologies Corp.), Underwriting Agreement (Evoqua Water Technologies Corp.), Underwriting Agreement (Evoqua Water Technologies Corp.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 20 contracts

Sources: Equity Distribution Agreement (American Assets Trust, L.P.), Equity Distribution Agreement (American Assets Trust, L.P.), Equity Distribution Agreement (American Assets Trust, L.P.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.

Appears in 20 contracts

Sources: Underwriting Agreement (Agroz Inc.), Underwriting Agreement (RayzeBio, Inc.), Underwriting Agreement (Gamida Cell Ltd.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering and sale of the Securities.

Appears in 19 contracts

Sources: Underwriting Agreement (Jackson Acquisition Co), Underwriting Agreement (Southport Acquisition Corp), Underwriting Agreement (PROOF Acquisition Corp I)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 19 contracts

Sources: Underwriting Agreement (Washington Trust Bancorp Inc), Underwriting Agreement (MeiraGTx Holdings PLC), Underwriting Agreement (Physicians Realty L.P.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesUnits.

Appears in 18 contracts

Sources: Underwriting Agreement (Hycroft Mining Holding Corp), Underwriting Agreement (Delek Logistics Partners, LP), Underwriting Agreement (Delek Logistics Partners, LP)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesconditions.

Appears in 9 contracts

Sources: Underwriting Agreement (Hanover Bancorp, Inc. /NY), Underwriting Agreement (Third Coast Bancshares, Inc.), Underwriting Agreement (LINKBANCORP, Inc.)

No Objection. FINRA has shall have confirmed in writing that it has not raised any no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.

Appears in 9 contracts

Sources: Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to in the public offering of the Securitiescontemplated hereby.

Appears in 8 contracts

Sources: Underwriting Agreement (Sun Bancorp Inc /Nj/), Underwriting Agreement (Financial Institutions Inc), Underwriting Agreement (Tower Bancorp Inc)

No Objection. The FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.

Appears in 8 contracts

Sources: Purchase Agreement, Purchase Agreement (Imperial Capital Group, Inc.), Underwriting Agreement (Heritage Financial Corp /Wa/)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Offered Securities.

Appears in 7 contracts

Sources: Underwriting Agreement (Spectral Ip, Inc.), Underwriting Agreement (Spectral Ip, Inc.), Underwriting Agreement (Functional Brands Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating related to the offering of contemplated hereby, provided that the SecuritiesUnderwriters shall have undertaken reasonable best efforts to secure such confirmation.

Appears in 6 contracts

Sources: Underwriting Agreement (Seanergy Maritime Holdings Corp.), Underwriting Agreement (Seanergy Maritime Holdings Corp.), Underwriting Agreement (Seanergy Maritime Holdings Corp.)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering Offering of the Securities.

Appears in 5 contracts

Sources: Underwriting Agreement (ProQR Therapeutics N.V.), Underwriting Agreement (ProQR Therapeutics N.V.), Underwriting Agreement (ProQR Therapeutics N.V.)

No Objection. FINRA has shall have confirmed in writing that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 5 contracts

Sources: Underwriting Agreement (OCI Partners LP), Underwriting Agreement (OCI Partners LP), Underwriting Agreement (Susser Petroleum Partners LP)

No Objection. If applicable, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 4 contracts

Sources: Underwriting Agreement (Hannon Armstrong Sustainable Infrastructure Capital, Inc.), Underwriting Agreement (Compugen LTD), Underwriting Agreement (Hannon Armstrong Sustainable Infrastructure Capital, Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 4 contracts

Sources: Initial Offering Period Agreement (BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.), Distribution Agreement (BlackRock Multi-Sector Opportunities Trust), Initial Offering Period Agreement (Western Asset Middle Market Income Fund Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesRights Offering.

Appears in 4 contracts

Sources: Dealer Manager Agreement (Seaport Entertainment Group Inc.), Dealer Manager Agreement (Seaport Entertainment Group Inc.), Dealer Manager Agreement (New York City REIT, Inc.)

No Objection. To the extent applicable, FINRA has confirmed that it has not raised any objection objections with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 4 contracts

Sources: Underwriting Agreement (Intercept Pharmaceuticals, Inc.), Underwriting Agreement (Intercept Pharmaceuticals, Inc.), Underwriting Agreement (Intercept Pharmaceuticals Inc)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesNotes.

Appears in 4 contracts

Sources: Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.)

No Objection. Prior to or on the date of this Agreement, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 4 contracts

Sources: Underwriting Agreement (Restoration Hardware Holdings Inc), Underwriting Agreement (Restoration Hardware Holdings Inc), Purchase Agreement (Restoration Hardware Holdings Inc)

No Objection. FINRA has shall have confirmed that it has does not raised have any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Underwritten Securities.

Appears in 4 contracts

Sources: Underwriting Agreement (DoubleDown Interactive Co., Ltd.), Underwriting Agreement (DoubleDown Interactive Co., Ltd.), Underwriting Agreement (DoubleDown Interactive Co., Ltd.)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.

Appears in 3 contracts

Sources: Underwriting Agreement (FrontView REIT, Inc.), Underwriting Agreement (FrontView REIT, Inc.), Underwriting Agreement (Retail Properties of America, Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesSecurities and the Underwritten Forward Shares.

Appears in 3 contracts

Sources: Underwriting Agreement (Americold Realty Trust), Underwriting Agreement (Americold Realty Trust), Underwriting Agreement (Americold Realty Trust)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Public Securities.

Appears in 3 contracts

Sources: Underwriting Agreement (Super League Gaming, Inc.), Underwriting Agreement (Cel Sci Corp), Underwriting Agreement (Cel Sci Corp)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities, or the offering is otherwise exempt from FINRA filing under FINRA Rule 5110(h)(1)(C).

Appears in 3 contracts

Sources: Underwriting Agreement (Dutch Bros Inc.), Underwriting Agreement (Dutch Bros Inc.), Underwriting Agreement (Dutch Bros Inc.)

No Objection. FINRA has confirmed that it has not raised any no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.

Appears in 3 contracts

Sources: Underwriting Agreement (Bluebird Bio, Inc.), Underwriting Agreement (Bluebird Bio, Inc.), Underwriting Agreement (Bluebird Bio, Inc.)

No Objection. If required, FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Offered Securities.

Appears in 2 contracts

Sources: Underwriting Agreement (Walker & Dunlop, Inc.), Underwriting Agreement (Walker & Dunlop, Inc.)

No Objection. FINRA has confirmed that it has not raised any further objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.

Appears in 2 contracts

Sources: Underwriting Agreement (Western Asset High Yield Defined Opportunity Fund Inc.), Underwriting Agreement (Western Asset Mortgage Defined Opportunity Fund Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffered ADSs.

Appears in 2 contracts

Sources: Underwriting Agreement (Vesta Real Estate Corporation, S.A.B. De C.V.), Underwriting Agreement (Nabriva Therapeutics AG)

No Objection. If applicable, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesNotes.

Appears in 2 contracts

Sources: Underwriting Agreement (Hannon Armstrong Sustainable Infrastructure Capital, Inc.), Underwriting Agreement (Hannon Armstrong Sustainable Infrastructure Capital, Inc.)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the IPO Securities.

Appears in 2 contracts

Sources: Purchase Agreement (THL Credit, Inc.), Purchase Agreement (THL Credit, Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Underwritten Securities.

Appears in 2 contracts

Sources: Underwriting Agreement (Garrison Capital Inc.), Underwriting Agreement (WhiteHorse Finance, Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements arrangements, relating to the offering of the Securities.

Appears in 2 contracts

Sources: Underwriting Agreement (Noranda Aluminum Holding CORP), Purchase Agreement (Noranda Aluminum Holding CORP)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting placement agency terms and arrangements relating to the offering of the Securities.

Appears in 2 contracts

Sources: Placement Agency Agreement (Spherix Inc), Placement Agency Agreement (Clearsign Combustion Corp)

No Objection. FINRA has has, to the extent applicable, confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 2 contracts

Sources: Underwriting Agreement (Aveo Pharmaceuticals, Inc.), Underwriting Agreement (Aveo Pharmaceuticals, Inc.)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesas set forth herein.

Appears in 2 contracts

Sources: Underwriting Agreement (Community Heritage Financial, Inc.), Underwriting Agreement (Community Heritage Financial, Inc.)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesNew Notes.

Appears in 2 contracts

Sources: Placement Agent Agreement (Conifer Holdings, Inc.), Dealer Manager Agreement (Conifer Holdings, Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Offered Securities.

Appears in 2 contracts

Sources: Underwriting Agreement (Synergy Pharmaceuticals, Inc.), Underwriting Agreement (Synergy Pharmaceuticals, Inc.)

No Objection. If required by the regulations of FINRA, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to as described in the offering of the SecuritiesPricing Prospectus.

Appears in 2 contracts

Sources: Underwriting Agreement (Clean Energy Fuels Corp.), Purchase Agreement (Clean Energy Fuels Corp.)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiestransactions contemplated hereby.

Appears in 1 contract

Sources: Placement Agency Agreement (ProQR Therapeutics N.V.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities, and the Representative shall have obtained a No Objections Letter from FINRA regarding same.

Appears in 1 contract

Sources: Underwriting Agreement (Pearl Diver Credit Co Inc.)

No Objection. If applicable, FINRA has confirmed that it has will have not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 1 contract

Sources: Underwriting Agreement (First Guaranty Bancshares, Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Firm Securities.

Appears in 1 contract

Sources: Underwriting Agreement (Seelos Therapeutics, Inc.)

No Objection. If a filing has been made with FINRA, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 1 contract

Sources: Underwriting Agreement (Montrose Environmental Group, Inc.)

No Objection. If required, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 1 contract

Sources: Underwriting Agreement (Prothena Corp Public LTD Co)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 1 contract

Sources: Underwriting Agreement (Armada Hoffler Properties, Inc.)

No Objection. If applicable, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.

Appears in 1 contract

Sources: Underwriting Agreement (Karyopharm Therapeutics Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating related to the offering of contemplated hereby, provided that the SecuritiesUnderwriters shall have undertaken commercially reasonable efforts to secure such confirmation.

Appears in 1 contract

Sources: Underwriting Agreement (Pyxis Tankers Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesFirm Shares.

Appears in 1 contract

Sources: Underwriting Agreement (Cel Sci Corp)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffered ADSs.

Appears in 1 contract

Sources: Underwriting Agreement (Forward Pharma a/S)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesRights Offering.

Appears in 1 contract

Sources: Dealer Manager Agreement (WhiteHorse Finance, Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesRights Offering.

Appears in 1 contract

Sources: Underwriting Agreement (Sibanye Gold LTD)

No Objection. FINRA has confirmed that it has will not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 1 contract

Sources: Underwriting Agreement (PROCEPT BioRobotics Corp)

No Objection. FINRA has shall have confirmed that it has not raised any objection objections with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.

Appears in 1 contract

Sources: Underwriting Agreement (Old Second Bancorp Inc)

No Objection. The FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesRights Offering.

Appears in 1 contract

Sources: Dealer Manager Agreement (Ares Capital Corp)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesterms.

Appears in 1 contract

Sources: Underwriting Agreement (Tfi Tab Gida Yatirimlari A.S.)

No Objection. If the offering of the Securities has been filed with FINRA, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 1 contract

Sources: Underwriting Agreement (SELLAS Life Sciences Group, Inc.)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.

Appears in 1 contract

Sources: Underwriting Agreement (First Potomac Realty Trust)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffered Shares.

Appears in 1 contract

Sources: Underwriting Agreement (Drive Shack Inc.)

No Objection. The FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 1 contract

Sources: Underwriting Agreement (iKang Healthcare Group, Inc.)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements, if required.

Appears in 1 contract

Sources: Underwriting Agreement (Enterprise Financial Services Corp)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffering.

Appears in 1 contract

Sources: Underwriting Agreement (Tetragon Acquisition Corp I)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares and Warrants.

Appears in 1 contract

Sources: Underwriting Agreement (Tandem Diabetes Care Inc)

No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.

Appears in 1 contract

Sources: Purchase Agreement (Cathay General Bancorp)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Underwritten Securities.

Appears in 1 contract

Sources: Underwriting Agreement (Unique Fabricating, Inc.)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffered Shares.

Appears in 1 contract

Sources: Underwriting Agreement (U.S. Gold Corp.)

No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating with respect to the offering of the Securities.

Appears in 1 contract

Sources: Underwriting Agreement (ConnectOne Bancorp, Inc.)

No Objection. If applicable, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.

Appears in 1 contract

Sources: Underwriting Agreement (Validus Holdings LTD)