Other Defined Terms. In addition, the following terms shall have the meanings ascribed to them in the corresponding section of this Agreement: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)
Appears in 2 contracts
Sources: Merger Agreement (Team Inc), Merger Agreement (Furmanite Corp)
Other Defined Terms. In additionaddition to the terms defined in Section 1.1, the following certain other terms are defined elsewhere in this Agreement as indicated below and, whenever such terms are used in this Agreement, they shall have the meanings ascribed to them in the corresponding section of this Agreement: their respective defined meanings. Term Section Action 7.04(aor Location Acquired Intellectual Property 1.1 “Purchased Assets” Act 2 6.1(a)(xiii) Adjusted Stock Option 2.10(aAct 2 Standard 7.1(g) Agreement Preamble Alternative Acquisition Agreement 8.03(aRecitals Alternate Financing 6.7(c) Book-Entry Shares 2.05(cAssigned Leases 1.1 “Permitted Encumbrances” Assignment of Rights of Way 9.1(a) Certificate 2.05(cAssumed Liabilities 2.2 Audited Financial Statements 5.5 Balance Sheet 5.5 Base Statement 3.2(a) Certificate of Merger 2.03 Buyer Recitals Buyer Fundamental Representations 11.2(a) Buyer Indemnitees 11.1 Buyer’s Regulatory Approvals 6.3(b)(ii) Casualty Event 6.5 Closing 2.02 9.1 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i9.1 Closing Date Cash Payment 3.2(a) Company Adverse Recommendation Change 8.03(e)(iiClosing Statement 3.2(b) Company Balance Sheet 4.11 Company Balance Sheet Collective Bargaining Agreement 5.11(a) Continuation Period 7.2(a)(iii) Covered Property 7.1(f) Commitments 7.1 CPA Firm 3.2(c) Employee Plans 5.10(a) Eligible Retiree 7.2(c)(ii) End Date 4.10(a10.1(g) Company Board Recommendation 4.02(bEnvironmental Permits 5.12(a)(ii) Company Capitalization Date 4.05(aERCs 1.1 “Purchased Assets” Estimated Net Current Assets 3.2(a) Company Disclosure Fee Letter Article 4 Company 4.4(a) Final Closing Statement 3.2(c) Final Net Current Assets 3.2(b) Purchase Price Adjustment Amount 3.2(d)(i) Financial Statements 5.5 Financing 4.4(a) Financing Letter 4.4(a) Guarantee 6.9(a) Indemnified Party 7.04(a11.6(a) Company Intervening Event 8.03(e)(iiiIndemnifying Party 11.6(a) Company Material Contract 4.19(aInitial Purchase Price 3.1 Joint Application 6.3(b)(i) Company Plan 4.17(a) Company Leased Real Property 4.14(a5.4(f) Company Restricted Share 2.10(bLeases 5.4(f) Company SEC Documents 4.07(aNew Financing Letter 6.7(c) Company Securities 4.05(bNotice Period 11.6(b) Company Stock Option 2.10(aObjection 3.2(c) Company Stockholder Approval 4.02(aOffering Documentation 6.8(a)(ii) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bOrdinance 8.1(b) Company Superior Proposal 8.03(e)(ivOriginal Financing Failure 6.7(c) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b5.20(b) Owned PADEP 7.1(g) Prohibited Alternate Terms 6.7(c) Parent Recitals PFMC Recitals PGC 1.1 “Employee” PGW Recitals Policies 5.17(a) PUC Recitals Purchase Price 3.1 Purchased Personal Property 5.4(a) Purchased Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(aDeeds 9.1(a)
Appears in 2 contracts
Sources: Asset Purchase Agreement (Uil Holdings Corp), Asset Purchase Agreement
Other Defined Terms. In addition, the following terms shall have the meanings ascribed to them in the corresponding section of this Agreement: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) Agreement Preamble Alternative Acquisition Allocation 2.10 Anti-Corruption Laws 3.23 Antitrust Laws 3.4 Approvals 2.11(a) Assignment Agreement 8.03(aand ▇▇▇▇ of Sale 2.8(a)(iv) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Assumed Liabilities 2.6 Balance Sheet Date 4.10(a3.6(a) Company Board Recommendation 4.02(bBase Purchase Price 2.2 BoA 2.8(b)(v) Company Capitalization Brafasco Preamble Business Balance Sheet 3.6(a) Business Financial Statements 3.6(a) Business Permits 3.12(b) Buyer Preamble Buyer Fundamental Representations 9.1(b) Buyer Indemnified Parties 9.2(a) Buyer Material Adverse Effect 4.1 Buyer Portion of the Shared Contract Liabilities 2.11(c) Buyer Savings Plan 5.7(c) Buyer’s Allocation 2.10 Buyer’s Plans 5.7(b) Cap 9.2(b)(ii) Closing 2.3 Closing Date 4.05(a2.3 Closing Statement 2.9(b) Company Disclosure Letter Article 4 Company Combined Tax Return 6.3(a) Competing Business 5.13(b)(ii) Confidential Business Information 5.3(b) Confidentiality Agreement 5.3(a) Covered Person 5.13(a) Deductible 9.2(b)(i) Dispute Notice 2.9(d) Dispute Resolution Period 2.9(d) Estimated Adjustment Amount 2.9(b) Estimated Closing Cash Amounts 2.9(b) Estimated Closing Funded Debt 2.9(b) Estimated Closing Working Capital 2.9(b) Excluded Assets 2.5 Excluded Business Taxes 6.1 Final Purchase Price 2.9(f) Fundamental Representations 9.1(a) GECC 2.8(b)(vi) GECF 2.8(b)(vi) General Conveyance and Assumption of Liabilities Agreement 2.8(a)(iv) Guarantees 5.8(a) HD Supply Preamble HD Supply Allocation Notice 2.10 HDS GP Preamble HDS Power Solutions Recitals HDS Power Solutions Equity Interests Recitals HDS PS Recitals HDS PS Equity Interests Recitals HDS PS Group Preamble Holdings Preamble Inactive Current Business Employees 5.7(h) Incremental Lease Costs 5.17 Indemnified Party 7.04(a9.4(a) Company Intervening Event 8.03(e)(iiiIndemnified Taxes 6.5(d) Company Indemnifying Party 9.4(a) Independent Accounting Firm 2.9(d) Inventory 2.4(f) Jacksonville Site 2.7(j) K&S 10.13(a) Licensed Field of Use 5.15(a) Listed HD Insurance Policies 5.10(b) Material Contract 4.19(aContracts 3.11(a) Company Plan 4.17(aMoney Laundering Laws 3.24 Non-Transferred Assets 2.11(d) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End OFAC 3.22 Outside Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b8.1(d) Owned Real Property 4.14(a2.4(b) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Parties. Preamble Party Preamble Permitted Liens 4.06(cPer-Claim Threshold 9.2(b)(i) Premium Cap 7.04(cPost-Closing Statement 2.9(c) Proceedings 4.13 Pre-Closing Claims 5.10(b) Pre-Closing Restructuring 5.12 Pre-Closing Separate Tax Return 6.3(a) Privileged Deal Communications 10.13(b) Pro Canadian Recitals Pro Canadian Equity Interests Recitals Purchase Price 2.2 Purchased Assets 2.4 Purchased Companies Recitals Purchased Company Recitals Purchased Company Equity Interests Recitals Purchased Company Guarantees 5.8(b) Purchased Company Subsidiary Equity Interests 3.2(b) Real Property Leases 4.14(a2.4(b) Registration Restrictive Covenant Contracts 2.4(k) Retained Businesses 5.13(b)(iii) Retained Liabilities 2.7 Retained Marks 5.15(a) Retained Trademark License 5.15(a) Return Date 5.7(h) Sample Closing Statement 4.09 Release 4.18(g)(iv2.9(a) Representatives 5.14 Seller COBRA Period 5.7(f) Seller Indemnified Parties 9.3 Seller Parties 10.13(a) Seller Tax Returns 6.3(a) Sellers Preamble Sellers Savings Plan 5.7(c) Shared Contract 2.11(c) Specified Assets and Liabilities 5.23 Specified Business Contracts 2.4(a) Straddle Period Separate Tax Return 6.3(b) Tax Indemnified Parties 6.1 Third Party Claim 9.4(a) Transaction Recitals Transaction Accounting Principles 2.9(a) Transfer Taxes 6.10 Transferred Business Employees 5.7(a) Transferred Leased Property 2.4(b) Transferred Permits 2.4(g) Transition Services Agreement 2.8(a)(iii) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(aCosts 5.10(b)
Appears in 2 contracts
Sources: Purchase Agreement (Hd Supply, Inc.), Purchase Agreement (Anixter International Inc)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them set forth in the corresponding section of this AgreementSections set forth below: Defined Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) Location Actions 4.8 Agreement Preamble Recitals Alternative Acquisition Agreement 8.03(a6.2(d)(ii) Applicable Date 4.5(a) Bankruptcy and Equity Exception 4.3(a) Book-Entry Shares 2.05(c3.1(a) Certificate 2.05(c) Certificate BVI Companies Act Recitals BVI Plan of Merger 2.03 2.3 Closing 2.02 2.2 Closing Date 2.02 Code 2.2 Commitment Letter 5.3 Company Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii6.2(d)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aBenefit Plans 4.9(a) Company Board IP 4.16 Company Recommendation 4.02(b4.3(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(aReports 4.5(a) Contract 4.04 D&O Insurance 7.04(c4.3(c) Contribution Agreement Recitals control 1.1(c) CSRC 4.10(d) Damages 6.11(b) Dispute 9.4(b)
(a) Dissenting Shares 3.1(a) Effect 1.1(j) Effective Time 2.03 2.3 Employees 4.15 Environmental Permits 4.13 Equity Financing 5.3(a) ERISA 4.9(a) Exchange Act 4.4(a) Exchange Fund 3.2(a) Excluded Party 6.2(b) Excluded Shares 3.1(a) FCPA 4.10(c) GAAP 4.5(b) Go-Shop Period End Date 10.01(b)(i6.2(a) Environmental Claim 4.18(g)(iGovernmental Antitrust Entity 6.5(d) Environmental Law 4.18(g)(iiGovernmental Entity 3.2(d) ERISA 4.17(aHKIAC 9.4(b)(i) ERISA Affiliate 4.17(bHKIAC Rules 9.4(b)(i) Exchange Agent 2.08(aIndemnified Parties 6.11(a) Exchange Ratio 2.05(bInjunction 7.1(b) Exchanged Amounts 2.08(b)(iJudgment 4.8 Laws 4.10(a) Foreign Company Plan 4.17(aLiabilities 4.8 Licenses 4.10(b) Fractional Share Cash Amount 2.07(bLien 4.2 Limited Guarantee Recitals Limited Guarantor Recitals Material Contract 4.11(a) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Memorandum and Articles of Association 2.4 Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Recitals Merger Sub Preamble Multiemployer Plan 4.17(bRecitals M&A Rules 4.10(d) Order 4.04 M&A Rules and Related Clarifications 4.10(d) NASDAQ 6.7 Non-Wholly Owned Intellectual Property Rights 4.15(bSubsidiaries 4.2 Notice of Superior Proposal 6.2(d) Owned Real Property 4.14(a4.12(a) Parent Preamble Recitals Parent Acquisition Proposal 8.04(e)(iExpenses 8.3(c) Parent Adverse Recommendation Change 8.04(e)(iiTermination Fee 8.3(b) Parent Alternative Acquisition Agreement 8.04(aPaying Agent 3.2(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bRequisite Company Vote 4.3(a) Parent Capitalization Date 5.05(aPer Share Merger Consideration 3.1(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bProxy Statement 4.4(a) Parent Intervening Event 8.04(e)(iiiSAFE 4.10(d) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇S▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a4.5(a) SEC Article IV Securities Act 4.03 4.5(a)
(a) Share Certificate 3.1(a) Shareholders’ Meeting 6.4 Solicited Person 6.2(a) Surviving Corporation 2.01 Tax 4.16(c)(i2.1 Terminated Acquisition Proposal 6.2(b) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(iTermination Date 8.1(b)(i) Termination Fee 10.03(f)(ii8.3(a)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Trade Secrets 1.1 (h) Voting Agreement Recitals Wholly Owned Subsidiaries 4.2
Appears in 2 contracts
Sources: Merger Agreement (New Horizon Capital Iii, L.P.), Merger Agreement (Exceed Co Ltd.)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them are defined in the corresponding section of this Agreement: Term Section Action 7.04(asections indicated. Agreement preamble Arizona Transaction Approval 7.2(f) Adjusted Stock Option 2.10(aAssessments 3.16(c) Agreement Preamble Alternative Acquisition Agreement 8.03(aAsset Purchase Price Allocation 6.3(f) Book-Entry Shares 2.05(cBasket Amount 6.2(b) Certificate 2.05(cBusiness Relation 6.7(a)(ii) Certificate of Merger 2.03 Buyer preamble Buyer Prepared Returns 6.3(a)(iii) Cannabist preamble Cap 6.2(b) CC VA preamble Claim Notice 6.4(d) Closing 2.02 2.5(a) Closing Date 2.02 Code 2.5(a) Closing Item 2.4(a) Closing Statement 2.4(a) COBRA 3.14(b) Collateral 5.7(a)(ii) Company Recitals Company Preamble Company Acquisition Proposal 8.03(e)(iCollateral 5.7(a)(i) Company Adverse Recommendation Change 8.03(e)(iiEmployee Benefit Plan 3.14(a) Company Governing Documents 2.5(b)(iv) Confidential Information 5.8(a)(ii) CSA 9.13 Deposit 2.5(c)(i)(a) Employment and Services Agreement 3.14(f) Environmental Claims 3.17(b) Equity Recitals Estimated Cash 2.3 Estimated Closing Statement 2.3 Estimated Indebtedness 2.3 Estimated Transaction Expenses 2.3 Estimated Transaction Payments 2.3 Estimated Working Capital 2.3 Excess Amount 2.4(c) Excluded Federal Claims 9.13 Final Cash 2.4(a) Final Indebtedness 2.4(a) Final Transaction Expenses 2.4(a) Final Transaction Payments 2.4(a) Final Working Capital 2.4(a) Financial Statements 3.4(a) Funds Flow 2.5 IRS 3.14(a) Latest Balance Sheet 4.11 Company 3.4(a) Latest Balance Sheet Date 4.10(a3.4(a) Company Board Recommendation 4.02(bLien Releases 2.5(b)(iii) Company Capitalization Date 4.05(aMarijuana Permits 3.16(b) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a3.9(b) Company Plan 4.17(aMember Prepared Returns 6.3(a)(ii) Company Real Property 4.14(aMember preamble Notes 2.5(b)(ii) Company Objection Notice 6.2(d) Party preamble Pledged Collateral 5.7(a)(ii) Purchase Price 2.2 Restricted Share 2.10(bPeriod 6.7(b) Company SEC Documents 4.07(aSchedules 9.11 Service Contracts 3.6(j) Company Securities 4.05(bShortfall Amount 2.4(d) Company Stock Option 2.10(aSurvival Period 6.1 SWC Arizona Purchase Agreement preamble Tax Contest 6.3(d) Company Stockholder Approval 4.02(aThird Party Claim 6.4(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bTransfer Taxes 6.3(f) Company Superior Proposal 8.03(e)(ivUCC 5.7(a)(iii) Competition Laws 4.03 Continuation Period 7.06(aUtility Systems 3.6(h) Contract 4.04 D&O Insurance 7.04(cValuation Firm 2.4(b) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Virginia Purchase Agreement preamble WARN Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a3.13(e)
Appears in 2 contracts
Sources: Equity Purchase Agreement (Verano Holdings Corp.), Equity Purchase Agreement (Cannabist Co Holdings Inc.)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Acquisition Transaction 5.3(a) Action 7.04(a3.13 Agreement Preface CERCLA 3.21(a)(i) Adjusted Stock Option 2.10(aCertificates 2.2(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aClosing 1.2(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 1.2(a) Code Recitals 2.3 Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Preface Company Balance Sheet 4.11 3.8 Company Balance Sheet Date 4.10(a3.8 Company Benefit Plan 3.16(a) Company Board Recommendation 4.02(bCBAs 3.20(a) Company Capitalization Date 4.05(aCommon Stock 3.5(a) Company Disclosure Letter Schedule Preamble Article 4 III Company Indemnified Party 7.04(aFinancial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Intervening Event 8.03(e)(iiiPension Plan 3.16(c) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(bRegistered Items 3.19(c) Company SEC Documents 4.07(aReports 3.7(a) Company Securities 4.05(b3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.10(a2.6(a) Company Stockholder Approval 4.02(aStock Plans 2.6(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b3.6(b) Company Superior Proposal 8.03(e)(ivConfidentiality Agreement 5.2 Copyrights 3.19(a) Competition Laws 4.03 Continuation Period 7.06(aDGCL 1.1 Dissenting Shares 2.5(a) Contract 4.04 D&O Insurance 7.04(cDOJ 7.1(a) Effective Time 2.03 End Date 10.01(b)(i1.2(b) Environment 3.21(a)(ii) Environmental Claim 4.18(g)(iAction 3.21(a)(iii) Environmental Law 4.18(g)(iiClean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 4.17(a3.16(a) ERISA Affiliate 4.17(b3.16(a) ESPP 2.6(d) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bAct 3.3 FTC 7.1(a) GAAP 4.06(c3.7(e) Hazardous Substance 4.18(g)(iiiSubstances 3.21(a)(viii) HSR Act 4.03 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 4.15(a3.19(a) internal controls 4.07(bIntervening Event 5.3(d) Joint Proxy Statement 4.09 Licensed Intellectual Lease 3.18(c) Leased Real Property Rights 4.15(b3.18(a) Liens 4.06(bMarks 3.19(a) Material Contracts 3.14(a) Merger 2.01 Recitals Merger Consideration 2.05(b) Merger Fund 2.08(a2.1(a) Merger Sub Preamble Multiemployer Plan 4.17(bPreface Notice Period 5.3(c) Order 4.04 Owned Intellectual Property Rights 4.15(b) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 4.14(a3.18(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iPreface Patents 3.19(a) Parent Adverse Recommendation Change 8.04(e)(iiPaying Agent 2.2(a) Parent Alternative Acquisition Agreement 8.04(aPayment Fund 2.2(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bPension Plan 3.16(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c3.17(a) Premium Cap 7.04(cPolicies 3.24(a) Proceedings 4.13 Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property Leases 4.14(a3.18(a) Registration Statement 4.09 Release 4.18(g)(iv3.21(a)(ix) Representatives 5.14 5.2 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 4.03 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 2.01 1.1 Tax 4.16(c)(i3.15(a) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iiiReturns 3.15(a) Taxing Authority 4.16(c)(i3.15(a) Termination Fee 10.03(f)(ii9.4(a) Transaction Litigation 8.09 U.S. Company Plan 4.17(aThird Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)
Appears in 2 contracts
Sources: Merger Agreement (Lone Star Technologies Inc), Merger Agreement (United States Steel Corp)
Other Defined Terms. In addition, the following terms shall have the meanings ascribed to them in the corresponding section of this Agreement: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) AAA 7.2 Agreement Preamble Alternative Acquisition Agreement 8.03(aArbitral Tribunal 7.2(a) Book-Entry Shares 2.05(cAssume 2.2(c) Certificate 2.05(cAssumed 1.1 Assumption 1.1 Bylaws 3.6 Cash Adjustment 2.12(c)(i)(2) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 CEO Negotiation Period 7.1(b) Charter 3.6 Code Recitals Company Consideration 2.12(b) Contribution Recitals Decision on Interim Relief 7.2(d) Deferred Assets 2.5(a) Deferred Liabilities 2.5(a) Dispute Notice 7.1(a) Disputes 7.1(a) Distribution Recitals Emergency Arbitrator 7.2(d) Fortive Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Fortive Board Recitals Parent Board Recommendation 5.02(bFortive CSIs 2.9(d) Parent Capitalization Date 5.05(aFortive D&O Indemnitees 8.3 Fortive Indemnitors 8.3 Fortive Released Liabilities 5.1(a)(i) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bGovernmental Filing 5.5(c) Parent Intervening Event 8.04(e)(iiiIndemnifying Party 5.4(a) Parent Plans 7.06(bIndemnitee 5.4(a) Parent SEC Documents 5.07(aIndemnity Payment 5.7(a) Parent Securities 5.05(bInitial Negotiation Period 7.1(a) Parent Shares Trust 2.07(bInterim Relief 7.2(d) Parent Stock 5.05(aKnow-How see Definition of Intellectual Property, 1.1 Liable Party 2.8(b) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(aLitigation Hold 6.1 Non-Compete Period 4.3(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(ivOther Party 2.8(a) Parties Preamble Party Preamble Permitted Liens 4.06(cPatents see Definition of Intellectual Property, 1.1 Plan of Reorganization Recitals Privilege 6.6(a) Premium Cap 7.04(cPrivileged Information 6.6(a) Proceedings 4.13 Prohibited Business 4.3(c) Ralliant Preamble Ralliant Board Recitals Ralliant Cash Payment 2.12(b) Ralliant Intellectual Property see Definition of Ralliant Assets, 1.1 Ralliant Owned Real Property Leases 4.14(asee Definition of Ralliant Assets, 1.1 Ralliant Released Liabilities 5.1(a)(ii) Registration Statement 4.09 Release 4.18(g)(ivReleased Insurance Matters 8.1(k) Representatives 5.14 ▇▇▇▇▇▇▇▇Restricted Jurisdictions see Definition of Cash Equivalents, 1.1 Rules 7.2 Separation Recitals Separation Plan see Definition of Internal Reorganization, 1.1 Shared Contract 2.3(a) Third Party Claim 5.4(b) Third Party Proceeds 5.7(a) Trademarks see Definition of Intellectual Property, 1.1 Transaction-▇▇▇▇▇ Act 4.07(arelated Expenses 9.5(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iTransfer 2.2(b)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Transferred see Definition of Transfer, 1.1 Transition Committee 4.4
Appears in 2 contracts
Sources: Separation and Distribution Agreement (Ralliant Corp), Separation and Distribution Agreement (Ralliant Corp)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Act 3.11(a) Action 7.04(a3.19(a) Adjusted Stock Option 2.10(aAgent 5.6 Aggregate Distribution Amount 9.4(g) Aggregate Escrow Balance 9.4(g) Aggregate Pending Claim Amount 9.4(g) Agreed Amount 9.4(b) Agreement Preamble Alternative Acquisition Agreement 8.03(aPreface Allocation Certificate 5.7 Annual Net Sales 2.10(b) Book-Entry Shares 2.05(cAntitrust Laws 6.1(b) Certificate 2.05(cApplicable Survival Period 9.1(a) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(iAudited Financial Statements 3.6(a) Company Adverse Recommendation Change 8.03(e)(iiAudit Notice 2.12(a) Company Award Amount 9.4(f) Balance Sheet 4.11 Company 3.6(b) Balance Sheet Date 4.10(a3.6(b) Biological Materials 3.11(a) Certificates 2.3(c) CFO Certificate 5.8 CGCL 2.6(a) Claim Deadline 2.12(c) Claimed Amount 9.4(a) Class A Common Stock 2.1 Class A Fixed Closing Payment Per Share 2.2(b)(i) Class B Common Stock 2.1 CLIA Certificate 3.11(a) Closing 1.2 Closing Consideration 2.1 Closing Date 1.2 Closing Working Capital 2.8(b) Closing Working Capital Statement 2.8(b) Company Board Recommendation 4.02(bPreface Company Activities 3.11(a) Company Capitalization Date 4.05(aBenefit Plan 3.20(a) Company Common Stock 2.1 Company Common Stock Equivalents 2.2(a) Company Disclosure Letter Schedule Preamble Article 4 III Company Indemnified Party 7.04(aIntellectual Property 3.16(f) Company Intervening Event 8.03(e)(iiiOwned Intellectual Property 3.16(b) Company Material Contract 4.19(aPipeline Products 3.16(f) Company Plan 4.17(aPreferred Stock 2.1 Company Registered Items 3.16(g) Company’s Representations 9.1(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(aShares 3.2(a) Company Stockholder Approval 4.02(a3.4(b) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bStock Plan 2.2(a) Company Superior Proposal 8.03(e)(ivStock Options 2.2(a) Competition Laws 4.03 Continuation Compensation 6.6 Confidentiality Agreement 5.3 Consents 3.5(a) Contested Amount 9.4(b) Contested Royalty/Milestone Claim 2.12(c) Continuing Employees 6.6 Copyrights 3.16(a)(vi) Coverage Period 7.06(a6.5(b) Contract 4.04 D&O Insurance 7.04(cDGCL 1.1 Dissenting Shares 2.6(a) Distribution 3.11(a) Domain Names 3.16(a)(v) DOJ 6.1(d) Effective Time 2.03 End Date 10.01(b)(i1.2 EMEA 3.11(a) Environmental Claim 4.18(g)(iEmployee Closing Payments 2.3(f) Environmental Law 4.18(g)(ii) Employment and Noncompetition Agreements Recitals ERISA 4.17(a3.20(a) ERISA Affiliate 4.17(b3.20(a) Exchange Escrow Agent 2.08(a2.3(d) Exchange Ratio 2.05(bEscrow Agreement 2.3(d) Exchanged Amounts 2.08(b)(iEscrow Shortfall Amount 2.3(d) Estimated Closing Working Capital 2.8(a) Excess Escrow Amount 9.4(h) Existing Non-Disclosure Agreement 5.6 Exploit or Exploitation 3.11(a) FDA 3.11(a) FFDCA 3.11(a) Final Working Capital 2.9(a) Financial Statements 3.6(a) Finder Agreement 3.26 FIRPTA Certificate 5.9 Foreign Company Plan 4.17(aPlans 3.20(q) Fractional Share Cash Amount 2.07(bForward Looking Data 4.8 FTC 6.1(d) GAAP 4.06(c3.6(b) Hazardous Substance 4.18(g)(iiiHIPAA 3.10(a) HSR Act 4.03 3.5(b) IDP-111 Royalty Amount 2.11(b) IDP-111 Royalty Payments 2.11(c) In-Bound Licenses 3.16(c) IND 3.11(a) Indemnification Claim 9.4(a) Indemnification Threshold 9.2(b) Indemnity Escrow Account 2.3(d) Indemnity Escrow Amount 2.3(d) Indemnity Escrow Fund 2.3(d) Indemnified Parties 6.5(a) Independent Expert 2.8(d) [***] [***] Intellectual Property 3.16(a) Intellectual Property Rights 4.15(a3.16(a)(vi) internal controls 4.07(bInterim Financial Statements 3.6(a) Joint Proxy Statement 4.09 Licensed Intellectual Interest Rate 2.9(b)(i) Key Employees Recitals Know-How 3.11(a) Labeling 3.11(a) Lease 3.15(c) Leased Real Property Rights 4.15(b3.15(a) Liabilities 3.7(a) Liens 4.06(b3.3(a) Losses 9.2(a) Manufacture or Manufacturing 3.11(a) Marks 3.16(a)(vi) Material Authorization 3.12(a) Material Contracts 3.18(b) Material Personal Properties and Assets 3.13(a) Maximum Amount 6.5(b) Medical Product Regulatory Authority 3.11(a) Merger 2.01 1.1 Merger Consideration 2.05(b) Merger Fund 2.08(a) 2.1 Merger Sub Preamble Multiemployer Plan 4.17(bPreface Milestone 2.10(a) Order 4.04 Owned Intellectual Property Rights 4.15(bMilestone Notice Date 2.10(d) Owned Real Property 4.14(aMilestone Payment 2.10(a) Milestone Products 2.10(a) [***] [***] [***] [***] *** CONFIDENTIAL PORTIONS OMITTED AND FILED SEPARATELY WITH THE COMMISSION Net Sales 2.10(b) [***] [***] Nondisclosure Agreements 3.16(l) Notice of Claim 9.4(a) Notice of Objection 2.8(c) Out-Bound Licenses 3.16(d) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Preface Parent Disclosure Letter Schedule Preamble Article 5 IV Parent Excess Shares 2.07(bIndemnitees 9.2(a) Parent Intervening Event 8.04(e)(iiiPatents 3.16(a)(vi) Parent Plans 7.06(bPatient Information 3.11(a) Parent SEC Documents 5.07(aPaying Agent 2.3(a) Parent Securities 5.05(bPension Plan 3.20(b) Parent Shares Trust 2.07(b[***] [***] Policies 3.24(a) Parent Stock 5.05(aPositive Capital Adjustment 2.9(b)(ii) Parent Stock Issuance Potential 280G Benefit 5.10 Pre-Closing Period 5.1 Principal Company Stockholder Recitals Parent Proposal 5.6 Proprietary Information 3.16(a)(i) Regulatory Documentation 3.11(a) Related Parties 3.23 Representatives 5.3 Resolution of the Final Working Capital 2.9(a)(ii) Response Notice 9.4(b) Retention Escrow Amount 2.3(i) Retention Plan Escrow Agent 2.3(i) Review Period 2.8(c) Royalty/Milestone Award Amount 2.12(e) Royalty/Milestone Notice 2.12(c) Royalty/Milestone Response 2.12(c) *** CONFIDENTIAL PORTIONS OMITTED AND FILED SEPARATELY WITH THE COMMISSION Royalty Notice Date 2.11(d) Security Agreement 7.3(d) Software 3.16(a)(iv) Stipulated Amount 9.4(e) Stipulated Royalty/Milestone Amount 2.12(d) Stockholder Approval 5.02(aRepresentative Preface Straddle Period 9.2(a)(iii) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 [***] [***] Surviving Corporation 2.01 1.1 Tax 4.16(c)(i3.9(a)(i) Taxes 3.9(a)(i) Tax Return 4.16(c)(iiReturns 3.9(a)(ii) Tax Sharing Authority 3.9(a)(i) Third Party Claim 9.5(a) Third Party Defense 9.5(b) Total Adjustment Increase 2.9(b)(ii) Transmittal Letter 2.3(b) Treasury Shares 2.2(b)(v) [***] [***] [***] [***] Unresolved Escrow Claim 9.4(g) URLs 3.16(a)(v) Viral License 3.16(t) WARN Act 3.21(f)
(a) Working Capital Deficit 2.9(b)(i) Work Product Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a3.16(m)
Appears in 2 contracts
Sources: Merger Agreement (Valeant Pharmaceuticals International), Merger Agreement (Valeant Pharmaceuticals International)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them are defined in the corresponding section of this Agreementindicated: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 2.3 Certificates 2.8(b) Charter Documents 3.1(a) Closing 2.02 2.3 Closing Date 2.02 2.3 COBRA 3.13(a) Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i2.8(e) Company Adverse Recommendation Change 8.03(e)(ii3.12(e) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a3.5(b) Company Board Recommendation 4.02(bContracts 3.14 Company Employee Plan 3.13(a) Company Capitalization Date 4.05(aFinancials 3.5(b) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(bOptions 3.2(b) Company Stock Option 2.10(aPlans 2.7(c) Company Stockholder Approval 4.02(aWarrants 3.2(c) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bCompany’s Intellectual Property 3.9(a) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(cTable of Contents Debt Obligation Certificate 6.11 DGCL 2.1 Disclosure Memo 1.3 Dissenting Shares 2.10 DOL 3.13(a) Effective Time 2.03 End Date 10.01(b)(i2.3 Employee 3.13(a) Employee Agreement 3.13(a) Environmental Claim 4.18(g)(iClaims 3.12(a) Environmental Law 4.18(g)(iiClean-Up Site 3.12(a) Environmental Laws 3.12(a) Environmental Permits 3.12(a) ERISA 4.17(a3.13(a) ERISA Affiliate 4.17(b3.13(a) Exchange Agent 2.08(aFICA 3.7(b) Exchange Ratio 2.05(bFilings 6.2(a) Exchanged Amounts 2.08(b)(iFMLA 3.13(a) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bFUTA 3.7(b) GAAP 4.06(c3.5(b) Hazardous Substance 4.18(g)(iiiMaterials 3.12(a) HSR Act 4.03 Intellectual Property Rights 4.15(a3.9(a) internal controls 4.07(bInternational Employee Plan 3.13(a) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(bIRS 3.13(a) Merger 2.01 recitals Merger Consideration 2.05(b) Merger Fund 2.08(a2.7(a) Merger Sub Preamble 2.5(a) Merger Sub Common Stock 2.7(d) Multiemployer Plan 4.17(b3.13(a) Order 4.04 Owned Intellectual Property Rights 4.15(bOutsourced Plan 3.13(b) Owned Real Property 4.14(aPaying Agent 2.8(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iPayment Fund 2.8(a) Parent Adverse PBGC 3.13(a) PCBs 3.12(a) Pension Plan 3.13(a) Permits 3.10(b) Preferred Stock 3.2(a) Principal Stockholders recitals Proxy Statement 6.1(a) Recommendation Change 8.04(e)(ii2.1 Release 3.12(a) Parent Alternative Acquisition Table of Contents SEC Reports 3.5(a) Shares 3.2(a) Steyr Claims 3.26 Steyr License Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent 3.26 Stockholder Approval 5.02(a3.4(a) Parent Stockholder Stockholders Meeting 5.02(a6.1(b) Parent Subsidiary Securities 5.06(bSubsidiaries 3.12(e) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 2.2 Tax 4.16(c)(i3.7(t) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(iTaxes 3.7(t) Termination Fee 10.03(f)(ii8.3(b) Transaction Litigation 8.09 U.S. Company Plan 4.17(aThird Party IP Rights 3.9(c) Triggering Event 8.1(g) Voting Agreement recitals WARN 3.13(q)
Appears in 1 contract
Sources: Merger Agreement (McLaren Performance Technologies Inc)
Other Defined Terms. In addition, the following terms shall have the meanings ascribed to them in the corresponding section of this Agreement: Term Section Action 7.04(aAffiliate 1.1 Aggregate Cash Consideration 1.1 Aggregate Consideration 2.2 Aggregate Share Consideration 1.1 Agreement Preamble Allocation 6.1 Antitrust Approvals 1.1 Antitrust Laws 1.1 Antitrust Remedies 5.1(a) Adjusted Stock Option Approvals 2.10(a) Assignment and Assumption Agreement Preamble Alternative Acquisition Agreement 8.03(aand ▇▇▇▇ of Sale 2.8(a)(v) Book-Entry Shares 2.05(cAssumed Liabilities 2.6 Bankruptcy Code 5.12(h) Certificate 2.05(cBenefit Plan 1.1 Business 1.1 Business Books and Records 1.1 Business Contracts 2.4(a) Certificate of Merger 2.03 Business Day 1.1 Business Employee 1.1 Business Field 1.1 Business Financial Statements 1.1 Business Material Adverse Effect 1.1 Business Proprietary Software 3.9(j) Closing 2.02 2.3 Closing Date 2.02 2.3 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i1.1 Common Stock 4.2(b) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(aConfidentiality Agreement 5.3(a) Contract 4.04 D&O Insurance 7.04(c1.1 Contributor 3.9(b) Effective Time 2.03 End Date 10.01(b)(icontrol 1.1 Copyrights 1.1 Covered Persons 4.7(b) Current Representation 10.13(a) De Minimis Amount 9.2(c)(ii) Deductible 9.2(c)(i) Designated Person 10.13(a) Disqualification Events 4.7(b) Enforceability Exceptions 3.2 Environmental Claim 4.18(g)(i) 1.1 Environmental Law 4.18(g)(ii) Laws 1.1 ERISA 4.17(a) 1.1 ERISA Affiliate 4.17(b1.1 Excluded Assets 2.5 Excluded Business Tax 1.1 FCPA 4.25 Fundamental Purchaser Parties Representations 1.1 Fundamental Seller Representations 1.1 GAAP 1.1 General Indemnity Cap 9.2(b)(i) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) Governmental Entity 1.1 Guarantees 5.7 HSR Act 4.03 1.1 Indebtedness 1.1 Information Technology 1.1 Infringe 1.1 Infringement 1.1 Intellectual Property Rights 4.15(a1.1 Internet Properties 1.1 Investors’ Rights Agreement 1.1 Judgment 1.1 Knowledge 1.1 Law 1.1 Leased Real Property 1.1 Liabilities 1.1 Licensable 1.1 Licensed Libraries 1.1 Licensee 5.12(g) internal controls 4.07(bLicensor 5.12(g) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bLien 1.1 Losses 1.1 Marks 1.1 Material Contracts 3.13(a) Liens 4.06(bMaterials 5.8(c) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Materials of Environmental Concern 1.1 Multiemployer Plan 4.17(b1.1 Non-Antitrust Approvals 2.10(b) Order 4.04 Owned Intellectual Property Rights 4.15(bNon-Assignable Assets 2.10(a) Owned Real Property 4.14(aNYSE 1.1 Open Source Materials 1.1 Organizational Documents 1.1 Outside Date 8.1(d) Parent Preamble Parent Acquisition Proposal 8.04(e)(iDefined Contribution Plan 5.6(h) Parent Adverse Recommendation Change 8.04(e)(iiFinancial Statement Date 4.17 Parent Financial Statements 4.17 Parent Option Plan 4.2(d) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Share Value 1.1 Parent Shares Trust 2.07(b) 1.1 Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Termination Fee 8.4 Parties Preamble Party Preamble Patents 1.1 Pay with Cash Agreement 2.8(a)(ix) Payout Services Agreement 2.8(a)(xi) Payment Processing Agreement 2.8(a)(x) Permits 1.1 Permitted Liens 4.06(c1.1 Person 1.1 Personal Data 1.1 Personal Information 4.26 Post-Closing Period 1.1 Pre-Closing Period 1.1 Preferred Stock 4.2(a) Premium Cap 7.04(cPrivacy Agreements 3.10(a) Proceedings 4.13 Real Privacy Laws 3.10(a) Proceeding 1.1 Processing 3.10(a) Property Leases 4.14(aTaxes 1.1 Purchased Assets 2.4 Purchaser Preamble Purchaser Indemnified Parties 9.2(a) Registration Statement 4.09 Release 4.18(g)(ivPurchaser Licensed IP 1.1 Purchaser Licensed Patents 1.1 Purchaser Parties Preamble Purchaser Parties Disclosure Schedules 1.1 Purchaser Parties Material Adverse Effect 1.1 R&W Insurance Policy 5.13(a) R&W Insurer 5.13(a) Registered Intellectual Property 1.1 Regulatory Termination 8.4 Related Party 4.12 Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a1.1 Residuals 5.12(i) Retained Business 1.1 Retained Claims 2.5(l) Retained Field 1.1 Retained Liabilities 2.7 Retained Technology 1.1 SEC 5.3(b) Securities Act 4.03 Surviving Corporation 2.01 1.1 Seller Preamble Seller 401(a) Plan 3.17(a) Seller Benefit Plans 2.5(a) Seller Defined Contribution Plans 5.6(h) Seller Disclosure Schedules 1.1 Seller Entities 1.1 Seller Indemnified Parties 9.3 Seller Licensed IP 1.1 Seller Licensed Patents 1.1 Seller Marks 1.1 Seller Parties 9.3 Series A Preferred Stock 4.2(a) Series A-1 Preferred Stock 4.2(a) Series B Preferred Stock 4.2(a) Series C Preferred Stock 4.2(a) Series D Preferred Stock 4.2(a) Series E Preferred Stock 4.2(a) Series F Preferred Stock 4.2(a) Shared Contract 1.1 Software 1.1 Solicitor 4.7(b) Special Indemnity Cap 9.2(b)(iii) Special Indemnity Matter 9.2(a)(iii) Standard Software 1.1 Straddle Period 1.1 Subsidiary 1.1 Tangible Personal Property 1.1 Tax 4.16(c)(i) 1.1 Tax Proceeding 1.1 Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) 1.1 Taxing Authority 4.16(c)(i1.1 Technology 1.1 Third-Party Claim 9.4(a) Termination Fee 10.03(f)(iiTokens 4.10 Trade Secrets 1.1 Transaction Recitals Transaction Documents 1.1 Transfer Taxes 6.4(a) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Transferred Benefit Plans 2.4(h) Transferred Business Employee 5.6(c) Transferred Intellectual Property 1.1 Transferred Leases 2.4(a)(v) Transferred Marks 1.1 Transferred Patents 1.1 Transferred Permits 2.4(f) Transferred Registered Intellectual Property 3.9(a) Transferred Tangible Personal Property 2.4(e) Transferred Technology 1.1 Transition Services Agreement 2.8(a)(iv) Treasury Regulations 1.1 TSA Approvals 2.9(b) Unaudited Financial Information 3.6 Voting Agreement 1.1
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Other Defined Terms. In addition, each of the following terms shall have the meanings ascribed meaning given to them such term in the corresponding section applicable Section of this Agreementthe Agreement listed opposite such term: Term Section Action 7.04(a) Adjusted Stock Option 2.10(aAcceptance Time 1.5(a) Agreement Preamble Alternative Acquisition Alaska Corporation Returns 3.15(a) Alaska Leased Real Property 3.8(c) Alaska Material Registered IP 3.9(a)(i) AMAG Merger Agreement 8.03(a3.11 Anti-Bribery Laws 3.13 Antitrust Filings 6.6(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Cash Portion Recitals Closing Date 2.02 Code Recitals 2.3 Closing 2.3 Commitment Letter 4.3(c) Company Preamble Company Acquisition Proposal 8.03(e)(i401(k) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aPlan 6.4(c) Company Board Recommendation 4.02(b3.21 Company Certifications 3.4(a) Company Capitalization Date 4.05(aChange in Recommendation 5.4(e) Company Disclosure Letter Article 4 Common Stock Recitals Company ESPP 3.3(c) Company Existing D&O Policy 6.5(b) Company Indemnified Party 7.04(aPersons 6.5(a) Company Intervening Event 8.03(e)(iii5.4(f)(ii) Company Material Contract 4.19(a3.10(a) Company Plan 4.17(aMaximum Premium 6.5(b) Company Owned Real Property 4.14(a3.8(b) Company Restricted Share 2.10(bRights Agreement Amendment 3.28 Company Rights 3.3(d) Company SEC Documents 4.07(a3.4(a) Company Securities 4.05(bSpecified Agreement 8.1(e) Company Stock Option 2.10(aCertificate 2.7 Company Stockholders 1.1(f) Company Stockholder Approval 4.02(aSupport Agreements Recitals Company Stockholders’ Meeting 6.2(a)(i) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bTermination Fee 8.3(b) Company Superior Proposal 8.03(e)(ivCompany’s Financial Advisor 3.25 Compensation Committee 3.30 Continuing Directors 1.5(a) Competition Laws 4.03 Continuation Period 7.06(aContinuing Employees 6.4(a) Contract 4.04 D&O Insurance 7.04(cCVR Agreement Recitals CVR Recitals CVR Rights Agent Recitals Debt Financing 4.3(b) Designated Date 6.3(d) Dissenting Shares 2.6 Effective Time 2.03 2.3 EMA Re-Examination 5.4(f)(ii) Employment Compensation Arrangement 3.30 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b8.1(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a3.4(d)
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Asset Purchase Agreement set forth below: Term Section Accounting Principles 2.6(a)(i) Action 7.04(a4.15(a) Adjusted Stock Option 2.10(aAllocation Statement 2.7 Applicable Survival Period 10.1(d) Asset Purchase Agreement Preamble Alternative Acquisition Assigned Contracts 2.1(e) Assignment and Assumption Agreement 8.03(a3.2(c) Book-Entry Shares 2.05(cAssumed Liabilities 2.3 Base Amount 2.6(a)(ii) Business Authorizations 4.7(a) Buyer Preamble Buyer Closing Certificate 2.05(c8.3(c) Certificate of Merger 2.03 Buyer Indemnitees 10.2(a) Buyer Restricted Business 6.8(b) Buyer Warranty Losses 10.2(b) Cash Consideration 2.5(a) CERCLA 4.18(a)(iv) Closing 2.02 3.1 Closing Consideration 2.5(b) Closing Date 2.02 Code Recitals Company 3.1 Closing Equipment Part Inventory Amount 2.6(a)(iii) Closing Equipment Part Inventory Statement 2.6(a)(iv) COBRA 7.3(i) Confidentiality Agreement 6.3 Consents 4.3(a) Environment 4.18(a)(i) Environmental Action 4.18(a)(ii) Environmental Clean-up Site 4.18(a)(iii) Environmental Laws 4.18(a)(iv) Environmental Permit 4.18(a)(v) Escrow Agent 3.3(a) Escrow Agreement 3.2(a) Escrow Fund 3.3(a) Excluded Assets 2.2 Excluded Contracts 2.2(e) Excluded Liabilities 2.4 Facility Preamble Company Acquisition Proposal 8.03(e)(iHazardous Substances 4.18(a)(vi) Company Adverse Recommendation Change 8.03(e)(iiIn-Bound Licenses 4.11(a) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aInsured Real Properties 8.2(g) Company Board Recommendation 4.02(bIntellectual Property License Agreement 3.2(d) Company Capitalization Date 4.05(aLosses 10.2(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a4.13(b) Company Plan 4.17(aNoncompetition Period 6.8(a) Company Real Property 4.14(aNotice of Claim 10.5(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(aAgreement 2.5(b) Parent Preamble Parent Acquisition Personal Property 4.8(a) Policies 4.19(a) Post-Closing Tax Period 7.4(b) Pre-Closing Tax Period 7.4(b) Proposal 8.04(e)(i6.9(a) Parent Adverse Recommendation Change 8.04(e)(iiPurchase Price 2.5(a) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Purchased Assets 2.1 Real Property Leases 4.14(a4.10(a) Registration Statement 4.09 Release 4.18(g)(iv4.18(a)(vii) Representatives 5.14 6.3 Restricted Contract 2.8(a) Seller Preamble Seller Benefit Plans 4.16(a) Seller Closing Certificate 8.2(c) Seller Disclosure Schedule Preamble Article IV Seller Employees 7.3(f) Seller Fundamental Covenants 10.2(c) Seller Indemnitees 10.3(a) Seller Restricted Business 6.8(a) Seller Warranty Losses 10.3(b) Special Warranty Deed 3.2(e) Supply Agreement 3.2(f) Third Party Claim 10.5(a) Third Party Defense 10.5(b) Transferred Employees 7.3(b) Transferred Vacation Benefits 7.3(c) Transition Services Agreement 3.2(g) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Farms Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)6.1
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Acquisition Transaction 4.3(a) Action 7.04(a) Adjusted Stock Option 2.10(a2.13 Agent 4.3(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aPreface Board Preface Canadian Competition Act 2.3 Change of Recommendation 4.3(c) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 1.12 Closing Date 2.02 Code Recitals 1.12 Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Preface Company Balance Sheet 4.11 2.8 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) 2.8 Company Disclosure Letter Preamble Article 4 II Company Indemnified Party 7.04(aFinancial Advisor 2.26 Company Financial Statements 2.8 Company Intellectual Property 2.19(b) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(aRegistered Items 2.19(c) Company Securities 4.05(b2.5(c) Company Stock Option 2.10(aSecurities Reports 2.7(a) Company Stockholder Shareholder Approval 4.02(a2.2(a) Company Stockholder Meeting 6.02 Shares Preface Company Subsidiary Securities 4.06(b2.6(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bConfidentiality Agreement 4.2 Copyrights 2.19(a) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii2.7(e) HSR Act 4.03 2.3 Indemnified Parties 5.1(a) Intellectual Property 2.19(a) Intellectual Property Rights 4.15(a2.19(a) internal controls 4.07(bLease 2.18(c) Joint Proxy Statement 4.09 Licensed Intellectual Leased Real Property Rights 4.15(b2.18(a) Liens 4.06(bMarks 2.19(a) Merger 2.01 Merger Consideration 2.05(bMaterial Contract 2.14(a) Merger Fund 2.08(aNotes 6.5 Notice Period 4.3(c)(iii) Merger Sub Preamble Multiemployer Plan 4.17(bOptions 2.5(a) Order 4.04 Owned Intellectual Property Rights 4.15(bOSC 2.7(a) Other Antitrust Laws 2.3 Outside Date 8.1(a)(ii)(A) Owned Real Property 4.14(a2.18(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iPreface Patents 2.19(a) Parent Adverse Recommendation Change 8.04(e)(iiPolicies 2.24(a) Parent Alternative Acquisition Agreement 8.04(aPrincipal Joint Venture Interests 2.6(c) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bProducts 2.25(a) Parent Capitalization Date 5.05(aReal Property 2.18(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bRegulatory Conditions 8.1(a)(ii)(A) Parent Intervening Event 8.04(e)(iiiRepresentatives 4.2 Securities Laws 2.3 Share Consideration 1.13(a) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Shareholders Preface Special Committee Preface Subco Preface Superior Proposal 8.04(e)(iv4.3(b) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Support Agreement Preface Termination Fee 10.03(f)(ii8.4(a) Transaction Litigation 8.09 U.S. Company Plan 4.17(aThird Party Proposal 4.3(a) Warrants 2.5(a)
Appears in 1 contract
Other Defined Terms. In addition, The below table lists the following sections where the below terms shall have the meanings ascribed to them in the corresponding section of this Agreement: Term Section Action 7.04(a) Adjusted Stock Option 2.10(aare defined. Adverse Recommendation Change 7.04(b) Agreement Preamble Alternative Acquisition Agreement 8.03(aAnti-Corruption Laws 4.10(f) Book-Entry Share 3.03 Cancelled Shares 2.05(c3.01(a)(i) CERCLA 4.19(a)(iv) Certificate 2.05(c) 3.03 Certificate of Merger 2.03 Claim Expenses 7.07(b) Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a10-K 4.03(e) Company Board Recitals Company Board Recommendation 4.02(b) Recitals Company Capitalization Date 4.05(a) Common Stock Recitals Company Disclosure Letter Article 4 IV Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Knowledge Persons Definition of Knowledge, 1.01 Company Material Contract 4.19(a4.14(a) Company Plan 4.17(aOrganizational Documents 4.01 Company Product Section 4.15(c) Company Real Property 4.14(a4.12(c) Company Restricted Share 2.10(bReal Property Lease 4.12(c) Company Real Property Leases 4.12(c) Company SEC Documents 4.07(a) Company Securities 4.05(b4.03(c) Company Stock Option 2.10(aSoftware Section 4.15(g) Company Stockholder Approval 4.02(a4.02 Company Stockholders Recitals Company Stockholders’ Meeting 7.03(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b4.04(b) Company Superior Proposal 8.03(e)(ivConfidentiality Agreement 7.01(e) Competition Laws 4.03 Continuation Period 7.06(aD&O Claim 7.07(b) Contract 4.04 D&O Insurance 7.04(cD▇▇▇▇ ▇▇▇▇ 7.13(a) Debt Financing Sources 7.22(a) Development Property 4.12(g) DGCL 2.01 Effective Time 2.03 Electronic Delivery 10.05 Eligible Shares 3.01(a)(ii) End Date 10.01(b)(i9.01(d)(ii) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) Enforceability Exceptions 4.02 ERISA 4.17(a) ERISA Affiliate 4.17(b4.18(a) Exchange Act 4.06 Exchange Agent 2.08(a3.04(a) Exchange Ratio 2.05(bFund 3.04(a) Exchanged Amounts 2.08(b)(iFCPA 4.10(g) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iiiForum 10.06(b) HSR Act 4.03 Intellectual 4.06 Indemnified Party 7.07(b) Intended Tax Treatment 7.13(a) Intentional Breach 9.02 Joint Venture Entities 4.03(e) Leased Real Property Rights 4.15(a4.12(c) internal controls 4.07(bMaximum Premium 7.07(c) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(bMeasurement Date 4.03(a) Merger 2.01 Recitals Merger Consideration 2.05(b) Merger Fund 2.08(a3.01(a)(ii) Merger Sub Preamble Multiemployer Plan 4.17(bMerger Sub Consents 5.02 Merger Sub I Board Recitals NASDAQ 4.02 New Plans 7.06(b) Order 4.04 Owned Intellectual Property Rights 4.15(bNon-DTC Book-Entry Share 3.04(c) OECD Convention 4.10(g) Owned Real Property 4.14(a4.12(b) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Date 5.08 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Class A Common Stock Recitals Parent Disclosure Letter Article 5 V Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Knowledge Persons Definition of Knowledge, 1.01 Parent SEC Documents 5.07(a) Parent Securities 5.05(b5.03(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Stockholders Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) 5.04 Parties Preamble Party Preamble Permitted Liens 4.06(cPatents Definition of Intellectual Property, 1.01 Pre-Closing Period 6.01(a) Premium Cap 7.04(cPre-Stabilized Property 4.12(e) Proceedings 4.13 Real Privacy Requirements 4.10(f) Prohibited Payment 4.10(g) Property Leases Material Contracts 4.14(a) Proxy Statement 7.02(a) Registered IP 4.15(a) Registration Statement 4.09 Release 4.18(g)(iv7.02(a) Representatives 5.14 ▇S▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a4.10(c) SEC 4.06 Securities Act 4.03 4.06 Security Breach 4.15(h) Significant Subsidiary 5.04 Strategic Direction 7.05(e) Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Surviving Provisions 9.02 Termination Fee 10.03(f)(ii9.03(b) Transaction Litigation 8.09 U.S. Company Plan 4.17(aTrade Control Laws 4.10(h) Trade Secrets Definition of Intellectual Property, 1.01 UK Bribery Act 4.10(g) Wachtell 7.13(a) WARN 4.20(c)
Appears in 1 contract
Sources: Merger Agreement (CoreWeave, Inc.)
Other Defined Terms. In additionExcept as otherwise specified herein, the following terms shall have the respective meanings ascribed to them as defined in the corresponding section of this AgreementSections set forth below: Term Section Action 7.04(aAdventure Preamble Adventure Acquisition Transaction 5.2(a) Adjusted Stock Option 2.10(aAdventure Exchange Securities 6.6 Adventure Financial Statements 3.13 Adventure Intellectual Property 3.15(a) Adventure Options 3.3 Adventure Registration Statement 6.2 Adventure Shareholders Preamble Adventure Shares Recitals Adventure Software 3.15(b)(iii) Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 BCA 2.1 Certificates 2.6 Closing 2.02 and Closing Date 2.02 Code Recitals Company 2.2 Contracts 3.5(b) DGCL 2.1 Dissenting Shares 2.7 Effective Time 2.2 Employment Agreements 6.12 Enforceability Exception 3.4(a) Environmental Laws 3.8(c) Exchange Act Listing 6.5 Exchange Agent 2.9(a) Final Statements 3.13 Free Destiny 3.9(b)(1) Free Envoy 3.9(b)(2) G Bros Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company G. Gourdomichalis Preamble Indemnified Party 7.04(a9.3(a) Company Intervening Event 8.03(e)(iiiIndemnifying Party 9.3(a) Company Material Contract 4.19(aLicensed Software 3.15(b)(ii) Company Plan 4.17(aLock-Up Agreements 7.2(j) Company Real Property 4.14(aLoss 9.2(a) Company Restricted Share 2.10(bMerger Recitals Merger Certificate 2.2 Notice of Claim 9.3(a) Company SEC Documents 4.07(aOwned Software 3.15(b)(i) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint PFIC 3.21 Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub 6.2 S. Gourdomichalis Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Exchange Listing 6.5 Surviving Corporation 2.01 Tax 4.16(c)(i2.1 Trinity Preamble Trinity Acquisition Transaction 5.2(b) Tax Return 4.16(c)(iiTrinity Class B Common Stock 4.2 Trinity Class W Warrants 4.2 Trinity Class Z Warrants 4.2 Trinity Common Stock 4.2 Trinity Contracts 4.5 Trinity Directors 6.4 Trinity Option 4.2 Trinity Financial Statements 4.13 Trinity Permits 4.9 Trinity Principals 7.2(j) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(aTrinity Special Meeting 3.10 Trinity Stockholders' Approval 6.4 Trinity's SEC Reports 4.14 Trinity Warrants 4.2 Varouxakis Preamble V Capital Preamble Vessels 3.9(b)(2)
Appears in 1 contract
Sources: Merger Agreement (Trinity Partners Acquistion CO Inc.)
Other Defined Terms. In additionFor purposes of this Agreement, the following terms shall have the respective meanings ascribed to them set forth in the corresponding section of this Agreementreferenced opposite such term: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) Acquisition Sub Heading Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate Heading Articles of Merger 2.03 Closing 2.02 Section 1.3 Buyer Heading Buyer Expenses Section 7.2(a) Buyer Termination Fee Section 7.2(b) Closing Date 2.02 Section 1.2 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(iSection 2.2(f) Commitment Section 4.2(f) Common Shares Section 3.1(c) Company Adverse Recommendation Change 8.03(e)(iiHeading Company Expenses Section 7.2(b) Company Balance Sheet 4.11 Company Balance Sheet Financial Statement Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iiiSection 3.1(f) Company Material Contract 4.19(aAdverse Effect Section 3.1(a) Company Plan 4.17(aOptions Section 3.1(c) Company Real Property 4.14(a) Company Restricted Share 2.10(bProperties Section 3.1(n) Company SEC Documents 4.07(aSection 3.1(e) Company Securities 4.05(bShareholder Approval Section 3.1(d) Company Stock Option 2.10(aShareholders Meeting Section 3.1(d) Company Stockholder Approval 4.02(aSubsidiary Section 3.1(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bTermination Fee Section 7.2(a) Company Superior Proposal 8.03(e)(ivCompeting Transaction Section 5.4(a) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(cDGCL Section 1.1 Dissenting Shares Section 2.2(g) Effective Date Section 1.3 Effective Time 2.03 End Date 10.01(b)(iSection 1.3 Encumbrances Section 3.1(n) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(bLaws Section 3.1(m) Exchange Agent 2.08(aAct Section 3.1(d) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bFranchise Agreements Section 3.1(n) GAAP 4.06(cSection 3.1(e) Governmental Entity Section 3.1(d) Hazardous Substance 4.18(g)(iiiSection 3.1(m) HSR Act 4.03 Intellectual Property Rights 4.15(aInsurance Amount Section 5.8(b) internal controls 4.07(bLaws Section 3.1(d) Joint Liens Section 3.1(b) Management Agreement Documents Section 3.1(n) Material Contracts Section 3.1(l) Merger Section 1.1 Merger Consideration Section 2.1(a) Other Preferred Shares Section 3.1(c) Owned Hotels Section 3.1(n) Parties Heading Party Heading Paying Agent Section 2.2(a) Permits Section 3.1(k) Plan of Merger Section 1.1 Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bSection 3.1(d) Liens 4.06(bQualifying Income Section 7.2(f) Merger 2.01 Merger Consideration 2.05(bREIT Section 3.1(h) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aSection 3.1(d) Securities Act 4.03 Section 3.1(e) Series A Preferred Shares Section 3.1(c) Series B Convertible Shares Section 3.1(c) Surviving Corporation 2.01 Recitals Surviving Corporation Fund Section 2.2(b) Superior Competing Transaction Section 5.4 Takeover Statute Section 5.3(a) Tax 4.16(c)(iProtection Agreement Section 3.1(h) Tax Return 4.16(c)(iiSection 3.1(h) Tax Sharing Agreements 4.16(c)(iiiTaxes Section 3.1(h) Taxing Authority 4.16(c)(iTransfer and Gains Taxes Section 5.6 Units Section 3.1(c) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(aVoting Agreement Recitals VSCA Section 1.1 Wachovia Section 3.1(j)
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them set forth in the corresponding section of this AgreementSections set forth below: Term Section Action 7.04(aAccounts Receivable 4.6(e) Adjusted Stock Option 2.10(a) Actions 4.8 Agreement Preamble Recitals Alternative Acquisition Agreement 8.03(a6.2(c)(ii) Applicable Date 5.8(a) Bankruptcy and Equity Exception 4.3(a) Book-Entry Shares 2.05(c3.1(a) Certificate 2.05(c) Certificate BVI 2.3 BVI Companies Act Recitals BVI Plan of Merger 2.03 2.3 Change of Recommendation 6.2(c) Closing 2.02 2.2 Closing Date 2.02 2.2 Code 3.2(g) Common Stock 3.1(a) Company Recitals Company Preamble Company Acquisition Proposal 8.03(e)(iFinancials 4.6(a) Company Adverse Recommendation Change 8.03(e)(iiOrganization Documents 4.1 Company Payments 6.11(b) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aPermits 4.4(b) & 4.9(d) Company Board Recommendation 4.02(b4.3(b) Company Capitalization Date 4.05(aShareholders’ Meeting 4.3(a) Company Disclosure Letter Article 4 Subsidiary Organization Documents 4.1 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(aTermination Fee 8.3(a) Contract 4.04 D&O Insurance 7.04(c4.3(c) Damages 6.7(b) Dispute 9.4(b) Dissenting Shareholders 3.2(f) Drop Dead Date 2.2 EastBridge CBMG 2.5(c) Effective Time 2.03 End Date 10.01(b)(i2.3 Employees 4.14 Employment Agreement(s) 7.3(f) Encumbrance 4.2(b) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(bPermits 4.12 Exchange Act 4.5(a) Exchange Agent 2.08(aFund 3.2(a) Exchange Ratio 2.05(bExcluded Shares 3.2(f) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bFCPA 4.9(e) GAAP 4.06(c4.2(b) Hazardous Substance 4.18(g)(iiiGovernmental Entity 3.2(d) HSR Act 4.03 Intellectual Property Rights 4.15(aHKIAC 9.4(b)(i) internal controls 4.07(bHKIAC Rules 9.4(b)(i) Joint Proxy Statement 4.09 Indebtedness 4.2(b) Indemnified Parties 6.7 Injunction 7.1(b) Judgment 4.8 Laws 4.9(a) Liabilities 4.8 Licenses 4.9(b) Licensed Intellectual Property Rights 4.15(b4.15(a) Liens 4.06(bLien 4.2 Lock Up Agreement 3.3 Material Contract 4.10(a) and 5.14(a) Memorandum and Articles of Association 2.4 Merger 2.01 Recitals Merger Sub Recitals Non-Wholly Owned Subsidiaries 4.2 Notice of Superior Proposal 6.2(c) Parent Recitals Parent Disclosure Schedule Article V Parent Options 5.3 Parent Termination Fee 8.3(b) Paying Agent 3.2(a) Per Share Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv3.1(a) Representatives 5.14 6.2(a) Requisite Company Vote 4.3(a) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a5.8(a) SEC 4.6(a) SEC Reports 5.8(a) Securities Act 4.03 5.8(a)
(a) Share Certificate 3.1(a) Surviving Corporation 2.01 Tax 4.16(c)(iCompany 2.1 Termination Date 8.1 Transfer Agent 3.2(b) Tax Return 4.16(c)(iiVIE 4.25(a) Tax Sharing VIE Agreements 4.16(c)(iii4.25(a) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Wholly Owned Subsidiaries 4.2
Appears in 1 contract
Sources: Merger Agreement (EastBridge Investment Group Corp)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section 368 Reorganization 6.2 (j) Acquired Company Recitals Action 7.04(a) Adjusted Stock Option 2.10(a3.16 (a) Agreement Preamble Alternative Acquisition Applicable Survival Period 8.1 (d) Atiam Recitals Atiam 401(k) Plan 7.1 (q) Atiam Financial Statements 3.6 (a) Atiam Intellectual Property 3.13 (e) Atiam Owned Intellectual Property 3.13 (b) Atiam Registered Items 3.13 (f) Audited Financial Statements 6.6 Auditor 6.6 Balance Sheets 3.6 (b) Balance Sheet Date 3.6 (b) Bilenia Recitals Bilenia Purchase Agreement 8.03(aRecitals Buyers Preamble Buyers Indemnitees 8.2 (a) Book-Entry Shares 2.05(cCap 8.2 (b) Certificate 2.05(cClaims 10.2 Closing 2.2 Closing Date 2.2 Cash Closing Payment 2.6 (a) Certificates 2.6 (e) Certificates of Merger Recitals Consents 3.5 (a) Constituent Entities Recitals Copyrights 3.13 (a) Corporate Record Books 3.19 DE Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(iDisclosure Schedule Recitals to Article III Dissenting Shares 2.5 Dissenting Share Payments 2.7 (b) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) DLLCA 2.2 Effective Time 2.03 End Date 10.01(b)(i2.2 Escrow Agent 2.6 (a) Environmental Claim 4.18(g)(iEscrow Funds 2.6 (a) Environmental Law 4.18(g)(iiExpense Certificate 7.1 (i) ERISA 4.17(aFinancial Statements 3.6 (a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bFundamental Representations and Warranties 8.1 (b) GAAP 4.06(c3.6 (a) Hazardous Substance 4.18(g)(iiiGP Interests Recitals In-Bound Licenses 3.13 (c) HSR Act 4.03 Intellectual Property 3.13 (a) Intellectual Property Rights 4.15(a3.13 (a) internal controls 4.07(bIRS 3.17 (a) Joint Proxy Statement 4.09 Licensed Intellectual Lease 3.12 Leased Personal Property Rights 4.15(b3.11 (d) Liens 4.06(bLetter Agreement 5.3 Liabilities 3.7 LP Interests Recitals Losses 8.2 (a) Marks 3.13 (a) Material Contracts 3.15 (b) Merger 2.01 Recitals Noncompetition Period 5.8 (a) Nondisclosure Agreements 3.13 (i) Notice of Claim 8.4 (a) Out-Bound Licenses 3.13 (d) PA Articles of Merger Recitals PA BCL Recitals Parent Recitals Parent Common Stock 2.5 Parent SEC Reports 4.4 (a) Partnership Interests Recitals Patents 3.13 (a) Per Share Merger Consideration 2.05(b2.5 Policies 3.18 (a) Merger Fund 2.08(aPre-Closing Periods 6.2 (a) Merger Sub Preamble Multiemployer Plan 4.17(bPro Rata Share 2.6 (a) Order 4.04 Owned Intellectual Property Rights 4.15(bProprietary Information 3.13 (a) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-P▇▇▇▇▇ Act 4.07(aRecitals Regulation D 5.10 Related Party Agreement 3.21 Releasees 10.2 Representatives 5.3 Restricted Business 5.8 (a) Securities Act 4.03 SCA Preamble SCA Financial Statements 3.6 (a) SCA Shares Recital Secondary Representations and Warranties 8.1 (b) Shareholder Indemnitees 8.3 Shareholders Preamble Shareholders’ Representative 8.10 (a) Software 3.13 (a) Straddle Period 6.2 (c) Subsidiary Interests 3.3 (a) Surviving Corporation 2.01 Tax 4.16(c)(iEntity 2.1 Third Party Claim 8.4 (a) Tax Return 4.16(c)(iiThird Party Defense 8.4 (b) Tax Sharing Work Product Agreements 4.16(c)(iii3.13 (j) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Written Consent Recitals
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section AAA 10.7 Action 7.04(a3.18(a) Adjusted Stock Option 2.10(a) Agent 5.7 Agreement Preamble Alternative Acquisition Agreement 8.03(aApplicable Survival Period 9.l(c) Book-Entry Shares 2.05(cAppreciation Value 2.1(a) Certificate 2.05(cAudited Financial Statements 3.6(a) Balance Sheet 3.6(b) Balance Sheet Date 3.6(b) CERCLA 3.21(a)(iv) Certificates 2.2(b) Certificate of Merger 2.03 1.2 CFO Certificate 2.6(a) Claim 6.7(c) Closing 2.02 1.2 Closing Date 2.02 1.2 Code Recitals 2.3 Collateral Sources 9.7 Company Preamble Company Acquisition Proposal 8.03(e)(iBenefit Plan 3.19(a) Company Adverse Recommendation Change 8.03(e)(iiCommon Stock 2.1(a) Company Disclosure Schedule Article III Preamble Company Indemnitees 6.7(a) Company Shares 3.2(a) Company Stockholder 2.1 Company Stockholder Approval Recitals Confidentiality Agreement 5.3 Consents 3.5(a) Copyrights 3.15(a)(iii) Deductible 9.2(b) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 6.1(b) Effective Time 1.2 Environment 3.21(a)(i) Environmental Action 3.21(a)(ii) Environmental Clean-Up Site 3.21(a)(iii) Environmental Laws 3.21(a)(iv) Environmental Liabilities 3.21(a)(v) Environmental Permit 3.21(a)(vi) ERISA 3.19(a) ERISA Affiliate 3.19(a) Escrow Funds 2.2(a) Excluded Shares 2.1(b) Executing Stockholder 2.2(a) Financial Statements 3.6(a) Financing Commitment 4.7 FIRPTA Certificate 5.9 FTC 6.1(b) GAAP 3.6(b) Guarantor Preamble Hazardous Substances 3.21(a)(vii) HSR Act 3.5(b) Indemnitees 9.3 Indemnitors 9.3 Initial Cap 9.2(b) Initial Tax Cap 9.2(b) Intellectual Property 3.15(a) Intellectual Property Licenses 3.15(g) Interim Balance Sheet 4.11 Company 3.6(b) Interim Balance Sheet Date 4.10(a3.6(b) Company Board Recommendation 4.02(bInterim Financial Statements 3.6(a) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Leased Real Property 4.14(a3.14(b) Company Restricted Share 2.10(bLiabilities 3.7 Liens 3.3(a) Company SEC Documents 4.07(aLosses 9.2(a) Company Securities 4.05(bMarks 3.15(a)(ii) Company Stock Option 2.10(aMaterial Amount of Deductions 3.9(a)(vi) Company Stockholder Approval 4.02(aMaterial Amount of Income 3.9(a)(vi) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bMaterial Amount of Taxes 3.9(a)(iv) Company Superior Proposal 8.03(e)(ivMaterial Contracts 3.17(b) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(bMaterial Tax Return 3.9(a)(v) Merger 2.01 1.1 Merger Consideration 2.05(b) Merger Fund 2.08(a2.1(a) Merger Sub Preamble Multiemployer Plan 4.17(bNet Indebtedness 2.1(a) Order 4.04 Owned Intellectual Property Rights 4.15(bNoncompetition Agreement 5.9 Non-Executing Stockholder 2.2(a) Notice of Claim 9.4(a) Outbound Licenses 3.15(g) Owned Real Property 4.14(a3.14(a) Parent Preface Parent Disclosure Schedule Article IV Preamble Parent Acquisition Proposal 8.04(e)(iIndemnitees 9.2(a) Parent Adverse Recommendation Change 8.04(e)(iiIndemnitor 9.3 Patents 3.15(a)(i) Parent Alternative Acquisition Agreement 8.04(aPaying Agent 2.2(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bPayment Fund 2.2(a) Parent Capitalization Date 5.05(aPayment Funds 2.2(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bPCBs 3.21(a)(vii) Parent Intervening Event 8.04(e)(iiiPension Plan 3.19(b) Parent Plans 7.06(bPercentage Interest 9.2(a) Parent SEC Documents 5.07(aPer Share Amount 2.1(a) Parent Securities 5.05(bPer Share Payment Amount 2.2(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c3.12(b) Premium Cap 7.04(cPolicies 3.23 Potential 280G Benefits 5.12 Principal Company Stockholders Preamble Pro Rata Interest 9.2(c) Proceedings 4.13 RCRA 3.21(a)(iv) Real Property Leases 4.14(a3.14(b) Registration Statement 4.09 Real Property Lease 3.14(c) Release 4.18(g)(iv3.21(a)(viii) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a5.3 Restraints 7.1(c) Securities Act 4.03 SARs Fund 2.6 SARs Payment 2.1(a) SARs Plan 2.1(a) Second Tax Cap 9.2(b) Secondary Payment Fund 2.2(a) Stockholder Indemnitees 9.3 Stockholder Indemnitors 9.2(a) Stockholder Representative Preamble Stockholder Tax Defense 9.4(b) Surviving Corporation 2.01 1.1 Tax 4.16(c)(i3.9(a)(i) Tax Return 4.16(c)(iiLoss 9.2(b) Tax Sharing Agreements 4.16(c)(iiiProceeding 9.4(b) Tax Returns 3.9(a)(ii) Taxing Authority 4.16(c)(i3.9(a)(iii) Termination Fee 10.03(f)(iiThird Party Claim 9.4(a) Third Party Defense 9.4(b) Third Party Proposal 5.7 Third Tax Cap 9.2(b) Trade Secrets 3.15(a)(iv) Transaction Litigation 8.09 U.S. Company Plan 4.17(aExpenses 2.1(a) Transfer Taxes 10.14 Uncertificated Shares 2.2(b) WARN Act 3.20(e) Warranty Losses 9.2(b)
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them set forth in the corresponding section of this AgreementSections set forth below: Term Section Action 7.04(a) Adjusted Stock Option 2.10(aActions 4.7 ADSs 3.1(a) Agreement Preamble Alternative Acquisition Agreement 8.03(a6.2(d)(ii) Alternative Financing 6.9(b) Alternative Financing Documents 6.9(b) Applicable Date 4.5(a) Bankruptcy and Equity Exception 4.3(a) Book-Entry Shares 2.05(c3.1(a) Certificate 2.05(c) Certificate BVI Companies Act Recitals BVI Plan of Merger 2.03 2.3 Closing 2.02 2.2 Closing Date 2.02 Code Recitals 2.2 Company Preamble Company Acquisition Proposal 8.03(e)(iAdverse Recommendation 6.2(d)(ii) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(aBenefit Plans 4.8(a) Company Disclosure Letter Schedule Article 4 IV Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property IP 4.14(a) Company Restricted Share 2.10(bOption 3.3(a) Company SEC Documents 4.07(aRecommendation 4.3(c) Company Securities 4.05(bReports 4.5(a) Company Stock Option 2.10(aTermination Fee 8.3(a)(ii) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(aConfidential Information 9.12(b) Contract 4.04 D&O Insurance 7.04(c4.3(d) Damages 6.11(b) Debt Commitment Letter 5.3(a) Debt Financing 5.3(a) Deposit Agreement 3.1(a) Depositary 3.1(a) Dispute 9.4(b) Dissenting Shareholders 3.1(a) Dissenting Shares 3.1(a) Effective Time 2.03 2.3 Employees 4.13 Equity Commitment Letter 5.3(a) Equity Financing 5.3(a) ERISA 4.8(a) Exchange Act 4.4 Exchange Fund 3.2(a) Excluded Party 6.2(b) Excluded Shares 3.1(a) Facility Agreement 6.9(a) Financing 5.3(a) Financing Documents 5.3(a) Founder Shares 3.1(a) GAAP 4.5(b) Go-Shop Period End Date 10.01(b)(i6.2(a) Environmental Claim 4.18(g)(iGovernmental Entity 3.2(d) Environmental Law 4.18(g)(iiHKIAC 9.4(b)(i) ERISA 4.17(aHKIAC Rules 9.4(b)(i) ERISA Affiliate 4.17(bIC Financial Advisor 4.16 Indemnified Parties 6.11(a) Exchange Agent 2.08(aInjunction 7.1(b) Exchange Ratio 2.05(bJudgment 4.7 Laws 4.9(a) Exchanged Amounts 2.08(b)(iLender 5.3(a) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bLiabilities 4.7 Licenses 4.9(b) Liens 4.06(b4.2 Limited Guarantee Recitals Limited Guarantor Recitals Material Contract 4.10(a)(vi) Memorandum and Articles of Association 2.4 Merger 2.01 Recitals Merger Consideration 2.05(b) Merger Fund 2.08(a3.1(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Non-Wholly Owned Intellectual Property Rights 4.15(bSubsidiaries 4.2 Notice of Superior Proposal 6.2(d)(ii) Owned Real Property 4.14(a4.11(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iTermination Fee 8.3(b) Parent Adverse Recommendation Change 8.04(e)(iiPaying Agent 3.2(a) Parent Alternative Acquisition Per ADS Merger Consideration 3.1(a) Per Share Merger Consideration 3.1(a) Proxy Statement 4.4 Requisite Company Vote 4.3(b) Rollover Agreement 8.04(aRecitals Rollover Shareholders 3.1(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bRollover Shares 3.1(a) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a4.5(a) SEC Article IV Securities Act 4.03 4.5(a) Share 3.1(a) Share Certificate 3.1(a) Shareholders’ Meeting 6.4(a) Shares 3.1(a) Solicited Person 6.2(a) Stock Plan 4.2 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i2.1 Terminated Acquisition Proposal 6.2(b) Termination Date 8.1(b)(i) Tier I Termination Fee 10.03(f)(ii8.3(a)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Tier II Termination Fee 8.3(a)(ii) Voting Agreement Recitals Wholly Owned Subsidiaries 4.2
Appears in 1 contract
Sources: Merger Agreement (Camelot Information Systems Inc.)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them meaning set forth in the corresponding section of this AgreementSections set forth below: Defined Term Section Acquisition Proposal 6.05(e) Action 7.04(a) Adjusted Stock Option 2.10(a) 3.09 Affiliate Transactions 3.20 Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 1.03 Certificates 2.04(b) Change in Board Recommendation 6.05(c) Change in Control Agreement 3.10(c) Closing 2.02 1.02 Closing Date 2.02 1.02 Code Recitals 3.10(b) Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aApprovals 3.05(b) Company Board Recitals Company Board Recommendation 4.02(b3.04(b) Company Capitalization Date 4.05(aCommon Stock 2.01(a) Company Disclosure Letter Schedule Article 4 III Company Indemnified Party 7.04(aPermits 3.06(a) Company Intervening Event 8.03(e)(iiiPreferred Stock 3.03(a) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(bRights Agreement 3.03(b) Company Stock Option 2.10(a2.02(a) Company Stockholder Approval 4.02(aStock Option Plans 2.02(a) Company Stockholder Stockholders’ Meeting 6.02 6.03 Company Subsidiary Securities 4.06(bTermination Fee 8.03(d) Company Superior Proposal 8.03(e)(ivConfidentiality Agreement 6.04(b) Competition Laws 4.03 Continuation Period 7.06(aContracts 3.05(a) Contract 4.04 D&O Insurance 7.04(cCustomers 3.21(a) DGCL 1.01 Dissenting Shares 2.05(a) Effective Time 2.03 End Date 10.01(b)(i1.03 Employee 6.07(a) Environmental Claim 4.18(g)(iLaws 3.15(c)(i) Environmental Law 4.18(g)(iiPermits 3.15(c)(ii) ERISA 4.17(a3.10(a) ERISA Affiliate 4.17(b3.10(b) Exchange Agent 2.08(aAct 3.05(b) Exchange Ratio 2.05(bFund 2.04(a) Exchanged Amounts 2.08(b)(iExpenses 8.03(a) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bFPS Customers 3.16(b)(ix) GAAP 4.06(c3.07(b) Governmental Entity 3.05(b) Hazardous Substance 4.18(g)(iiiSubstances 3.15(c)(iii) HSR Act 4.03 3.05(b) Indemnified Party 6.06(b) Independent Committee 3.04(a) Independent Committee Recommendation 3.04(b) Intellectual Property Rights 4.15(a3.13 In-the-Money Option 2.02(a) internal controls 4.07(bIRS 3.10(a) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bLeased Real Properties 3.12(b) Liens 4.06(bLien 3.05(a) Material Adverse Effect 3.01(c) Material Contract 3.16(b) Measurement Date 3.03(a) Merger 2.01 Recitals Merger Co Preamble Merger Consideration 2.05(b2.01(a) Merger Fund 2.08(aMROP Customers 3.16(b)(ix) Merger Sub Preamble Multiemployer Plan 4.17(b3.10(b) Order 4.04 Owned Intellectual Property Rights 4.15(bMultiple Employer Plan 3.10(b) Nasdaq 3.05(b) Notice of Superior Proposal 6.05(b) OFAC 3.06(d) Other Filings 6.01 Other Contemplated Transactions 3.04(a) Owned Real Property 4.14(a3.12(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iApprovals 4.03(b) Parent Adverse Recommendation Change 8.04(e)(iiBenefit Programs 6.07(a) Parent Alternative Acquisition Agreement 8.04(aRetiree Medical Programs 6.07(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bTermination Fee 8.03(e) Parent Capitalization Date 5.05(aWelfare Benefit Plans 6.07(c) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bPaying Agent 2.02(a) Parent Intervening Event 8.04(e)(iiiPer Share Merger Consideration 2.01(a) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c3.12(a) Premium Cap 7.04(cPlans 3.10(a) Proceedings 4.13 Proxy Statement 6.01 Real Property Leases 4.14(aLease 3.12(b) Registration Statement 4.09 Release 4.18(g)(ivRecommendation 3.04(b) Representatives 5.14 6.04(a) Restricted Shares 2.02(b) Rights 3.03(b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a3.06(c) SDNs 3.06(e) SEC 3.07(a) SEC Reports 3.07(a) Securities Act 4.03 3.07(a) Shares 2.01(a) Solvent 4.12 Stockholder Approval 3.04(c) Subsidiary 3.01(a) Superior Proposal 8.01 Suppliers 3.21(b) Surviving Corporation 2.01 1.01 Takeover Laws 3.19 Tax 4.16(c)(ior Taxes 3.14(f)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(iReturns 3.14(f)(ii) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Date 8.01
Appears in 1 contract
Sources: Merger Agreement (Industrial Distribution Group Inc)
Other Defined Terms. In additionFor purposes of this Agreement, each of the following terms shall have the meanings ascribed to them is defined in the corresponding section of this AgreementSection set forth opposite such term: Term Section Action 7.04(aAccounting Firm 1.05(b) Adjusted Stock Option 2.10(aAcquisition Recitals Actions 5.05(c) Active Employee 5.08(a) Agreement Preamble Alternative Acquisition Allocation Accounting Firm 5.05(h)(iv) Ancillary Agreements 2.02 Annual Bonus Amount 5.08(r) Asset Allocation 5.05(h) Assumed Benefit Agreement 8.03(a3.14(a) Book-Entry Shares 2.05(cTable of Contents Assumed Benefit Plan 3.14(a) Certificate 2.05(cBasket Amount 9.03(a) Certificate of Merger 2.03 Business Employees 3.14(a) Cap 9.03(b) Cap Ex Budget 3.15(c)(ix) CBAs 3.18 Class I Representations 7.02(a) Closing 2.02 1.03 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i1.03 COBRA 3.14(c) Company Adverse Recommendation Change 8.03(e)(iiCompetitive Activities 6.01(a) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aConfidentiality Agreement 6.02(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Consent 2.03 Continuation Period 7.06(a5.08(b) Contract 4.04 D&O Insurance 7.04(c2.03 Controlled Group Liability 5.08(k) Effective Time Controlling Party 9.09(d)(iii) CPTL 2.03 End Date 10.01(b)(iDebt Financing Commitments Recitals Disabled Employee 5.08(a) DOJ 5.03(a)(ii)(1) Environmental Access Agreement 1.04(e) Environmental Claim 4.18(g)(iNotice 9.09(d)(i) Environmental Law 4.18(g)(iiMatter 9.09(d)(ii) Equity Financing Commitments Recitals ERISA 4.17(a3.14(a) ERISA Affiliate 4.17(bEstimated Purchase Price 1.01(a) Exchange Agent 2.08(aAct 2.03 Extension Date 1.03 Final Purchase Price 1.05(c) Exchange Ratio 2.05(bFinancial Statements 3.05(a) Exchanged Amounts 2.08(b)(iFinancing Commitments Recitals Foreign Merger Control Laws 2.03 Foreign Transferred Entity 5.07 FSA Participant 5.08(l) Foreign Company Plan 4.17(aFSA Participation Period 5.08(l) Fractional Share Cash Amount 2.07(bFTC 5.03(a)(ii)(1) GAAP 4.06(c1.01(b) Hazardous Substance 4.18(g)(iii) Governmental Entity 2.03 HSR Act 4.03 Intellectual 2.03 IAM Fund 3.14(d) indemnified party 9.09(a)(i) IRS 3.12(i) ITAR 2.03 Judgment 2.03 Table of Contents Labor Laws 3.18 Law 2.03 Lease 3.07(b) Leased Property Rights 4.15(a3.07(a) internal controls 4.07(bLeasing Entity 3.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b3.08(a)) Liens 4.06(b3.06(a) Merger 2.01 Merger Consideration 2.05(bLosses 9.02 Material Consents 6.11 Mini-Basket Amount 9.03(c) Merger Fund 2.08(aNon-Breach Financing Failure 8.02(c) Merger Sub Preamble Multiemployer Plan 4.17(bNon-Controlling Party 9.09(d)(iii) Order 4.04 Notice of Disagreement 1.05(b) NYSE 2.03 Owned Intellectual Property Rights 4.15(b3.08(a) Owned Real Property 4.14(a3.07(a) Parent Pension Service Employee 5.08(m) Permits 3.10 Permitted Liens 3.06(a) Pre-Closing Consolidated Return 9.09(c)(ii) Pre-Closing Service 5.08(d) Property Owning Entity 3.07(a) Property Taxes 9.01(c)(i) Proposed Asset Allocation 5.05(h)(ii) Purchased Companies Recitals Purchased Companies’ Equity Interests Recitals Purchased Company Subsidiaries Recitals Purchased Company Subsidiaries’ Equity Interests Recitals Purchaser Preamble Parent Acquisition Proposal 8.04(e)(iPurchaser 401(k) Parent Adverse Recommendation Change 8.04(e)(iiPlan 5.08(q) Parent Alternative Acquisition Purchaser Cafeteria Plan 5.08(l) Purchaser Indemnitees 9.01(a) Remaining Employees 6.01(c) Represented Employee 5.08(b) Restricted Assets 1.02(b) Retained Employees 3.14(a) Retiree Medical Eligible Employees 5.08(h) Seller Preamble Seller 401(k) Plan 5.08(q) Seller Benefit Agreement 8.04(a3.14(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bSeller Benefit Plan 3.14(a) Parent Capitalization Date 5.05(aSeller Cafeteria Plan 5.08(l) Parent Disclosure Seller Commonly Controlled Entity 3.14(a) Seller Indemnitees 9.01(b) Seller Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)II
Appears in 1 contract
Sources: Purchase Agreement (Olin Corp)
Other Defined Terms. In addition, Each of the following terms shall have the meanings ascribed to them is defined in the corresponding section of this AgreementSection set forth opposite such term: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aAllocation 3.3 Anti-Corruption Laws 4.24(a) Book-Entry Shares 2.05(cAR Shortfall Amount 7.6 Arbitrating Accountant 3.4(c) Certificate 2.05(cAssigned Contracts 2.3(g) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Assumed Liabilities 2.5 awareness 4 AZZ Preamble Company Acquisition Proposal 8.03(e)(iBankruptcy and Equity Exception 4.2 BDO 3.2(b) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aof Sale 9.2(e) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iBoard 4.3 Business Preamble Claim Notice 10.4(a) Tax Return 4.16(c)(iiClosing 2.2 Closing Date 2.2 Company Preamble Company Indemnified Parties 10.3 Company Indemnified Party 10.3 Company Indemnifying Parties 10.2 Company Indemnifying Party 10.2 Company True-Up Payment 3.2(d) Tax Sharing Agreements 4.16(c)(iiiConfidentiality Agreement 7.1 Customers 4.19 Cut-Off Date 10.1 Disclosure Schedule 4 Dispute Notice 3.4(c)
(a) Taxing Authority 4.16(c)(iEBITDA Period 3.4(a) Termination Fee 10.03(f)(iiEBITDA Schedule 3.4(c) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Effective Time 2.2 Environmental Claim 4.18 Environmental Condition 2.5(e) Environmental Law 4.18 Environmental Permit 4.18 ERISA 4.15(a) ERISA Affiliate 4.15(a) Escrow Agent 3.1(b) Escrow Agreement 3.1(b) Escrow Release Dates 3.1(c) Excluded Assets 2.4 Excluded Liabilities 2.5 FCPA 4.24(e) Final Financial Statements 7.6(a) Financial Statements 3.2(a) Fort Worth Lease 9.2(k) Fundamental Representations 10.1 Parent Preamble Parent Guaranty 12.13 Guaranty Notice 7.6 Hazardous Materials 4.18 Indemnified Parties 10.3 Indemnified Party 10.3 Indemnifying Parties 10.3 Indemnifying Party 10.3 Indemnity Threshold 10.5(b) Independent Accountants 3.2(c) Initial Escrow Release Date 3.1(b) insolvent 4.23 Intellectual Property Rights 4.13(b) Interim Balance Sheet 4.6(a) Interim Period 8.1(a) Irish Employment Agreement 9.2(e) IRS 3.3 knowledge 4 Loan Pay-Off Amount 3.1(c) Losses 10.3 Material Contract 4.12 Non-Compete Obligations 7.3(a)(i) Nondisparagement Period 7.3(c) Notice Period 10.4 Ontario Real Property 2.3(p) Participant 7.3(a)(i) Parties Preamble
Appears in 1 contract
Sources: Asset Purchase Agreement (Azz Inc)
Other Defined Terms. In addition, the following terms shall have the meanings ascribed to them in the corresponding section of this Agreement: Term Section Action 7.04(a) Adjusted Stock Option 2.10(aAcceptable Confidentiality Agreement 5.3 (c) Agreement Preamble Alternative Acquisition Allocation Dispute Resolution Period 2.10 (b) Annual Net Sales Statement 2.13 (a)(iv) Anti-Corruption Laws 3.12 (b) Applicable Earn-Out Payment Date 2.13 (j) Approvals 2.11 (a) Assignment Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇and ▇▇▇▇ of Sale 2.8 (a)(iv) Assumed Liabilities 2.6 Base Purchase Price 2.2 Business Current Assets 2.4 (d) Business Field 1.1 Business Financial Information 3.6 (a) Business Intellectual Property 2.4 (b) Business Permits 3.13 (d) Clearance Date 5.4 (a) Clinical Study Transfer Agreement 5.23 Closing 2.3 Closing Date 2.3 Closing Statement 2.9 (b) COBRA 6.2 (d)(i) Competing Acquisition Agreement 5.3 (e) Confidential Business Information 5.3 (b) Confidentiality Agreement 5.5 (a) Contributor 3.9 (f) Controlling Party 10.4 (d) COVID-19 1.1 COVID-19 Measures 1.1 Current Representation 11.14 (a) Data Room 11.13 Designated Person 11.14 (a) Dispute Notice 2.9 (d) Dispute Resolution Period 2.9 (d) Disputed Amount 2.13 (j) Earn-Out Payment 2.13 (a)(i) Earn-Out Product Transaction 2.13 (g) EMA 1.1 Equity Plan 6.4 Estimated Adjustment Amount 2.9 (b) Exchange Act 4.07(a3.4 Excluded Assets 2.5 FCPA 3.12 (b) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iFinal Allocation 2.10 (b) Final Purchase Price 2.9 (f) Guaranteed Obligations 11.15 (a) Guarantees 5.11 Handling 3.20 ICH 1.1 Indemnified Party 10.4 (a) Indemnifying Party 10.4 (a) Independent Accounting Firm 2.9 (d) INDs 5.18 (b) IP Assignments 2.8 (b)(vi) Material Contracts 3.10 (a) Material Customers 3.10 (a)(i) Material Supplier 3.10 (a)(ii) Mono Product 1.1 New Plans 6.2 (c) Non-Controlling Party 10.4 (d) OFAC 3.12 (l) Old Plans 6.2 (c) Outside Date 9.1 (d) Parties Preamble Post-Closing Representation 11.15 (a) Post-Closing Statement 2.9 (c) Preliminary Jurisdictional Allocation 2.10 (a) Privileged Communications 11.14 (b) Protected Period 6.2 (a) Proxy Statement 3.22 Purchased Assets 2.4 Purchaser Preamble Purchaser Covered Person 5.16 (b) Purchaser DC Plans 6.3 (a) Purchaser FSA Plan 6.2 (e) Purchaser Guarantor Preamble Purchaser Indemnified Parties 10.2 (a) Purchaser Taxes 10.4 (d) Quarterly Net Sales Statement 2.13 (a)(iii) Registration Approvals 1.1 Released Earn-Out Amount 2.13 (j) Restricted Parties 3.12 (l) Retained Businesses 1.1 Retained Businesses Field 1.1 Retained Business Intellectual Property 5.29 Retained IP License 2.11 (e) Retained Liabilities 2.7 Sale Process NDA 5.3 (b) Sanctioned Countries 3.12 (l) Security Breach 3.20 Seller Preamble Seller Adverse Recommendation Change 5.3 (e) Seller Board Recitals Seller Collection Fees and Expenses 9.4 (c) Seller Covered Person 5.16 (a) Seller DC Plans 6.3 (a) Seller FSA Plan 6.2 (e) Seller Indemnified Parties 10.3 (a) Seller Recommendation 3.2 (a) Seller Severance Policy 6.2 (a) Seller Stockholder Approval 3.2 (a) Seller Stockholders’ Meeting 5.4 (b) Seller Taxes 10.4 (d) Shared Contract 2.11 (c) Specified Business Contracts 2.4 (a)(ii) Specified Indemnity Claim 2.13 (j) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(iClaim 10.4 (d) Termination Fee 10.03(f)(ii9.4 (a) Third Party Claim 10.4 (a) Transaction Litigation 8.09 U.S. Company Plan 4.17(aRecitals Transaction Accounting Principles 2.9 (a) Transfer Taxes 7.3 Transferred FSA Balances 6.2 (e) Transferred Inventory 2.4 (e) Transferred Tangible Personal Property 2.4 (c) Transition Distribution Services Agreement 5.26 Transition Services Agreement 2.8 (a)(iii) Working Capital Determination Schedule 2.9 (a)
Appears in 1 contract
Sources: Purchase and Sale Agreement (Agios Pharmaceuticals, Inc.)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them meaning set forth in the corresponding section of this AgreementSections set forth below: Defined Term Section Acquisition Proposal 6.05(e) Action 7.04(a) Adjusted Stock Option 2.10(a) 3.09 Affiliate Transactions 3.20 Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 1.03 Certificates 2.04(b) Change in Board Recommendation 6.05(c) Change in Control Agreement 3.10(c) Closing 2.02 1.02 Closing Date 2.02 1.02 Code Recitals 3.10(b) Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aApprovals 3.05(b) Company Board Recitals Company Board Recommendation 4.02(b3.04(b) Company Capitalization Date 4.05(aCommon Stock 2.01(a) Company Disclosure Letter Schedule Article 4 III Company Indemnified Party 7.04(aPermits 3.06(a) Company Intervening Event 8.03(e)(iiiPreferred Stock 3.03(a) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(bRights Agreement 3.03(b) Company Stock Option 2.10(a2.02(a) Company Stockholder Approval 4.02(aStock Option Plans 2.02(a) Company Stockholder Stockholders’ Meeting 6.02 6.03 Company Subsidiary Securities 4.06(bTermination Fee 8.03(d) Company Superior Proposal 8.03(e)(ivConfidentiality Agreement 6.04(b) Competition Laws 4.03 Continuation Period 7.06(aContracts 3.05(a) Contract 4.04 D&O Insurance 7.04(cDefined Term Section Customers 3.21(a) DGCL 1.01 Dissenting Shares 2.05(a) Effective Time 2.03 End Date 10.01(b)(i1.03 Employee 6.07(a) Environmental Claim 4.18(g)(iLaws 3.15(c)(i) Environmental Law 4.18(g)(iiPermits 3.15(c)(ii) ERISA 4.17(a3.10(a) ERISA Affiliate 4.17(b3.10(b) Exchange Agent 2.08(aAct 3.05(b) Exchange Ratio 2.05(bFund 2.04(a) Exchanged Amounts 2.08(b)(iExpenses 8.03(a) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bFPS Customers 3.16(b)(ix) GAAP 4.06(c3.07(b) Governmental Entity 3.05(b) Hazardous Substance 4.18(g)(iiiSubstances 3.15(c)(iii) HSR Act 4.03 3.05(b) Indemnified Party 6.06(b) Independent Committee 3.04(a) Independent Committee Recommendation 3.04(b) Intellectual Property Rights 4.15(a3.13 In-the-Money Option 2.02(a) internal controls 4.07(bIRS 3.10(a) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bLeased Real Properties 3.12(b) Liens 4.06(bLien 3.05(a) Material Adverse Effect 3.01(c) Material Contract 3.16(b) Measurement Date 3.03(a) Merger 2.01 Recitals Merger Co Preamble Merger Consideration 2.05(b2.01(a) Merger Fund 2.08(aMROP Customers 3.16(b)(ix) Merger Sub Preamble Multiemployer Plan 4.17(b3.10(b) Order 4.04 Owned Intellectual Property Rights 4.15(bMultiple Employer Plan 3.10(b) Nasdaq 3.05(b) Notice of Superior Proposal 6.05(b) OFAC 3.06(d) Other Filings 6.01 Other Contemplated Transactions 3.04(a) Owned Real Property 4.14(a3.12(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iApprovals 4.03(b) Parent Adverse Recommendation Change 8.04(e)(iiBenefit Programs 6.07(a) Parent Alternative Acquisition Agreement 8.04(aRetiree Medical Programs 6.07(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bTermination Fee 8.03(e) Parent Capitalization Date 5.05(aWelfare Benefit Plans 6.07(c) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bPaying Agent 2.02(a) Parent Intervening Event 8.04(e)(iiiPer Share Merger Consideration 2.01(a) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c3.12(a) Premium Cap 7.04(cPlans 3.10(a) Proceedings 4.13 Platinum Recitals Defined Term Section Platinum Fee 3.25 Platinum Merger Agreement Recitals Proxy Statement 6.01 Real Property Leases 4.14(aLease 3.12(b) Registration Statement 4.09 Release 4.18(g)(ivRecommendation 3.04(b) Representatives 5.14 ▇6.04(a) Restricted Shares 2.02(b) Rights 3.03(b) S▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a3.06(c) SDNs 3.06(e) SEC 3.07(a) SEC Reports 3.07(a) Securities Act 4.03 3.07(a) Shares 2.01(a) Solvent 4.12 Stockholder Approval 3.04(c) Subsidiary 3.01(a) Superior Proposal 8.01 Suppliers 3.21(b) Surviving Corporation 2.01 1.01 Takeover Laws 3.19 Tax 4.16(c)(ior Taxes 3.14(f)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(iReturns 3.14(f)(ii) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Date 8.01
Appears in 1 contract
Sources: Merger Agreement (Industrial Distribution Group Inc)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Acquired Company Recitals Acquired Company Benefit Plans 3.17(a) Acquired Company Employees 6.4(a) Acquired Company Intellectual Property 3.13(f) Acquired Company Owned Intellectual Property 3.13(c) Acquired Company Owned Software 3.13(n)(i) Acquired Company Registered Items 3.13(g) Acquisition 2.1 Action 7.04(a) Adjusted Stock Option 2.10(a3.16(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aApplicable Survival Period 8.1(d) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Audited Financial Statements 6.6 Auditor 6.6 Balance Sheet 4.11 Company 3.6 Balance Sheet Date 4.10(a3.6 Buyer Preamble Buyer Indemnitees 8.2(a) Company Board Recommendation 4.02(b) Company Capitalization Closing 2.2 Closing Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share 2.2 Closing Free Cash Amount 2.07(b2.4(a) Closing Free Cash Statement 2.4(a) Closing Payment 2.3(a) Consents 3.5(a) Consulting Agreement 7.1(b) Containment 3.13(n)(v) Copyrights 3.13(a) Disabling Code 3.13(n)(v) Domain Names 3.13(a) Enforceability Exceptions 3.4 Escrow Agreement 2.3(a) Escrow Funds 2.3(a) Financial Statements 3.6 Fundamental Representations and Warranties 8.1(b) GAAP 4.06(c2.4(a) Hazardous Substance 4.18(g)(iiiIn-Bound Licenses 3.13(d) HSR Act 4.03 Indemnification Threshold 8.2(b) Independent Expert 2.4(c) Initial Escrow Deposit 2.3(a) Intellectual Property 3.13(a) Intellectual Property Rights 4.15(a3.13(a) internal controls 4.07(bIP Representations and Warranties 8.1(b) Joint Proxy Statement 4.09 Licensed Intellectual IRS 3.17(a) Lease 3.12 Leased Personal Property Rights 4.15(b3.11(c) Liens 4.06(bLiabilities 3.7 Marks 3.16(a) Merger 2.01 Merger Consideration 2.05(bMaterial Contracts 3.15(b) Merger Fund 2.08(aMeasurement Period Revenue Report 6.8(c) Merger Sub Minor Contracts 3.15(e) Free Cash Excess 2.5(a) Monthly Actual Revenue Report 6.8(b) Net Revenue Auditor 6.8(c) Network Merchants 6.4(a) NOLs 3.8(j) Noncompetition Period 5.2(a) Nondisclosure Agreements 3.16(j) Notice of Claim 8.4(a) Notice of Objection 2.4(b) Out-Bound Licenses 3.13(e) Patents 3.13(a) Policies 3.18(a) Pre-Closing Period 6.2(a) Pro Rata Share 2.5(a) Proprietary Information 3.13(a) Public Software 3.13(n)(vi) Removal Notice 8.4(e) Restricted Business 5.2(a) Review Period 2.4(b) Secondary Representations and Warranties 8.1(b) Seller Indemnitees 8.3(a) Seller Party 6.2(e)(ii) Seller Warranty Damages 8.3(b) Sellers Preamble Multiemployer Plan 4.17(bSellers’ Representative 8.10(a) Order 4.04 Owned Intellectual Property Rights 4.15(bShares Recital Software 3.13(a) Owned Real Property 4.14(aS-X Financial Statements 6.6 Testing Period Revenue Report 6.8(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iThird Party Claim 8.4(a) Parent Adverse Recommendation Change 8.04(e)(iiThird Party Defense 8.4(b) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Unaudited Financial Statements 6.6 Verisign LC 3.7 Work Product Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a3.13(k)
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Action 7.04(a3.18(a) Adjusted Agent 5.7 Agreement Preface Allocation Certificate 5.9 Applicable Survival Period 10.1(d) Application Survival Period 10.1(d) Balance Sheet 3.6(b) Balance Sheet Date 3.6(b) Baseline Measurement Period 2.8(b) Baseline Revenue 2.8(b) Baytree Capital 3.26 California Commissioner 7.2(a) California Securities Law 7.2(a) CERCLA 3.21(a)(iv) Certificates 2.2(c) Charter Documents 3.1(b) Common Stock Option 2.10(a2.1(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aClickthroughs 6.4(b)(ii) Book-Entry Shares 2.05(cClosing 1.2 Closing Consideration 2.1(b)(i) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 1.2 Code Recitals Company Preamble Preface Company Acquisition Proposal 8.03(e)(iBenefit Plan 3.19(a) Company Adverse Recommendation Change 8.03(e)(iiCommon Stock 2.1(a) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(aCommon Stock Equivalents 2.1(a) Company Disclosure Letter Schedule Preamble Article 4 III Company Indemnified Party 7.04(aEquity Holders 5.9 Company Intellectual Property 3.15(e) Company Intervening Event 8.03(e)(iiiMilestone 6.4(b)(i) Company Material Contract 4.19(aOwned Intellectual Property 3.15(b) Company Plan 4.17(aOwned Software 3.15(n)(i) Company Real Property 4.14(aRegistered Items 3.15(f) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(bShares 3.2(a) Company Stock Option 2.10(aOptions 2.1(a) Company Stockholder 2.1(b) Company Stockholder Approval 4.02(a3.4(b) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bIndemnitees 10.2(b) Company Superior Proposal 8.03(e)(ivVoting Agreements Recitals Confidentiality Agreement 5.3 Consents 3.5(a) Competition Laws 4.03 Continuation Constituent Corporations 1.1 Conversion Rate 6.4(b)(iii) Copyrights 3.15(a) Delaware Code 1.1 Dissenting Share Payments 2.6(b) Dissenting Shares 2.6(a) Earnout Consideration 2.1(b)(i) Earnout Dispute Notice 2.8(c)(ii) Earnout Measurement Period 7.06(a2.8(a)(ii) Contract 4.04 D&O Insurance 7.04(cEarnout Payment 2.8(a) Effective Time 2.03 End Date 10.01(b)(i1.2 Environment 3.21(a)(i) Environmental Claim 4.18(g)(iAction 3.21(a)(ii) Environmental Law 4.18(g)(iiClean-Up Site 3.21(a)(iii) Environmental Laws 3.21(a)(iv) Environmental Liabilities 3.21(a)(v) Environmental Permit 3.21(a)(vi) ERISA 4.17(a3.19(a) ERISA Affiliate 4.17(b3.19(a) Escrow Agent 2.2(d) Escrow Agreement 2.2(d) Escrow Fund 10.3(a) Excess Revenue 2.8(b) Exchange Agent 2.08(aAct 4.4(b) Exchange Ratio 2.05(b2.1(b)(i) Exchanged Amounts 2.08(b)(iFinal Statement of Revenue 2.8(c)(ii) Foreign Company Plan 4.17(aFinancial Statements 3.6(a) Fractional Share Cash Amount 2.07(bFIRPTA Certificate 5.10 Funding 6.4(a) GAAP 4.06(c3.6(b) Hazardous Substance 4.18(g)(iiiSubstances 3.21(a)(vii) HSR Act 4.03 Hearing 7.2(a) Hearing Notice 7.2(a) In-Bound Licenses 3.15(c) Indemnification Date 10.2(c) Indemnification Threshold 10.2(c) Indemnitors 10.2(a) Indemnity Stock Price 10.3(b) Information Statement 7.2(a) Intellectual Property 3.15(a) Intellectual Property Rights 4.15(a3.15(a) internal controls 4.07(bInterim Balance Sheet 3.6(b) Interim Balance Sheet Date 3.6(b) Interim Financial Statements 3.6(a) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bOperating Agreement Recitals Liabilities 3.7 Liens 3.3(a) Liens 4.06(bLockup Agreement 6.2 Losses 10.2(a) Marks 3.15(a) Material Contracts 3.17(b) Merger 2.01 1.1 Merger Consideration 2.05(b) Merger Fund 2.08(a2.1(b)(i) Merger Sub Preamble Multiemployer Plan 4.17(bPreface Minor Contracts 3.17(e) Order 4.04 Owned Intellectual Property Rights 4.15(bMonthly Budget 6.4(b)(iv) Owned Real Property 4.14(aNondisclosure Agreements 3.15(i) Notice of Claim 10.4(a) Out-Bound Licenses 3.15(d) Parent Preamble Preface Parent Acquisition Proposal 8.04(e)(iCommon Stock 2.1(b)(i) Parent Adverse Recommendation Change 8.04(e)(iiIndemnitees 10.2(a) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Preferred Stock 4.2 Parent SEC Documents 5.07(aReports 4.5(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a4.3(a) Parent Stockholder Meeting 5.02(aPatents 3.15(a) Parent Subsidiary Securities 5.06(bPCBs 3.21(h) Parent Superior Proposal 8.04(e)(ivPension Plan 3.19(b) Parties Preamble Party Preamble Permit 7.2(b) Permit Application 7.2(a) Permitted Liens 4.06(c3.12(a) Premium Cap 7.04(cPolicies 3.23(a) Proceedings 4.13 Principal Company Stockholder Recitals Proposal 5.7 Proprietary Information 3.15(a) Proxy Statement 7.2(a) RCRA 3.21(a)(iv) Real Property Leases 4.14(a3.14(a) Registration Statement 4.09 Release 4.18(g)(iv3.21(a)(viii) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a5.3 Revenue 2.8(a)(i) Reviewing Accountant 2.8(c)(ii) SEC 4.5(a) Securities Act 4.03 4.5(a) Software 3.15(a) Statement of Revenue 2.8(c)(i) Stockholders' Representative Preface Stockholders' Representative Agreement 2.2(d) Surviving Corporation 2.01 1.1 Tax 4.16(c)(i3.9(a)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iiiReturns 3.9(a)(ii) Taxing Authority 4.16(c)(i3.9(a)(iii) Termination Fee 10.03(f)(iiThird Party Claim 10.4(a) Transaction Litigation 8.09 U.S. Company Plan 4.17(aThird Party Defense 10.4(b) Total Parent Shares 2.1(b)(i) Transitioned Employees 6.1 Transmittal Letter 2.2(b) Treasury Shares 2.1(b)(i) Warranty Losses 10.2(c) Work Product Agreements 3.15(j)
Appears in 1 contract
Sources: Merger Agreement (International Microcomputer Software Inc /Ca/)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Accounting Principles 2.6(a)(i) Action 7.04(a) Adjusted Stock Option 2.10(a4.17(a) Agreement Preamble Alternative Acquisition Allocation Statement 2.7 Applicable Survival Period 10.1(d) Assigned Business Authorizations 7.1(d) Assigned Contracts 2.1(f) Assignment and Assumption Agreement 8.03(a3.2(b) Book-Entry Shares 2.05(cAssumed Liabilities 2.3 Authorized Service Provider Agreement 3.2(d) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a2.6(a)(i) Company Board Recommendation 4.02(bBase Amount 2.6(a)(ii) Company Capitalization ▇▇▇▇ of Sale 3.2(a) Business Recitals Business Authorizations 4.9(a) Buyer Preamble Buyer’s Benefit Plans 7.4(c) Buyer Closing Certificate 8.3(c) Buyer Indemnitees 10.2(a) Buyer Warranty Losses 10.2(b) Cash Consideration 2.5(a) CERCLA 4.20(a)(i) China Asset Transfer Agreement 3.2(e) Closing 3.1 Closing Date 4.05(a3.1 Closing Inventory Amount 2.6(a)(iii) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(aClosing Inventory Statement 2.6(a)(iv) Company Intervening Event 8.03(e)(iiiCOBRA 7.4(k) Company Material Contract 4.19(aConfidentiality Agreement 6.3 Consents 4.3(a) Company Plan 4.17(aCopyrights 4.13(a) Company Real Property 4.14(aDispatched Employees 4.19(g)(viii) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(iEnvironment 4.20(a)(ii) Environmental Claim 4.18(g)(iAction 4.20(a)(iii) Environmental Law 4.18(g)(iiClean-up Site 4.20(a)(iv) ERISA 4.17(aEnvironmental Laws 4.20(a)(v) ERISA Affiliate 4.17(bEnvironmental Permit 4.20(a)(vi) Exchange Agent 2.08(aExcluded Assets 2.2 Excluded Contracts 2.2(b) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Excluded Liabilities 2.4 FCPA 4.26 Flow Products Recitals Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(cPlans 4.18(n) Hazardous Substance 4.18(g)(iiiSubstances 4.20(a)(vii) HSR Act 4.03 In-Bound Licenses 4.13(a)(c) Intellectual Property 4.13(a) Intellectual Property Rights 4.15(a4.13(a) internal controls 4.07(bIP Assignments 3.2(h) Joint Proxy Japan Buildings 2.1(a) Japan Business Employees 4.19(g)(i) Japan Collective Bargaining Agreements 4.19(g)(iii) Japan Land 2.1(a) Japan Office Space Lease 3.2(f) Japan Personnel 4.19(g)(vii) Japan Plans 4.18(o) Japan Real Estate Purchase Agreement 3.2(g) Japan Work Rules 4.19(g)(vi) JSI Agreement 7.6 June Income Statement 4.09 Licensed Intellectual 4.4(a) Lease 4.12(c) Leased Real Property Rights 4.12(a) Liabilities 4.5 Losses 10.2(a) Marks 4.13(a) Master Services Agreement 3.2(c) Material Contracts 4.15(b) Liens 4.06(bNoncompetition Period 6.8(a) Merger 2.01 Merger Consideration 2.05(bNondisclosure Agreements 4.13(i) Merger Fund 2.08(aNotice of Claim 10.4(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(bOut-Bound Licenses 4.13(d) Owned Real Property 4.14(a4.12(a) Parent Patents 4.13(a) PCBs 4.20(i) Pension Plan 4.18(b) Personal Property 4.10(a) Policies 4.21(a) Post-Closing Tax Period 7.5(b) Pre-Closing Tax Period 7.5(b) Products 4.22(a) Proprietary Information 4.13(a) Purchase Price 2.5(a) Purchased Assets 2.1 Real Property 4.12(a) Release 4.20(a)(viii) Representatives 6.3 Restricted Business 6.8(a) Restricted Contract 2.8(a) Retained Names 7.3 Section 1060 Forms 2.7 Seller Preamble Parent Acquisition Proposal 8.04(e)(iSeller Closing Certificate 8.2(c) Parent Adverse Recommendation Change 8.04(e)(iiSeller Disclosure Schedule Preamble Article IV Seller Employees 7.4(e) Parent Alternative Acquisition Agreement 8.04(aSeller Group Recitals Seller Group Benefit Plans 4.18(a) Parent Seller Indemnitees 10.3(a) Seller Intellectual Property 4.13(e) Seller June Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b2.6(a)(i) Parent Capitalization Date 5.05(aSeller Owned Intellectual Property 4.13(b) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bSeller Registered Items 4.13(f) Parent Intervening Event 8.04(e)(iiiSeller Warranty Losses 10.3(b) Parent Software 4.13(a) Software License Agreement 3.2(i) Statements of Operations 4.4(a) Sublease Agreements 3.2(j) Third Party Claim 10.4(a) Third Party Defense 10.4(b) Transfer Taxes 7.5(a) Transferred Employees 7.4(b) US Plans 7.06(b4.18(a) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Work Product Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a4.13(j)
Appears in 1 contract
Sources: Asset Purchase Agreement (Advanced Energy Industries Inc)
Other Defined Terms. In addition, the The following terms shall will have the meanings ascribed to them defined for such terms in the corresponding section of this AgreementSections set forth below: Term Section Action 7.04(a) Adjusted Stock Option 2.10(aAcquired Assets 2.1 Acquired Material Contracts 4.17 Acquisition Proposal 3.4(d) Agreement Preamble Alternative Acquisition ALC Act 4.11(d) ALC Consent 4.11(d) Assignment and Assumption Agreement 8.03(a2.3(a) Book-Entry Shares 2.05(cAssumed Accounts Payable 2.3(a) Certificate 2.05(cAssumed Contracts 2.1(e) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(iAssumed Liabilities 2.3(a) Company Adverse Recommendation Change 8.03(e)(iiBenefit Plan 4.14(c) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aof Sale 3.6(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iBusiness Recitals Business Assets 2.3(b) Tax Return 4.16(c)(iiBuyer Preamble Buyer Damages 7.2 Table of Contents Buyer Indemnifying Party 7.3 Buyer Indemnitees 7.2 Buyer Material Adverse Effect 5.1 Buyer Transaction Documents 3.7(j) Tax Sharing Agreements 4.16(c)(iiiClaims Notice 7.5 Closing 3.1 Closing Balance Sheet 2.5(a) Taxing Authority 4.16(c)(iClosing Date 3.1 Closing Net Working Capital 2.5(a) Termination Fee 10.03(f)(iiClosing Purchase Amount 2.4(b) Transaction Litigation 8.09 U.S. Company Plan 4.17(aConfidential Information 6.2 Consulting Agreement 3.2(g) Contracts 2.1(e) Disclosure Schedule 1.1 Disputed Amounts 2.5(c) Environment 1.1 Environmental Liability Cap 7.6(e) Environmental Liability Deductible 7.6(e) Environmental Permits 2.3(b) Environmental Representations 7.1 ETA 4.20(d) Escrow Agent 2.4(d) Escrow Agreement 2.4(d) Escrow Amount 2.4(d) Estimated Closing Statement 2.4(c) Estimated Net Working Capital 2.4(c) Excluded Assets 2.2 Excluded Liabilities 2.3(b) Exclusivity Period 3.4(d) Existing Environmental Condition 2.3(b) Facility 2.1(b) Financial Statements 4.6(a) Fundamental Representations 7.1 General Indemnification Cap 7.6(a) GST 4.20(d) HCA 4.11(e) Indemnification Threshold 7.6(a) indemnified party 7.4(a) Independent Accountant 2.5(c) Intellectual Property 2.1(f) ILPP 4.14(f) Inventory 2.1(a) Koppers Preamble Liens 2.1 Material Contracts 4.17 Table of Contents Net Working Capital 2.4(c) Objection Notice 2.5(b) Permitted Liens 4.10(a) Permits 2.1(i) Post-Balance Sheet Liabilities 4.6(b) Post-Closing Adjustment 2.5(e) PSTA 3.13 Purchase Orders 2.1(j) Purchase Price 2.4(a) Purchase Price Decrease 2.5(e) Purchase Price Increase 2.5(e)
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them specified in the corresponding indicated section of this Agreement: Term Section Action 7.04(aAccounting Firm 2.6(b) Adjusted Stock Option 2.10(aAffirmation 6.10(b) Agreement Preamble Alternative Acquisition Alchemist Confidentiality Agreement 8.03(a6.3(a) Book-Entry Shares 2.05(cAllocation Schedule 2.7 Assigned Contracts 2.1(b) Certificate 2.05(cAssumed Liabilities 2.3 Base Purchase Price 2.5(a) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(iBasket 11.4(a) Company Adverse Recommendation Change 8.03(e)(iiBooks and Records 2.1(h) Company Business Balance Sheet 4.11 Company Balance Sheet Date 4.10(a4.7 Business Permits 4.18(a) Company Board Recommendation 4.02(bBuyer Preamble Buyer Adjustment Amount 2.6(c) Company Capitalization Date 4.05(aBuyer Assets 5.4(b) Company Disclosure Letter Article 4 Company Buyer Deposit 6.9(a) Buyer Escrow Account 6.9(a) Buyer Escrow Agreement 4.28 Buyer Escrow Funds 6.9(a) Buyer Indemnified Parties 11.2(b) Buyer Restricted Party 7.04(a7.4(b) Company Intervening Event 8.03(e)(iiiBuyer Termination Fee 10.6(a) Company Closing 3.1 Competing Business 7.11 Completion Standards 6.10(a) Confidentiality Agreement 6.3(a) Consultant 6.10(a) Copyrights 1.1(hh) Credian Confidentiality Agreement 6.3(a) Deficiencies Statement 6.10(b) Direct Claim 11.5(b) ERISA 1.1(lll) Escrow Account 6.9(b) Escrow Agent 6.9(a) Escrow Agreement 6.9(b) Escrow Funds 6.9(b) Estimated Purchase Price 2.5(a) Excluded Assets 2.2 Excluded Liabilities 2.4 Expenses 12.1 Factory (Kun) Mortgage Agreement 6.9(b) Governmental Authorizations 4.5 ICC 12.3 Indemnity Cap 11.4(a) Inventory 2.1(a) IT Auditor 6.10(a) IT Separation 6.10(a) Kun Mortgage 6.9(b) Kun Mortgage Certificate 6.9(b) Legal Actions 4.10 MagnaChip ListCo 1.1(b) Material Contract 4.19(aBusiness IT Systems 6.10(a) Company Plan Material Contracts 4.12 MSK Preamble Notice of Claim 11.5(b) Notice of Disagreement 2.6(b) Other Party Records 7.5 Patents 1.1(hh) Permits 4.18(a) Proposal 6.8 Purchase Price 2.5(a) Purchased Assets 2.1 Purchased Intellectual Property 2.1(d) Real Property 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a4.17(b) Registration Release Date 6.9(e) Remaining Shared Contracts 2.8(c) Replication Period 2.8(c) Rules 12.3 Seller Preamble Seller Adjustment Amount 2.6(c) Seller Deposit 6.9(b) Seller Disclosure Letter IV Seller Escrow Account 6.9(b) Seller Escrow Agreement 6.9(b) Seller Escrow Funds 6.9(b) Seller Indemnified Parties 11.2(a) Seller Related Parties 11.1(e) Seller Restricted Party 7.4(a) Seller Security Amount 6.9(b) Seller Termination Fee 10.6(b) Shared Contract 2.8(c) Significant Customer 4.21(a) Significant Supplier 4.21(b) Software 1.1(hh) Statement 4.09 Release 4.18(g)(iv2.6(a) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(iSubsidiary Transferor Recitals Subsidiary Transferors Recitals Termination Date 10.2(a) Termination Fee 10.03(f)(ii10.6(b) Termination Fees 10.6(b) Third Party Claim 11.5(a) Threshold Amount 11.4(a) Trademarks 1.1(hh) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Recitals Transferred Employee 8.1 Transferred Employee Confirmations 8.1 VAT Invoice 7.8(b) W&I Insurance Policy 11.1(a) Working Capital Estimate 2.5(b) Wrong Pocket Asset 7.3 Wrong Pocket Excluded Asset 7.3 Wrong Pocket Purchased Asset 7.3
Appears in 1 contract
Sources: Business Transfer Agreement (MAGNACHIP SEMICONDUCTOR Corp)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them are defined in the corresponding section of this Agreement: sections indicated Term Section Action 7.04(aActive Employees 7.4 Controlling Party 8.3 CN Business Preamble CN Business Assets 3.1 CN Contracts 3.1(d) Adjusted Stock Option 2.10(aCN Equity Interests 3.1(h) Agreement Preamble Alternative Acquisition Agreement 8.03(aCN Employees 7.1 CN Intellectual Property 3.1(g) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company CN Leased Real Property 4.14(a3.1(b) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) CN Obligations 3.2 CN Owned Real Property 4.14(a3.1(a) Parent CN Prepaid Customer Accounts 3.2(a) CN Prepaid Supplier Accounts 3.1(i)CN Product Registrations 3.1(j)CN Site Contamination 3.2(b) CN Supplier Rebate Accruals 3.1(n) CN Tangible Personal Property 3.1(c) Collateral Source 12.7 CPP Business Preamble Parent Acquisition Proposal 8.04(e)(iCPP Business Assets 4.1 CPP Contracts 4.1(e) Parent Adverse Recommendation Change 8.04(e)(iiCPP Employees 7.2 CPP Equity Interests 4.1(d) Parent Alternative Acquisition Agreement 8.04(aCPP Intellectual Property 4.1(h) Parent CPP Leased Real Property 4.1(b) CPP Obligations 4.2 CPP Owned Real Property 4.1(a) CPP Prepaid Customer Accounts 4.2(a) CPP Prepaid Supplier Accounts 4.1(j) CPP Product Registrations 4.1(k) CPP Site Contamination 4.2(b) CPP Supplier Rebate Accruals 4.1(m) CPP Tangible Personal Property 4.1(c) Estimated Inventories 6.5(b) Final Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b6.2 Hired CN Employees 7.1 Hired CPP Employees 7.2 4 Term Section Indemnified Party 12.5 Indemnifying Party 12.5 Interim Balance Sheet 6.2 Post Transfer Period 9.1(c) Parent Capitalization Date 5.05(aPre-Transfer Period 9.1(c) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bProperty Taxes 9.1(c) Parent Intervening Event 8.04(e)(iiiRetained Environmental Liabilities 8.1 Title Commitment 9.1(a) Parent Plans 7.06(bTitle Company 9.1(a) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Third Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Action 12.6
Appears in 1 contract
Sources: Distribution Agreement
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them defined for such terms in the corresponding section of this AgreementSections set forth below: Term Section Action 7.04(a) Adjusted Stock Option 2.10(aAFM 3.03(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aAssets 2.01(a) Book-Entry Shares 2.05(cAssignee 11.02(b) Certificate 2.05(cAssumed Liabilities 2.02(a) Certificate of Merger 2.03 AT 3.08(a) Business Recitals Cash Dividend 3.05(a)(i) CFIUS 3.08(a) Closing 2.02 2.05 Closing Date 2.02 Code 2.05 Communications Act 3.08(a) Confidentiality Agreement 5.02(b) Controlled Group 3.13(b) DCC 7.01 Debt Financing Debt Financing Commitment 4.09(a) Letter 4.09(a) Distribution Recitals Company Preamble Company Acquisition Proposal 8.03(e)(iDutch Permits 3.12 Equity Financing 4.09(b) Company Adverse Recommendation Change 8.03(e)(iiEquity Financing Commitment Letter 4.09(b) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aEuronext Recitals Excluded Assets 2.01(b) Company Board Recommendation 4.02(bFCC 3.08(a) Company Capitalization Date 4.05(aFinancing 4.09(b) Company Disclosure Letter Article 4 Company Financing Preferred Shares 3.01(e) Governance Preferred Shares 3.01(e) Health Status Reports 3.18(a) Indemnified Party 7.04(aParties 6.06(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(bPolicy 3.06 ITU 3.18(b) Joint Proxy Statement 4.09 Licensed Intellectual Tax Proceeding 8.03(d) Leased Property Rights 4.15(b2.06(c) Liens 4.06(bLiquidator 3.02(b) Merger 2.01 Merger Consideration 2.05(bMajor Stations 3.18(c) Merger Fund 2.08(aManagement Board Recitals Material Backlog Contracts 3.11(b) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 NYSE Recitals Other Employees 7.03 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a2.06(c) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Disclosure Schedule Article IV Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(ivRequired Approvals 4.03(a) Parties Preamble Party Permitted Transferee 11.02(c) Proposed Settlement 8.03(d) Purchase Price 2.03(a) Purchaser Preamble Permitted Liens 4.06(cPurchaser Pension Plan 7.02 Purchaser Pension Provider 7.02 Representatives 6.04(a) Premium Cap 7.04(cRequired Seller Vote 3.02(b) Proceedings 4.13 Real Property Leases 4.14(aRetained Cash Amount 2.01(b)(v) Registration Statement 4.09 Release 4.18(g)(ivRetained Liabilities 2.02(b) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇Revised Confidentiality Terms 6.04(a) SEC 3.03(a) Seller Preamble Seller Articles 3.02(b) Seller Boards Recitals Seller Disclosure Schedule Article III Seller Financial Statements 2.01(a)(i) Seller Ground Stations 3.18(c) Seller Liquidation Recitals Seller Pension Plan 7.02 Seller Pension Provider 7.02 Seller Permits 3.12 Seller Plan 3.13(a) Seller Regulatory Reports 3.03(a) Seller Required Approvals 3.08(a) Seller Restricted Share 2.04(b) Seller Restric ▇▇▇ Act 4.07(aStock Plans 2.04(b) Seller Satellites 3.18(a) Seller SEC Reports 3.03(a) Seller Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i3.01(e) Seller Shareholders Meeting 3.02(b) Seller Shares Recitals Seller Stock Option 2.04(a) Seller Stock Option Plans 2.04(a) Seller Subsidiary Securities 3.01(f) Superior Proposal 6.04(a) Supervisory Board Recitals Target Subsidiaries 2.09(a) Tax Return 4.16(c)(iiProceeding 8.03(a) Tax Sharing Agreements 4.16(c)(iiiTrade Register 3.03(a) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(aTransferred Seller Employees 7.01(a)
Appears in 1 contract
Sources: Acquisition Agreement
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) 3.12 Agreement Preamble Alternative Acquisition Allocation Statement 2.9 Applicable Survival Period 6.1(b) Assigned Contracts 2.1(f) Assumed Liabilities 2.3 Assigned Prepaid Expenses 2.1(j) Assumption Agreement 8.03(a2.7(a)(ii) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aof Sale 2.7(a)(i) Securities Act 4.03 Surviving Corporation 2.01 Business Recitals Business Intellectual Property 3.9(b) Buyer Preamble Buyer Indemnitees 6.2(a) Clawback Escrow 2.10(b) Clawback Escrow Amount 2.10(a) Clawback Escrow Funds 2.10(b) Closing 2.6 Closing Date 2.6 Closing Working Capital 2.8(a) Closing Working Capital Statement 2.8(a) COBRA 5.4(g) Contaminant 3.9(l)(i) Copyrights 3.9(a) Correspondence for the Buyer 5.10(f) Correspondence for the Seller 5.10(e) Cushion Amount 6.2(b) Disabling Code 3.9(l)(iv) Earnout Payment 2.5 Effective Date 2.6 Effective Time 2.6 Employee 3.14(a) ERISA Affiliate 3.13(b)(iii) Escrow Agent 2.10 Escrow Agreement 2.10 Estimated Working Capital 2.8(a) Excluded Assets 2.2 Excluded Books and Records 2.2(d) Excluded Liabilities 2.4 Designated Email Accounts 5.10(e) Final Working Capital 2.8(d) Financial Statements 3.4(a) GAAP 3.4(a) General Escrow Amount 2.10(a) General Escrow Funds 2.10(c)(i) In-Bound Licenses 3.9(c) Indemnitor Defense Review Period 6.4(b) Independent Expert 2.8(c) Intellectual Property 3.9(a) Intellectual Property Assignments 2.7(a)(iii) Interim Financial Statements 3.4(a) Losses 6.2(a) Material Contract 3.11(b) Material Permit 3.6(b) Nondisclosure Agreements 3.9(h) Notice of Claim 6.4(a) Notice of Objection 2.8(b) Out-Bound Licenses 3.9(d) Owned Business Intellectual Property 3.9(b) Patents 3.9(a) Policies 3.16 Pre-Closing Tax 4.16(c)(iPeriod 5.8(b) Post-Closing Tax Return 4.16(c)(iiPeriod 5.8(b) Tax Sharing Proprietary Information 3.9(a) Public Software 3.9(l)(ii) Purchase Price 2.5 Purchased Assets 2.1 Representatives 5.1 Restricted Business 5.2(a) Restricted Period 5.2(a) Review Period 2.8(b) Section 1060 Forms 2.9 Seller Preamble Seller Disclosure Schedule Preamble to Article III Seller Employees 5.4(e) Seller Indemnitees 6.3(a) Services Agreement 2.7(a)(vi) Software 3.9(a) Third Party Claim 6.4 Third Party Defenses 6.4 Trademarks 3.9(a) Transferred Employee 5.4(a) Transition Services Agreement 2.7(a)(v) Upfront Purchase Price 2.5 Work Product Agreements 4.16(c)(iii3.9(i)
(a) Taxing Authority 4.16(c)(iPromptly following the Effective Time, the Buyer shall conduct or cause to be conducted an audit of the Business’ financial performance and results for the Earnout Period (the “Audit”). The Buyer shall use commercially reasonable efforts to complete the audit within sixty (60) Termination Fee 10.03(f)(iidays after the Effective Date. The Seller, at the Buyer’s request, shall (i) Transaction Litigation 8.09 U.S. Company Plan 4.17(acooperate and assist the Buyer and its representatives in conducting the Audit, (ii) provide the Buyer and its representatives with any information reasonably requested by them in connection with such Audit and (iii) give the Buyer and its representatives access, during normal business hours and upon reasonable notice, to the Seller’s personnel, representatives, properties and books and records for such purpose.
(b) Promptly following the completion of the Audit (and, in any event, within ninety (90) days after the Effective Date), the Buyer shall prepare, or cause to be prepared, and deliver to the Seller a statement (the “EBIT Statement”) setting forth the Buyer’s determination of the Earnout Period EBIT, the Earnout Amount and the Clawback Amount. The EBIT Statement shall be prepared (i) in accordance with GAAP, (ii) in accordance with the accounting principles, methodologies and policies used in the preparation of the Financial Statements which are set forth in Section 3.4(a)(ii) of the Seller Disclosure Schedule (regardless of whether such principles, methodologies and policies are consistent with GAAP) and (iii) to the extent not inconsistent with GAAP, in accordance with the accounting principles, methodologies and policies used in the preparation of the Financial Statements which are set forth in Section 3.4(a)(iii) of the Seller Disclosure Schedule. An example of the calculation of the Earnout Period EBIT in accordance with this section, based on the Seller’s August 31, 2006 balance sheet, is set forth as Exhibit I hereto. If the Buyer’s determination of the Earnout Period EBIT as set forth on the EBIT Statement is more than or equal to $2,050,000, then (A) the Buyer shall promptly pay to the Seller by wire transfer of immediately available funds to an account designated in writing by the Seller an amount (the “First Earnout Payment Amount”) equal to 50% of the Earnout Amount set forth on the EBIT Statement (if any) and (B) the Buyer and the Seller shall cause the Escrow Agent to pay the Seller in accordance with the Escrow Agreement the Clawback Escrow Funds.
(c) Upon receipt from the Buyer, the Seller shall have thirty (30) days to review the EBIT Statement (the “EBIT Review Period”). Following delivery of the EBIT Statement to the Seller and at the Seller’s request, the Buyer shall (i) cooperate and assist the Seller and its representatives in reviewing the EBIT Statement and the materials used in its preparation and (ii) provide the Seller and its representatives with any information reasonably requested by them in connection with such review. If the Seller disagrees with the Buyer’s computation of the Earnout Period EBIT, the Seller may, on or prior to the last day of the EBIT Review Period, deliver a written notice to the Buyer (the “Notice of EBIT Objection”), which sets forth its specific objections to the Buyer’s calculation of the Earnout Period EBIT. Any Notice of EBIT Objection shall specify those items or amounts with which the Seller disagrees, together with a detailed written explanation of the reasons for disagreement with each such item or amount, and shall set forth the Seller’s determination of the Earnout Period EBIT, the Earnout Amount and the Clawback Amount based on such objections. To the extent not set forth in the Notice of EBIT Objection, the Seller shall be deemed to have agreed with the Buyer’s calculation of all other items and amounts contained in the EBIT Statement. If the Seller’s determination of the Earnout Period EBIT as set forth on the Notice of EBIT Objection, is less than $2,050,000, then the Buyer and the Seller shall promptly cause the Escrow Agent to (A) pay to the Buyer in accordance with the Escrow Agreement from the Clawback Escrow Funds an amount (the “First Clawback Payment Amount”) equal to 50% of the Clawback Amount set forth on the Notice of EBIT Objection and (B) pay to the Seller in accordance with the Escrow Agreement from the Clawback Escrow Funds an amount equal to (x) the aggregate amount of the Clawback Escrow Funds (prior to paying the First Clawback Payment Amount) minus (y) the Clawback Amount set forth on the EBIT Statement. If (I) the Seller’s determination of the Earnout Period EBIT as set forth on the Notice of EBIT Objection, is equal to or more than $2,050,000 and (II) the Buyer’s determination of the Earnout Period EBIT as set forth on the EBIT Statement is less than $2,050,000, then the Buyer and the Seller shall cause the Escrow Agent to pay the Seller in accordance with the Escrow Agreement an amount equal to (1) the aggregate amount of the Clawback Escrow Funds minus (2) the Clawback Amount set forth on the EBIT Statement.
(d) Unless the Seller delivers the Notice of EBIT Objection to the Buyer on or prior to the last day of the EBIT Review Period, (i) the Seller shall be deemed to have accepted the Buyer’s calculation of the Earnout Period EBIT, the Earnout Amount and the Clawback Amount and (ii) the EBIT Statement and the determination of the Earnout Period EBIT, the Earnout Amount and the Clawback Amount set forth on the EBIT Statement shall be final, conclusive and binding. If the Seller delivers the Notice of EBIT Objection to the Buyer within the Review Period, the Buyer and the Seller shall, during the thirty (30) days following such delivery or any mutually agreed extension thereof, use their commercially reasonable efforts to reach agreement on the disputed items and amounts in order to determine the amount of the Earnout Period EBIT. If, at the end of such period or any mutually agreed extension thereof, the Buyer and the Seller are unable to resolve their disagreements, they shall jointly retain and refer their disagreements to the Independent Expert. The parties shall instruct the Independent Expert promptly to review this Annex II and to determine solely with respect to the disputed items and amounts so submitted whether and to what extent, if any, the Earnout Period EBIT set forth in the EBIT Statement requires adjustment. The Independent Expert shall base its determination solely on written submissions by the Buyer and the Seller and not on an independent review. The Buyer and the Seller shall make available to the Independent Expert all relevant books and records and other items reasonably requested by the Independent Expert. As promptly as practicable, but in no event later than thirty (30) days after its retention, the Independent Expert shall deliver to the Buyer and the Seller a report which sets forth its resolution of the disputed items and amounts and its calculation of the Earnout Period EBIT; provided that in no event shall the Earnout Period EBIT, as determined by the Independent Expert, be less than the Buyer’s calculation of the Earnout Period EBIT set forth in the EBIT Statement, nor more than the Seller’s calculation of the Earnout Period EBIT set forth in the Notice of EBIT Objection. The decision of the Independent Expert shall be final, conclusive and binding on the parties. The costs and expenses of the Independent Expert shall be allocated between the parties based upon the percentage which the portion of the contested amount not awarded to each party bears to the amount actually contested by such party, as determined by the Independent Expert. Each party agrees to execute, if requested by the Independent Expert, a reasonable engagement letter, including customary indemnities in favor of the Independent Expert.
(e) For purposes of this Agreement, “Final Earnout Period EBIT” means the Earnout Period EBIT: (i) as shown in the EBIT Statement delivered by the Buyer to the Seller pursuant to section (b) of this Annex II, if no Notice of EBIT Objection with respect thereto is timely delivered by the Seller to the Buyer pursuant to section (c) of this Annex II; or (ii) if a Notice of EBIT Objection is so delivered, (A) as agreed by the Buyer and the Seller pursuant to section (d) of this Annex II or (B) in the absence of such agreement, as shown in the Independent Expert’s calculation delivered pursuant to section (d) of this Annex II.
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Other Defined Terms. In addition, the following terms shall have the meanings ascribed to them in the corresponding section of this Agreement: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) Agreement Preamble Alternative Acquisition Allocation 2.10 Allocation Schedule 2.10 Antitrust Laws 3.4 Approvals 2.11(a) Asset Removal Notice 5.18(a) Assignment Agreement 8.03(aand ▇▇▇▇ of Sale 2.8(a)(viii) Book-Entry Shares 2.05(cAssumed Liabilities 2.6 Bankruptcy Code 6.1 Base Purchase Price 2.2 Business Contracts 2.4(b) Certificate 2.05(cBusiness Financial Statements 3.6(a) Certificate of Merger 2.03 Business Information Technology 2.4(h) Business Permits 3.12(c) Closing 2.02 2.3 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i2.3 Closing Statement 2.9(a) Company Adverse Recommendation Change 8.03(e)(iiCollective Bargaining Agreement 3.15(f) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aCompeting Business 5.15(b)(i) Company Board Recommendation 4.02(bConfidentiality Agreement 5.3(a) Company Capitalization Date 4.05(aCurrent Representation 11.12(a) Company Disclosure Letter Article 4 Company D&O Indemnitees 5.17(a) Designated Person 11.12(a) Dispute Notice 2.9(c) Dispute Resolution Period 2.9(c) Divestiture Action 5.1(a) Divestiture Agreement 5.1(a) Employment Laws 3.15(k) Enforceability Exceptions 3.3 Environmental Permits 3.13(a)(ii) Estimated Closing Cash Amounts 2.9(a) Estimated Closing Indebtedness 2.9(a) Estimated Working Capital 2.9(a) Exceptions 5.11(c) Excluded Assets 2.5 FDA 3.21(a) Final Purchase Price 2.9(f) Food Authorities 3.21(a) FTC 3.21(a) GDPR 5.8(m) Guarantees 5.9 Indemnified Party 7.04(a10.5(a) Company Intervening Event 8.03(e)(iiiIndemnifying Party 10.5(a) Company Independent Accounting Firm 2.9(c) Internet Properties 1.1 Inventory 2.4(i) IP Assignment Agreement 2.8(a)(x) Keebler Trademark License Agreement 2.8(a)(xi) Kellogg Trademark License Agreement 2.8(a)(vi) Leave Recipients 5.8(a)(ii) Marks 1.1 Material Contract 4.19(aContracts 3.11(a) Company Plan 4.17(aNon-Assignable Assets 2.11(a) Company Real Property 4.14(aNon-Regulatory Approvals 2.11(b) Company Restricted Share 2.10(bOther Assets 2.4(q) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Other Multiemployer Plan 4.17(b3.15(b) Order 4.04 Owned Intellectual Property Rights 4.15(bOther Party 10.5(d) Other Seller Business 2.5(z) Outside Date 9.1(d) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv2.4(c) Parties Preamble Party Preamble Permitted Liens 4.06(cPatents 1.1 Personal Information 3.9(k) Premium Cap 7.04(cPost-Closing Representation 11.12(a) Proceedings 4.13 Post-Closing Statement 2.9(b) Purchase Price 2.2 Purchased Assets 2.4 Purchased Companies 2.4(a) Purchased Company 2.4(a) Purchased Company Assets 2.4(t) Purchased Company Liabilities 2.6(l) Purchased Company Securities 3.2 Purchased Company Shares 2.4(a) Purchaser Preamble Purchaser 401(k) Plan 5.8(e) Purchaser FSA Plan 5.8(i) Purchaser Indemnified Parties 10.3 Purchaser Licensed Patent 6.2(b) Purchaser Material Adverse Effect 4.1 Purchaser Parties 10.2(b) Purchaser R&W Insurance Policy 5.7 Purchaser Tax Indemnified Parties 7.1 Purchaser’s Allocation Notice 2.10 Real Property Lease Assignment 2.8(a)(ix) Real Property Leases 4.14(a2.4(c) Registration Statement 4.09 Registered Business Intellectual Property 3.9(a) Related Party Agreement 3.16(a) Release 4.18(g)(iv5.9 Relevant Party 10.5(d) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aRepresented Employee Multiemployer Plan 3.15(b) Represented Transferred Business Employee 5.8(a)(i) Required Regulatory Approvals 8.1(a) Retained Claims 2.5(u) Retained Liabilities 2.7 Reverse Supply Agreement 2.8(a)(iv) Securities Act 4.03 Surviving Corporation 2.01 4.7 Seller Preamble Seller 401(k) Plans 5.8(e) Seller Equity Award 5.8(k)(i) Seller FSA Plan 5.8(i) Seller Indemnified Parties 10.4 Seller Licensed Patent 6.1(b) Seller Parties 10.2(b) Seller Shares 5.8(k)(i) Seller Tax 4.16(c)(iIndemnified Parties 7.2 Seller’s Allocation 2.10 Shared Contract 2.11(d) Tax Return 4.16(c)(iiSpecified Competing Business 5.15(b)(i) Tax Sharing Agreements 4.16(c)(iiiSupply Agreement 2.8(a)(iii) Taxing Authority 4.16(c)(iTerms and Provisions 3.10(d) Termination Fee 10.03(f)(iiThird Party Claim 10.5(a) Third Party Provider 3.9(k) Title Affidavits 2.8(b)(xii) Top Customers 3.20(a) Top Suppliers 3.20(b) Trade Secrets 1.1 Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Recitals Transfer Taxes 7.8 Transferred Business Employee 5.8(a)(i) Transferred Commercial Data 2.4(e) Transferred FSA Balances 5.8(i) Transferred Leased Property 2.4(c) Transferred Permits 2.4(l) Transferred Personnel Files 2.4(p) Transition Product Assets 2.4(j) Transition Services Agreement 2.8(a)(v) USDA 3.21(a) Volume Commitment Contracts 5.19
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Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a4.13 Advisors 3.7(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aAntitrust Authorities 8.2(c) Book-Entry Shares 2.05(c) Certificate 2.05(c) CERCLA 4.16 Certificate of Merger 2.03 2.2 Closing 2.02 2.2 Closing Date 2.02 Code 2.2 Commitment Letters 5.5(ii) Confidentiality Agreement 7.1 Continuing Employees 7.3(a) Debt Commitment Letters 5.5(ii) Debt Payoff Letters 9.2(h) Deductible Amount 11.3 (c)(i)(x) DGCL Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Dissenting Shares 3.5 Dissenting Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c3.5 DOJ 8.2(b)(ii) Effective Time 2.03 End Date 10.01(b)(i2.2 EGTRRA 4.14(a) Environmental Claim 4.18(g)(iLaws 4.16(a) Environmental Law 4.18(g)(iiSampling 11.3(c)(i) ERISA 4.17(aEquity Commitment Letter 5.5(ii) ERISA Affiliate 4.17(bEscrow Contribution Per Share Amount 2.3(b)(ii)(y) Exchange Agent 2.08(aFinancial Statements 4.5(ii) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bFTC 8.2(b)(ii) GAAP 4.06(c4.5(ii) Hazardous Substance 4.18(g)(iiiGUST 4.14(a) HSR Act 4.03 Indemnitee 11.3(i) Indemnitor 11.3(i) Independent Expert 2.9(a)(iii) Intellectual Property Rights 4.15(a4.10(a) internal controls 4.07(bISRA 4.16(e) Joint Proxy Statement 4.09 Licensed Intellectual Leased Real Property Rights 4.15(b4.9(b) Liens 4.06(bLeases 4.9(b) Legacy Environmental Conditions 11.3(c)(i) Material Contract 4.12(a) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Recitals Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(bNotice of Objection 2.9(a)(ii) Owned Real Property 4.14(a4.9(a) Parent Preamble Parent Disclosure Schedule Preamble to Article V Parent Indemnified Parties 1l.3(a) Party Recitals Parties Recitals Per Claim Threshold 11.3(c)(i)(y) Policies 4.17 Preliminary Acquisition Proposal 8.04(e)(iAmount 2.9(a)(i)(C) Parent Adverse Recommendation Change 8.04(e)(iiPreliminary Available Cash 2.9(a)(i)(D) Parent Alternative Acquisition Agreement 8.04(aPreliminary CapEx Adjustment 2.9(a)(i)(B) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bPreliminary Closing Date Calculations 2.9(a)(i) Parent Capitalization Date 5.05(aPreliminary Target Debt Amount 2.9(a)(i)(E) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bPreliminary Target Transaction Expenses 2.9(a)(i)(F) Parent Intervening Event 8.04(e)(iiiPreliminary Working Capital Adjustment 2.9(a)(i)(A) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.9(b) Review Period 2.8(b)(ii) Severance Policies 4.14(a) Registration Statement 4.09 Release 4.18(g)(ivStockholder Indemnified Parties 1l.3(b) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aStraddle Period 8.5(a)(i) Securities Act 4.03 Subsidiary Shares 4.3(b) Surviving Corporation 2.01 Tax 4.16(c)(i2.1 Target Preamble Target Benefit Plan 4.14(a) Tax Return 4.16(c)(iiTarget Disclosure Schedule Preamble to Article IV Target Disclosure Schedule Supplement 6.5 Target Intellectual Property 4.10(a) Tax Sharing Agreements 4.16(c)(iiiTarget Licenses 4.10(c)(i) Taxing Authority 4.16(c)(iTarget Stockholder Representative 3.7(a) Termination Fee 10.03(f)(iiTarget Stockholder Representative Completion 3.7(c) Transaction Litigation 8.09 U.S. Company Plan 4.17(aDate Target Stockholder Representative Costs 3.7(c) Target Stockholder Representative Expense 2.3(a)(ii) Amount Third Party Licenses 4.10(c)(ii) WARN Act 6.2(s)
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Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Action 7.04(a3.18(a) Adjusted Agent 5.7 Agreement Preface Allocation Certificate 5.9 Applicable Survival Period 10.1(d) Application Survival Period 10.1(d) Balance Sheet 3.6(b) Balance Sheet Date 3.6(b) Baseline Measurement Period 2.9(b) Baseline Revenue 2.9(b) Baytree Capital 3.26 CERCLA 3.21(a)(iv) Certificates 2.2(c) Charter Documents 3.1(b) Common Stock Option 2.10(a2.1(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aClosing 1.3 Closing Consideration 2.1(b)(i) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 1.3 Code Recitals Company Preamble Preface Company Acquisition Proposal 8.03(e)(iBenefit Plan 3.19(a) Company Adverse Recommendation Change 8.03(e)(iiCommon Stock 2.1(a) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(aCommon Stock Equivalents 2.1(a) Company Disclosure Letter Schedule Preamble Article 4 III Company Indemnified Party 7.04(aEquity Holders 5.9 Company Intellectual Property 3.15(e) Company Intervening Event 8.03(e)(iiiOwned Intellectual Property 3.15(b) Company Material Contract 4.19(aOwned Software 3.15(n)(i) Company Plan 4.17(aRegistered Items 3.15(f) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(bShares 3.2(a) Company Stock Option 2.10(aOptions 2.1(a) Company Stockholder 2.1(b) Company Stockholder Approval 4.02(a3.4(b) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bIndemnitees 10.2(b) Company Superior Proposal 8.03(e)(ivVoting Agreements Recitals Confidentiality Agreement 5.3 Consents 3.5(a) Competition Laws 4.03 Continuation Constituent Corporations 1.1 Copyrights 3.15(a) Delaware Code 1.1 Dissenting Share Payments 2.7(b) Dissenting Shares 2.7(a) Earnout Consideration 2.1(b)(i) Earnout Dispute Notice 2.9(c)(ii) Earnout Measurement Period 7.06(a2.9(a)(ii) Contract 4.04 D&O Insurance 7.04(cEarnout Payment 2.9(a) Effective Time 2.03 End Date 10.01(b)(i1.3 Environment 3.21(a)(i) Environmental Claim 4.18(g)(iAction 3.21(a)(ii) Environmental Law 4.18(g)(iiClean-Up Site 3.21(a)(iii) Environmental Laws 3.21(a)(iv) Environmental Liabilities 3.21(a)(v) Environmental Permit 3.21(a)(vi) ERISA 4.17(a3.19(a) ERISA Affiliate 4.17(b3.19(a) Escrow Agent 2.2(d) Escrow Agreement 2.2(d) Escrow Fund 10.3(a) Excess Revenue 2.9(b) Exchange Agent 2.08(aAct 4.4(b) Exchange Ratio 2.05(b2.1(b)(i) Exchanged Amounts 2.08(b)(iFinal Statement of Revenue 2.9(c)(ii) Foreign Company Plan 4.17(aFinancial Statements 3.6(a) Fractional Share Cash Amount 2.07(b) FIRPTA Certificate 5.10 Funding Error! Reference source not found. GAAP 4.06(c3.6(b) Hazardous Substance 4.18(g)(iiiSubstances 3.21(a)(vii) HSR Act 4.03 In-Bound Licenses 3.15(c) Indemnification Date 10.2(c) Indemnification Threshold 10.2(c) Indemnitors 10.2(a) Indemnity Stock Price 10.3(b) Intellectual Property 3.15(a) Intellectual Property Rights 4.15(a3.15(a) internal controls 4.07(bInterim Balance Sheet 3.6(b) Interim Balance Sheet Date 3.6(b) Interim Financial Statements 3.6(a) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bOperating Agreement Recitals Liabilities 3.7 Liens 3.3(a) Liens 4.06(bLockup Agreement 6.2 Losses 10.2(a) Marks 3.15(a) Material Contracts 3.17(b) Merger 2.01 1.1 Merger Consideration 2.05(b) Merger Fund 2.08(a2.1(b)(i) Merger Sub Preamble Multiemployer Plan 4.17(bPreface Minor Contracts 3.17(e) Order 4.04 Owned Intellectual Property Rights 4.15(b2006 Monthly Budget 6.4 Nondisclosure Agreements 3.15(i) Owned Real Property 4.14(aNotice of Claim 10.4(a) Out-Bound Licenses 3.15(d) Parent Preamble Preface Parent Acquisition Proposal 8.04(e)(iCommon Stock 2.1(b)(i) Parent Adverse Recommendation Change 8.04(e)(iiIndemnitees 10.2(a) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Preferred Stock 4.2 Parent SEC Documents 5.07(aReports 4.5(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a6.3 Patents 3.15(a) Parent Stockholder Meeting 5.02(aPCBs 3.21(h) Parent Subsidiary Securities 5.06(bPension Plan 3.19(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c3.12(a) Premium Cap 7.04(cPolicies 3.23(a) Proceedings 4.13 Principal Company Stockholder Recitals Proposal 5.7 Proprietary Information 3.15(a) Proxy Statement 7.2(a) RCRA 3.21(a)(iv) Real Property Leases 4.14(a3.14(a) Registration Statement 4.09 Release 4.18(g)(iv3.21(a)(viii) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a5.3 Revenue 2.9(a) Reviewing Accountant 2.9(c)(ii) SEC 4.5(a) Securities Act 4.03 4.5(a) Software 3.15(a) Statement of Revenue 2.9(c)(i) Stockholders' Representative Preface Stockholders' Representative Agreement 2.2(d) Surviving Corporation 2.01 1.1 Tax 4.16(c)(i3.9(a)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iiiReturns 3.9(a)(ii) Taxing Authority 4.16(c)(i3.9(a)(iii) Termination Fee 10.03(f)(iiThird Party Claim 10.4(a) Transaction Litigation 8.09 U.S. Company Plan 4.17(aThird Party Defense 10.4(b) Total Parent Shares 2.1(b)(i) Transitioned Employees 6.1 Transmittal Letter 2.2(b) Treasury Shares 2.1(b)(i) Warranty Losses 10.2(c) Work Product Agreements 3.15(j)
Appears in 1 contract
Sources: Merger Agreement (International Microcomputer Software Inc /Ca/)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Action 7.04(a3.16 Agreement Preface Allocation Certificate 5.7 Applicable Survival Period 9.1(c) Adjusted Stock Option 2.10(aAudited Financial Statements 3.6(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aBenefit Plan 3.17(a) Book-Entry Shares 2.05(cCertificates 2.2(d) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 1.2 Closing Date 2.02 1.2 COBRA 3.17(c) Code Recitals Company Preamble Preface Company Acquisition Proposal 8.03(e)(iCapital Stock 3.4(a) Company Adverse Recommendation Change 8.03(e)(iiCommon Stock 3.4(a) Company Balance Sheet 4.11 Contracts 3.15 Company Balance Sheet Date 4.10(aDisclosure Schedule Preamble Article III Company Equity Holders 5.10 Company Preferred Stock 3.4(a) Company Board Recommendation 4.02(bStockholder 2.1(a) Company Capitalization Date 4.05(a) Company Disclosure Stockholder Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Agreements Recitals Company Stock Option 2.10(aPlan 2.1(b) Company Stockholder Approval 4.02(aConstituent Corporations 1.1 Contingent Earn-Out Payments 2.7 DGCL 1.1 Dissenting Share Payments 2.9(b) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(cDissenting Shares 2.9(a) Effective Time 2.03 End 1.2 Ending Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii9.1(c) ERISA 4.17(a3.17(a) ERISA Affiliate 4.17(bEscrow Amount 2.2(e) Estimated Adjusted Closing Cash 7.2(j) Exchange Agent 2.08(a2.2(a) Exchange Ratio 2.05(bFinancial Statements 3.6(a) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bFIRPTA Certificate 7.2(l) GAAP 4.06(c3.6(a) Hazardous Substance 4.18(g)(iiiGrants 3.9 HIPAA 3.17(c) HSR Act 4.03 Indemnitees 9.2(a) Indemnitor 9.2(a) Indemnity Escrow Agent 2.2(e) Indemnity Escrow Agreement 2.2(e) Information Statement 6.1(a) Intellectual Property 3.16(a) Intellectual Property Rights 4.15(a3.16(a)(v) internal controls 4.07(bInterim Financial Statements 3.6(a) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bLiabilities 3.7 Licensor 3.22(a) Liens 4.06(b3.3(a) Losses 9.3(a) Merger 2.01 1.1 Merger Consideration 2.05(b) Merger Fund 2.08(a2.1(c)(i) Merger Sub Preamble Multiemployer Plan 4.17(bPreface Minimum Earn-Out Rate 2.7(b) Order 4.04 Owned Intellectual Property Rights 4.15(bNotice 10.1(a) Owned Real Property 4.14(aNotice of Claim 9.4(a) Parent Preamble Preface Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(aCommon Stock 2.1(c)(i) Parent Disclosure Letter Schedule Preamble Article 5 IV Parent Excess Shares 2.07(bFinancial Statements 4.5 Parent Indemnitees 9.2(a) Parent Intervening Event 8.04(e)(iiiIndemnitor 9.3(a) Parent Plans 7.06(bLosses 9.2(a) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Representative 5.4 Patents 11.1 Permitted Liens 4.06(c3.13(b) Premium Cap 7.04(cPolicies 3.20 Public Documents 4.4 Recoupment 9.6 Recoupment Limit 9.6 Regulation D 5.8 Release 3.22(a)(viii) Proceedings 4.13 Real Property Leases 4.14(aRelease Date 2.3(d) Registration Statement 4.09 Release 4.18(g)(ivRequired Certificate of Amendment Vote 3.2(d) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aRequired Company Stockholder Vote 3.2(d) Reserve 9.11(g) Securities Act 4.03 4.5(a) Share Price 2.4(b) Shares 3.4(a) Stockholder 2.1(a) Stockholders’ Representative Preface Stockholder Indemnitees 9.3(a) Stockholder Indemnitor 9.2(a) Stockholder Losses 9.3(a) Straddle Period 6.6(a) Surviving Corporation 2.01 1.1 Tax 4.16(c)(iContest 6.6(c) Tax Return 4.16(c)(iiThird Party Claim 9.4(a) Tax Sharing Agreements 4.16(c)(iiiThird Party Consideration 2.7(a) Taxing Authority 4.16(c)(iThird Party Defense 9.3(b) Termination Fee 10.03(f)(iiTransmittal Letter 2.2(c) Transaction Litigation 8.09 U.S. Company Plan 4.17(aTreasury Shares 2.1(a)(ii)
Appears in 1 contract
Other Defined Terms. In addition, Each of the following terms shall have the meanings meaning ascribed to them such term in the corresponding respective section of this Agreementopposite it below: Term Section Action 7.04(a---- -------
(a) Adjusted Stock Option 2.10(a) Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate Articles of Merger 2.03 2.1 Basket Amount 10.1(b) Business Property 4.10(a) Change in the Company Recommendation 6.3(b) Closing 2.02 3.1 Closing Date 2.02 Code Recitals 3.1 Company Preamble Company Acquisition Proposal 8.03(e)(iCommon Stock 3.2(a) Company Adverse Recommendation Change 8.03(e)(iiCommon Stock Certificates 3.3(a) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iiiIndemnities 10.2(a) Company Material Contract 4.19(aContracts 4.23(a) Company Plan 4.17(aFraud 10.1(c) Company Real Property 4.14(aRecommendation 6.3(b) Company Restricted Share 2.10(bConveyance Taxes 6.8 Deadline Date 9.2(a) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(cDisclosure Schedule 4 Dissenters' Rights 7.8 Divestiture Agreements 4.22(a) Effective Date 2.2 Effective Time 2.03 End Date 10.01(b)(i2.2 Employees 4.15 Exchange Fund 3.3
(a) Environmental Claim 4.18(g)(iFinancial Statements 4.6
(a) Environmental Law 4.18(g)(iiFormer Real Properties 4.10 Guaranteed Cash Balance 3.4(c) ERISA 4.17(aindemnified party 10.4(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a4.17 Leased Property 4.10 Leases 4.21(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Material Intellectual Property Rights 4.15(b) Liens 4.06(b4.17(a) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a3.2
(a) Merger Sub Preamble Multiemployer Plan 4.17(bCommon Stock 3.2(c) Order 4.04 Minimum Threshold 10.1(b) OTV Solicitation Definition of Material Adverse Effect Owned Intellectual Property Rights 4.15(b4.10 Paying Agent 3.3(a) Owned Real Property 4.14(aPayment Fund 3.3(a) Parent Preamble Parent Pennsylvania Facility 6.18 Plans 4.16 Post Signing Returns 6.9(a) Product 4.23 Proxy Materials 6.3 Proxy Statement 6.3 Purchaser Fraud 10.2(c) Purchaser Indemnitees 10.1(a) RDECOM Acquisition Proposal 8.04(e)(iCenter Definition of Material Adverse Effect Receivables 4.25 Regulatory Challenge 6.4(d) Parent Adverse Recommendation Change 8.04(e)(iiRegulatory Law 6.4(c) Parent Alternative Acquisition Agreement 8.04(aRegulatory Restrictions 6.4(b) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bReporting Requirements 6.2(b) Parent Capitalization Date 5.05(aRestraints 7.5 Shareholders' Meeting 6.3(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bSpecial Meeting 6.3 Superior Transaction 6.1(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i2.2 Terminating Company Breach 9.4 Terminating Purchaser Breach 9.3 Third Party Claim 10.4(a) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(aUnsolicited Offer 6.1(b)
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them defined for such terms in the corresponding section Sections of this AgreementAgreement set forth below: Term Section Action 7.04(aAcquiror Preamble Acquiror Financial Advisor 4.10 Acquiror Plans 6.5(a)(iv) Adjusted Stock Option 2.10(aAcquisition 5.2(f)(i) Acquisition Proposal 5.2(f)(i) Agreement Preamble Alternative Acquisition Agreement 8.03(aRecitals Articles of Merger 1.2 Balance Sheet Date 3.6(c) Book-Entry Shares 2.05(c) Certificate 2.05(c) CERCLA 3.13 Certificate of Merger 2.03 1.2 Certificates 2.2(b) Change in Board Recommendation 5.2(d) Charter 1.5 Closing 2.02 1.3 Closing Date 2.02 1.3 Code Recitals 3.12(e) Company Preamble Company Acquisition Proposal 8.03(e)(iBenefit Plans 3.16(a) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(aCommon Stock 2.1(b) Company Disclosure Letter Schedule Article 4 III Company Indemnified Party 7.04(a) Equity Plans 3.2 Company Intervening Event 8.03(e)(iii) Financial Advisor 3.18 Company Material Contract 4.19(a3.15(a) Company Plan 4.17(a) Stock Option 2.4 Company Real Property 4.14(a) Preferred Stock 3.2 Company Restricted Share 2.10(bProperties 3.11(a) Company SEC Documents 4.07(a3.6(a) Company Securities 4.05(bSeries A Preferred Stock 2.1(d) Company Series B Preferred Stock Option 2.10(a2.1(e) Company Stockholder Approval 4.02(aStockholders’ Meeting 6.2(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b3.1(b) Company Superior Proposal 8.03(e)(ivSubsidiaries 3.1(b) Competition Laws 4.03 Continuation Period 7.06(aCompany Termination Fee 8.3(b) Contract 4.04 D&O Insurance 7.04(cConfidentiality Agreement 6.3(b) Counterproposal 5.2(d) Covered Benefits 6.5(a)(iv) Covered Persons 6.5(a)(iv) Debt Commitment Letter 4.7(b) Delaware Act 1.1 Effective Time 2.03 1.2 Encumbrance 3.1(b) End Date 10.01(b)(i8.1(b) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(iiLaws 3.13 Equity Commitment Letter 4.7(b) ERISA 4.17(a) ERISA Affiliate 4.17(b3.16(a) Exchange Agent 2.08(aAct 3.6(a) Exchange Ratio 2.05(bFund 2.2(a) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bExpenses 8.3(a) GAAP 4.06(c3.6(b) Hazardous Substance 4.18(g)(iiiGuarantee 4.11 Guarantor 4.7(b) HSR Act 4.03 Intellectual Property Rights 4.15(aIndemnified Parties 6.6(b) internal controls 4.07(bIRS 3.12(a) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bLegal Action 6.6(b) Liens 4.06(bLender 4.7(b) Maryland Department 1.2 Maximum Premium 6.6(c) MGCL 1.1 Merger 2.01 Recitals Merger Consideration 2.05(b) Merger Fund 2.08(a2.1(c) Merger Sub Preamble Multiemployer Plan 4.17(bNYSE 3.5 Option Consideration 2.4 Other Filings 6.4(c) Order 4.04 Owned Intellectual Property Rights 4.15(bPaying Agent 2.2(a) Owned Real Property 4.14(aPermits 3.10 Proxy Statement 3.5 Qualifying Income 8.3(e) Parent Preamble Parent Acquisition Proposal 8.04(e)(iREIT 9.12(a)(xi) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Required Company Stockholder Approval 5.02(a3.1(a) Parent Stockholder Meeting 5.02(aSEC 3.5 Securities Act 3.2(f) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv5.2(f)(ii) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) 1.1 Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i9.12(a)(xv) Termination Fee 10.03(f)(iiPayment 8.3(e) Transaction Litigation 8.09 U.S. Company Plan 4.17(aTransfer and Gains Taxes 6.9 Transferred Employee 6.5(a)(iv)
Appears in 1 contract
Sources: Merger Agreement (Bedford Property Investors Inc/Md)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them defined for such terms in the corresponding section of this AgreementSections set forth below: Term Section Action 7.04(aACM 4.18(a) Acquisition Proposal 6.5(a) Acquisition Sub Preamble Adjusted Stock Option 2.10(a3.3(c) Advance Contract 4.10(c) Agreement Preamble Alternative Acquisition Agreement 8.03(aBenefits Continuation Period 6.13(a) BookTerm Section Blackstone 4.24 Board of Directors 6.5(a) Capitalization Date 4.5(a) Cash Fraction 3.3(b) Cash-Entry Shares 2.05(cOut Amount 3.3(b) Cash-Out Price 3.3(b) Certificate 2.05(c3.6(b) Certificate of Merger 2.03 Charter Amendment 6.2(a)(i) Closing 2.02 2.3(d) Closing Date 2.02 Code Recitals 2.3(d) Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) 4.8 Company Board of Directors Recitals Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a6.2(a)(ii) Company Disclosure Letter Article 4 IV Company Indemnified Party 7.04(aEmployees 4.13(a) Company Intervening Event 8.03(e)(iiiForm 10-K Article IV Company Intellectual Property 4.17(a)(i) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(bPlans 4.13(a) Company SEC Documents 4.07(aReports 4.7(a) Company Securities 4.05(bShares 3.1(a) Company Stock Option 2.10(aStockholders Meeting 6.2(a)(i) Company Stockholder Approval 4.02(aTermination Fee 8.2(b) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bCompensation 6.13(c) Company Superior Proposal 8.03(e)(ivCurrent Employee 6.13(c) Competition Laws 4.03 Continuation Period 7.06(aCVS Recitals Debt and Purchase Contract Assumption 6.6(h)(ii) Contract 4.04 D&O Insurance 7.04(cDeferred Compensation Distribution 6.13(b) DGCL Recitals Diamond Certificate of Merger 2.3(b) Diamond LLC Recitals Term Section Diamond LLC Conversion Recitals Diamond Merger Recitals Diamond Reorganization 6.17 Dissenting Shares 3.5(b) Effective Time 2.03 End Date 10.01(b)(i2.3(e) Emerald Certificate of Merger 2.3(e) Emerald Merger Recitals Environmental Laws 4.18(c) Environmental Claim 4.18(g)(iPermits 4.18(c) Environmental Law 4.18(g)(iiFinancing 5.11 Financing Commitment 5.11 First Operating Year 4.10(c) ERISA 4.17(aForm S-4 6.3(a) ERISA Affiliate 4.17(bF Reorg 6.17 G▇▇▇▇▇▇ S▇▇▇▇ 4.24 HITS 4.5(a) Exchange Agent 2.08(aHITS Indenture 4.22(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iiiHITS Purchase Contract Agreement 4.22(a) HSR Act 4.03 Intellectual Clearance 6.6(d) Indemnified Directors and Officers 6.8(a) Initial Closing 2.3(a) Initial Closing Date 2.3(a) Initial Effective Time 2.3(b) IRS 4.13(b) Leased Real Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(bLucky Delaware 6.17 L▇▇▇▇ 5.5(a) Merger 2.01 Merger Consideration 2.05(bMaterial Contract 4.10(a) Merger Fund 2.08(aMaterials of Environmental Concern 4.18(c) Mergers Recitals Multiemployer Plan 4.13(a) Term Section New Diamond Preamble New Diamond Merger Sub Preamble Multiemployer Plan 4.17(bNew Diamond Shares 3.1(a) Order 4.04 Owned Intellectual Property Rights 4.15(bObjection 6.6(d) Owned Real Property 4.14(a4.15(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Date 5.7 Parent Board of Directors Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a6.2(b) Parent Disclosure Letter Article 5 V Parent Excess Shares 2.07(bForm 10-K Article V Parent Plan 6.13(d) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(bRights Plan 5.5(a) Parent SEC Documents 5.07(a) Parent Securities 5.05(bReports 5.6(a) Parent Shares Trust 2.07(b5.5(a) Parent Stock 5.05(aStockholders Meeting 6.2(b) Parent Stock Issuance Recitals Termination Fee 8.2(c) Paying Agent 3.6(a) PBGC 4.13(b) Pledge Agreement 6.6(h) Proxy Statement/Prospectus 6.3(a) Real Property Lease 4.15(b) Regulatory Termination Fee 8.2(d) Remarketing Agreement 6.6(h) Representatives 6.5(a) Requisite Company Stockholder Vote 4.2(a) Requisite Parent Stockholder Approval 5.02(aVote 5.2(a) Parent Stockholder Meeting 5.02(aRights Plan 4.5(a) Parent Subsidiary Securities 5.06(bSEC 4.7(a) Parent Separate Balance Sheet Data 4.7(b) Separate Operations Data 4.7(b) Term Section Separation Agreement Recitals Share Issuance 5.2(a) Standalone Drug Sale Agreement Recitals Superior Proposal 8.04(e)(iv6.5(a) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i2.2 Termination Date 8.1(c) Tax Return 4.16(c)(iiThird Party Use and Occupancy Agreement 4.15(c) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(aWithdrawal Liability 4.13(d)
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Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section of this Agreementlocation set forth below: Defined Term Section Action 7.04(aLocation Accrued Bonus 6.7(k)(ii) Adjusted Stock Option 2.10(aAccrued Commissions 6.7(k)(ii) Accrued PTO 6.7(c) Acquisition Proposal 6.16 Agreement Preamble Alternative Acquisition Agreement 8.03(aDate Preamble Allocation Statement 3.3 Assumed Liabilities Appendix B Automatic Transferred Business Employee List 6.7(a) Book-Entry Shares 2.05(cBill of Sale 2.4(a)(i) Certificate 2.05(cBooks and Records 6.6(a) Certificate of Merger 2.03 Business Employee List 6.7(a) Buyer Preamble Buyer Benefit Plans 6.7(d) Buyer Indemnified Parties 9.1(a) Buyer Indemnified Party 9.1(a) Buyer Losses 9.1(a) Buyer Severance Policies 6.7(i) ▇▇▇▇▇’s Foreign Statutory Retirement Plans 6.7(k)(i) Cap 9.2(b) Claims 6.18 Closing 2.02 8.1 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i8.1 Competing Activity 6.10(a) Company Adverse Recommendation Change 8.03(e)(iiConfidentiality Agreement 6.3(b) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aConsent Receipt Time 2.5(c) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a6.7(i) Contract 4.04 D&O Insurance 7.04(cData Security Requirements 4.7(a) DOJ 6.4(e) Effective Time 2.03 8.1 Employing Entity 6.7(b)(i) End Date 10.01(b)(i2.5(e) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(bEquity Consideration 3.1 Excess Employee 6.7(r)(i) Exchange Agent 2.08(aAct 6.17(c) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(iExcluded Assets Appendix C Excluded Contracts Appendix C Excluded Liabilities Appendix D Excluded Tax Liabilities 6.9(a)(i) Foreign Company Plan 4.17(aContinuing Employee 6.7(f) Fractional Share Cash Amount 2.07(bFTC 6.4(e) GAAP 4.06(c) Hazardous Substance 4.18(g)(iiiGovernmental Authority 4.3(a) HSR Act 4.03 Intellectual Property Rights 4.15(a6.4(e) internal controls 4.07(bIndependent Accountant 3.3 Information 6.12 IPMA Recitals Key Employee Offer Letters Recitals Labor Agreement 4.12(d) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bLocal Transfer Agreement 2.4(a)(iv) Liens 4.06(bMaterial Assigned Contract 4.4(a) Merger 2.01 Merger Consideration 2.05(bMaterial Contracts 4.4(a) Merger Fund 2.08(aMaterial Shared Contract 4.4(a) Merger Sub Preamble Multiemployer Plan 4.17(bNon-Parties 11.17 NYSE 6.17 OFAC 4.18(b) Order 4.04 Owned Intellectual Property Rights 4.15(bOffer Letter 6.7(b)(i) Owned Real Property 4.14(aOther Buyer 2.1 Other Sellers 2.1 Outside Date 10.1(b) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Preferred Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv5.4(a) Parties Preamble Party Preamble Permitted Liens 4.06(cPatent Assignment 2.4(a)(ii) Premium Cap 7.04(cPotential Contributor 9.2(c) Proceedings 4.13 Real Property Leases 4.14(aPre-Closing Period 6.1(a) Privileged Information 6.12 Privileges 6.12 Purchase Transactions Recitals Purchased Assets Appendix A RCAs 6.7(n) Releasees 6.18 Reports 5.10 Restricted Assets 2.5(b) Restricted Period 6.10(a) Restricted Rights 2.5(b) Restricted Rights Taxes 2.5(e) Restricted Split Interests 2.5(b) S-3 Indemnified Person 6.17(b) S-3 Registration Statement 4.09 Release 4.18(g)(iv6.17(a) Representatives 5.14 ▇▇▇▇▇▇▇▇Seller Preamble Seller Disclosure Letter Article 4 Seller Financial Information 4.11(a) Seller Indemnified Parties 9.1(b) Seller Indemnified Party 9.1(b) Seller Losses 9.1(b) Seller Names and Marks 6.13(a) Seller Released Claims 6.18 Seller Releasors 6.18 Split Interest 2.5(a) Subcontracted Work 2.5(e) Support Fund 6.7(q)(ii) Third-▇▇▇▇▇ Party Claim 9.3(c)(i) Third-Party Claim Notice 9.3(c)(i) Top Customer 4.21 Top Supplier 4.21 Total Consideration 3.1 Trade Control Laws 4.18(c) Trademark Assignment 2.4(a)(iii) Transfer Date 6.7(b)(i) Transfer Tax Returns 6.9(b)(ii) Transfer Taxes 6.9(b)(i) TSA Recitals WARN Act 4.07(a4.12(c) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iWind-down License 6.13(a) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(aWithholding Party 3.5(a)
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Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them defined for such terms in the corresponding section of this Agreement: Term Section Action 7.04(aSections set forth below:
(a) Adjusted Stock Option 2.10(aBoard 5.2(b) Agreement Preamble Alternative Acquisition Agreement 8.03(aBusiness Employees 3.13
(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 2.3 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i2.3 COBRA 6.2(d) Company Adverse Recommendation Change 8.03(e)(iiRecitals Competing Business 5.11(a) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aConfidentiality Agreement 5.3(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(aContest 7.3(b) ERISA Affiliate 4.17(b3.13
(b) Exchange Agent 2.08(aFinancing 4.6
(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bFormer Business Employees 3.13
(a) GAAP 4.06(c3.6 Indemnified Party 10.3(a) Hazardous Substance 4.18(g)(iiiIndemnifying Party 10.3(a) HSR Act 4.03 Intellectual Initial MWC Statement 2.6(a) Leased Real Property Rights 4.15(a3.18(b) internal controls 4.07(bLeased Real Property Permitted Exceptions 3.18
(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b3.12
(a) Liens 4.06(bLosses 10.1(a) Merger 2.01 Merger Consideration 2.05(bMaterial Contracts 3.16(a) Merger Fund 2.08(a1998 Pro Forma Financial Statements 3.6 Notice of Disagreement 2.6(b) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b3.12
(a) Owned Real Property 4.14(aPearson ERISA Plans 3.13
(a) Parent Pearson Plans 3.13
(a) Post-Closing Date Tax Benefit 7.2(b) Pre-Closing Date NOL 7.2(a) Pre-Closing Taxes 7.1(a) Purchaser Preamble Parent Acquisition Proposal 8.04(e)(iPurchaser Indemnified Parties 10.2(a) Parent Adverse Recommendation Change 8.04(e)(iiPurchaser's Representative 5.2(b) Parent Alternative Acquisition Agreement 8.04(aPwC 5.14(b) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a3.18(b) Registration Statement 4.09 Release 4.18(g)(ivRecipients 5.3(b) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aSeller Preamble Seller Indemnified Parties 10.1
(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iSeller LOCs 5.7 Shares Recitals Straddle Period 6.1
(a) Tax Return 4.16(c)(iiViacom Indemnified Parties 10.4(b) Tax Sharing Agreements 4.16(c)(iiiWelfare Type Plans 6.2(a) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Year 2000 Problem 3.12
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Sources: Stock Purchase Agreement (Information Holdings Inc)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreement: Term Section the Agreement set forth below:
(a) (i) ▇▇▇▇ ▇▇▇ Tax Benefit 8.4(a)(i) Accelerated Earnout 7.2(f) Acquisition Proposal 6.7(a) Acquisition Transaction 7.2(f) Action 7.04(a4.15(a) Adjusted Stock Administrative Expense Account 3.4(b) Aggregate Option 2.10(aExercise Price 3.1(a) Agreement Preamble Alternative Acquisition Recitals Allocation Certificate 6.9 Annual Balance Sheet 4.6(b) Applicable Conditions Credit Agreement 8.03(a7.2(g)(iii)(1) BookApplicable Statements 7.2(g)(iii)(1) Applicable Survival Period 12.1(c) Arbitrating Accountant 3.10(a) Balance Sheet Date 4.6(b) Base Amount 3.1(b) Cash-Entry Shares 2.05(cOut Payment 2.7(b)(vi) Certificate 2.05(c3.5(a) Certificate of Merger 2.03 2.2(b) Closing 2.02 2.2(a) Closing Balance Sheet 3.10(a) Closing Cash Payment 3.4(d) Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i2.2(a) Company Adverse Recommendation Change 8.03(e)(iiRecitals Company-Only Annual Financial Statements 4.6(b) Company-Only Financial Statements 4.6(b) Company-Only Interim Financial Statements 4.6(b) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(aCommon Stock 2.5(a) Company Disclosure Letter Schedule Preamble Article 4 IV Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan Employees 4.17(a) Company Real Property 4.14(aIncentive Plan 2.7(a) Company Restricted Share 2.10(bIntellectual Property 4.12(b) Company SEC Documents 4.07(aOptionholder(s) 2.7(a) Company Securities 4.05(bPreferred Stock 4.2(a) Company Stock Option 2.10(a2.7(a) Company Stockholder Approval 4.02(a4.4(b) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bConfidentiality Agreement 6.3 Consents 4.5(a) Company Superior Proposal 8.03(e)(ivContinuing Employees 7.1(a) Competition Laws 4.03 Continuation Period 7.06(aDeductible 12.2(c) Contract 4.04 D&O Insurance 7.04(cDGCL Recitals Dispute Notice 3.10(a) Dissenting Shares 2.6(a) DOJ 8.1(a) Effective Time 2.03 End Date 10.01(b)(i2.2(b) Employee List 4.17(a) Environmental Claim 4.18(g)(iLaws 4.18 Escrow Account 3.4(a) Environmental Law 4.18(g)(iiEscrow Agent 3.4(a) ERISA 4.17(aEscrow Agreement 3.4(a) ERISA Affiliate Escrow Amount 3.4(a) Escrow Fund 12.4(a) Escrow Period 12.4(c) Estimated Closing Balance Sheet 3.2(b) Estimated Closing Net Working Capital 3.2(b) Estimated Indebtedness Amount 3.2(b) Estimated Merger Consideration 3.2(a) Estimated Negative Net Working Capital Adjustment Amount 3.2(b) Estimated Positive Net Working Capital Adjustment Amount 3.2(b) Estimated Statement(s) 3.2(b) Excess Amount 2.7(b)(i)(B) Expense Termination Fee 10.2(b) Final Closing Net Working Capital 3.10(a) Final Deficiency 3.10(d) Final Excess 3.10(e) Final Indebtedness Adjustment 3.10(c) Final Indebtedness Amount 3.10(a) Final Negative Net Working Capital Adjustment 3.10(c) Final Positive Net Working Capital Adjustment 3.10(c) Financing 7.3(a) Financing Completion Date 10.1(a)(iv)(2) Financing Condition 9.2(i) FIRPTA Notice 6.12 FIRPTA Statement 6.12 Fully Diluted Shares 3.1(c) FTC 8.1(a) GAAP 4.6(b) Hazardous Substances 4.18 HIPAA 4.22(a) Indebtedness 3.1(d) Indemnity Expenses 3.11 Information Statement 6.8(a) Interim Balance Sheet 4.6(b) IRCA 4.17(b) Exchange Agent 2.08(aLeased Personal Property 4.10(b) Exchange Ratio 2.05(bLeased Real Property 4.11(b) Exchanged Amounts 2.08(b)(iLeases 4.11(b) Foreign Company Plan 4.17(aLetter of Transmittal 3.5(a) Fractional Share Cash Amount 2.07(bLosses 12.2(a) GAAP 4.06(cMajority-in-Interest 11.4 Marketing Support 7.2(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(bMaterial Contracts 4.14(b) Merger 2.01 Recitals Merger Consideration 2.05(b) Merger Fund 2.08(a3.1(e) Merger Sub Preamble Multiemployer Plan 4.17(bRecitals Net Working Capital 3.1(f) Order 4.04 Net Working Capital Target 3.1(g) Notice of Claim 12.5(a) Option Number 2.7(b)(i)(A) Option Surrender Agreement 2.7(a) Outside Date 10.1(a)(ii) Owned Intellectual Property Rights 4.15(b4.12(b) Owned Real Personal Property 4.14(a4.10(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bIndemnitee 12.2(a) Parent Capitalization Date 5.05(aPaying Agent 3.4(d) Parent Disclosure Payment Fund 3.5(d) Per Share Amount 3.1(h) Per Share Earnout Amount 3.1(i) Per Share Merger Consideration 3.1(j) PHI 4.23(a) Policies 4.19 Post-Closing Tax Returns 8.4(a)(iii) Pre-Closing Tax Returns 8.4(a)(i) Preliminary 2015 Actual Revenue Statement 7.2(a) Principal Stockholder Consent Recitals Principal Stockholders Recitals Realized Tax Benefits 12.7 Remaining Escrow Funds 12.4(c) Resolved Claim 12.6 Restrictive Contract 4.14(a)(xiv) Restrictive Covenant Agreements Recitals Restricted Stock Units 2.8 Retention Agreements Recitals Rollover Commitment Letter Article 5 Parent Excess Shares 2.07(bRecitals Rollover Person(s) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) RSU Holder 2.8 RSU Number 2.8 RSU Payment 2.8 Section 280G Payments Recitals Section 280G Waiver Recitals Securities Act 4.03 4.28(i) Seller Tax Action 8.4(d) Share(s) 2.5(a) Software 4.12(k) SpinCo Appraisal 6.16 Spinoff Agreements 4.28(f) Spinoff Taxes 4.8(m) Stockholder Representative Recitals Stockholder Representative Expenses 3.11 Stockholder Representative Indemnitee 11.2 Straddle Return 8.4(a)(iii) Surrender Deadline 2.7(a) Surrendered Option 2.7(a) Surviving Corporation 2.01 Tax 4.16(c)(i2.1 Takeover Statute 4.4(e) Tax Return 4.16(c)(iiTerminated Employee 4.17(b) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(iiThird Party Claim 12.5(a) Transaction Litigation 8.09 U.S. Company Plan 4.17(aExpenses 3.1(k) Transaction Expense Certificate 3.2(c) Transferred Assets 4.29(f) WARN Act 4.17(b)
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Other Defined Terms. In addition, the The following capitalized terms shall have the meanings ascribed to them are defined in this Agreement in the corresponding section of this AgreementSection indicated below: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Assumed Liabilities 2.3 Closing 2.02 8.1 Closing Date 2.02 Code 8.1 Closing Inventory Value 3.2(a) Closing Payment 3.1(a) Consents 2.6 Deferred Payments 3.1(b) Direct Claim 10.3(c) Dispute Notice 3.2(b) Excluded Assets 2.2 Excluded Liabilities 2.4 First Deferred Payment 3.1(b) Foundry Services Agreement Recitals Company In-Licenses 4.9(g) Indemnification Cap 10.5(b Indemnifying Party 10.3(a) Independent Accounting Firm 3.2(c) Nondisclosure Agreement 6.4 Notice of Claim 10.3(c) Objection Notice 10.3(c) Out-Licenses 4.9(l) Pre-Closing Period 6.1 Product License Agreement Recitals Purchase Price 3.1 Purchase Price Allocation 3.4(a) Purchaser Preamble Company Acquisition Proposal 8.03(e)(iPurchaser Losses 10.1 Restricted Business 6.6(a) Company Adverse Recommendation Change 8.03(e)(iiRestricted Period 6.6(a) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aSecond Deferred Payment 3.1(b) Company Board Recommendation 4.02(bSeller Preamble Seller Fundamental Representations 10.4 Seller Losses 10.2 Seller Statement 3.2(a) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(iTarget Inventory Value 3.2(f) Termination Fee 10.03(f)(iiDate 9.1(b) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Third-Party Claim 10.3(a) Threshold 10.5(a) Transferred Assets 2.1 Transferred Contracts 2.1(g) Transferred Copyable Technology 2.1(e) Transferred Inventory 2.1(a) Transferred IP 2.1(d) Transferred Non-Copyable Technology 2.1(f) Transferred Other IP 2.1(d) Transferred Patents 2.1(c) Transferred Permits 2.1(h) Transferred Tangible Assets 2.1(b) Transferred Technology 2.1(f) Transition Services Agreement Recitals
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Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Acquired Balance Sheet 3.6 Acquired Balance Sheet Date 3.6 Acquired Company Recital Acquired Financial Statements 3.6 Acquired Shares Recital Acquired Subsidiary Shares 3.3(b) Acquisition 2.1 Action 7.04(a) Adjusted Stock Option 2.10(a3.16(a) Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aMine 2.1(b) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iApplicable Survival Period 10.1(c) Tax Return 4.16(c)(iiBuyer Preamble Buyer Annual Financial Statements 4.6 Buyer Balance Sheet 4.6 Buyer Balance Sheet Date 4.6 Buyer Common Stock 2.1(a) Tax Sharing Agreements 4.16(c)(iiiBuyer Disclosure Schedule Preamble to Article IV Buyer Financial Statements 4.6 Buyer Indemnitees 10.2(a) Taxing Authority 4.16(c)(iBuyer Interim Balance Sheet 4.6 Buyer Interim Balance Sheet Date 4.6 Buyer Interim Financial Statements 4.6 Buyer SEC Report 4.12 Buyer Warranty Losses 10.2(b) Termination Fee 10.03(f)(iiClosing 2.2 Closing Date 2.2 Consents 3.5(a) Transaction Litigation 8.09 U.S. Company Plan 4.17(aContingent Consideration 2.1(b) Contingent Milestone 2.1(b) Environment 3.18(a)(i) Environmental Action 3.18(a)(ii) Environmental Laws 3.18(a)(iii) Environmental Permits 3.18(a)(iv) Equity Payment Option 2.1(c) Hazardous Substances 3.18(a)(v) Intellectual Property 3.13(a) Liabilities 3.6 Material Contract 3.15(b) Maximum Liability Amount 10.6 (a) Milestone Notice 2.1(c) Minor Contracts 3.15(e) Moving Average Price 2.1(a) Notice of Claim 10.4(a) PPO Price 2.1(a) PRMC Recitals PRMC Payable 3.14(xviii) PRMC Minority Shareholding Recitals Purchase Price Shares 2.1(a) Release 3.18(a)(vi) Seller Disclosure Schedule Preamble to Article III Seller Indemnitees 10.3(a) Seller Warranty Losses 10.3(b) Third Party Claim 10.4(a) Third Party Defense 10.4(b) Traspaso de Acciones 2.3(b)
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Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a4.19(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aAllocation Statement 2.7 Annual Financial Statements 4.4(a)(i) Book-Entry Shares 2.05(cAssigned Contracts 2.1(d) Certificate 2.05(cAssignment and Assumption of Lease 3.2(e) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Assumed Liabilities 2.3 Balance Sheet 4.11 Company 4.4(b) Balance Sheet Date 4.4(b) Business Recitals Business Authorizations 4.10(a) Company Board Recommendation 4.02(bBuyer Preamble CERCLA 4.22(a)(iv) Company Capitalization Closing 3.1 Closing Date 4.05(a3.1 Closing Date Working Capital Differential 2.6 COBRA 6.3(i) Company Disclosure Letter Article 4 Company Consents 4.3(a) Copyrights 4.14(a) Environment 4.22(a)(i) Environmental Action 4.22 (a)(ii) Environmental Clean-up Site 4.22 (a)(iii) Environmental Laws 4.22 (a)(iv) Environmental Permit 4.22(a)(v) Excluded Assets 2.2 Excluded Contracts 2.2(b) Excluded Liabilities 2.4 Financial Statements 4.4(a) Hazardous Substances 4.22(a)(vi) In-Bound Licenses 4.14(c) Indemnification Deductible 7.1(a) Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real 7.2 Indemnifying Party 7.2 Intellectual Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a4.14(a) internal controls 4.07(bInterim Balance Sheet 4.4(b) Joint Proxy Statement 4.09 Licensed Intellectual Interim Balance Sheet Date 4.4(b) Interim Financial Statements 4.4(a)(ii) Lease 4.13(c) Leased Real Property Rights 4.15(b4.13(a) Liens 4.06(bLiabilities 4.5 Marks 4.14(a) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan Material Contract 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(bMinor Contracts 4.17(e) Nondisclosure Agreements 4.14(i) Out-Bound Licenses 4.14(d) Owned Real Property 4.13(a) Patents 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iPCBs 4.22(i) Parent Adverse Recommendation Change 8.04(e)(iiPension Plan 4.20(b) Parent Alternative Acquisition Agreement 8.04(aPersonal Property 4.11(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bPolicies 4.23(a) Parent Capitalization Date 5.05(aPost-Closing Tax Period 6.4(b) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bPre-Closing Tax Period 6.4(b) Parent Intervening Event 8.04(e)(iiiProducts 4.24(a) Parent Plans 7.06(bProprietary Information 4.14(a) Parent SEC Documents 5.07(aPurchase Price 2.5 Purchased Assets 2.1 RCRA 4.22(a)(iv) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.13(a) Release 4.22(a)(vii) Restricted Contract 2.8(a) Section 1060 Forms 2.7 Seller Preamble Seller’s Disclosure Schedule Preamble Article IV Seller’s Employees 6.3(f) Seller’s Benefit Plans 4.20(a) Seller’s Intellectual Property 4.14(e) Seller’s Owned Intellectual Property 4.14(b) Seller’s Registered Items 4.14(f) Software 4.14(a) Registration Statement 4.09 Release 4.18(g)(ivTransferred Employees 6.3(b) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aTransition Services Agreement 3.2(h) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Closing Date Working Capital Target 2.6 Work Product Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a4.14(j)
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Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below opposite such term: Term Section Accelerated Option 7.1(b) Acquisition Transaction 6.6(a) Action 7.04(a) Adjusted Stock Option 2.10(a) 4.14 Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Preface Certificate of Merger 2.03 2.2 Certificates 3.2(b)) Change of Recommendation 6.6(c) Closing 2.02 2.2 Closing Date 2.02 2.2 Code Recitals 3.6 Common Stock 3.1(a) Company Preamble Preface Company Acquisition Proposal 8.03(e)(iAgreement 6.6(d) Company Adverse Recommendation Change 8.03(e)(iiAwards 3.5(b) Company Balance Sheet 4.11 4.5(b) Company Balance Sheet Date 4.10(a4.5(b) Company Board Recommendation 4.02(bRecitals Company Disclosure Schedule ARTICLE IV Company Financial Statements 4.5(b) Company Capitalization Date 4.05(aIntellectual Property 4.11(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(aIP Licenses 4.11(b) Company Intervening Event 8.03(e)(iiiOwned Intellectual Property 4.11(b) Company Material Contract 4.19(aPension Plan 4.15(a) Company Plan 4.17(aPlans 4.15(a) Company Real Property 4.14(aProfit Sharing Plan 7.1(b) Company Restricted Share 2.10(bRegistered IP 4.11(d) Company RSUs 3.5(b) Company SEC Documents 4.07(aReports 4.5(a) Company Securities 4.05(b) Company Stock Option 2.10(aSoftware 4.11(g) Company Stockholder 3.1 Company Stockholder Approval 4.02(a4.3(a) Company Stockholder Stockholders’ Meeting 6.02 Company Subsidiary Securities 4.06(b6.7 Confidentiality Agreement 6.2 Consents 4.4(a) Company Superior Proposal 8.03(e)(ivCopyrights 4.11(a) Competition Laws 4.03 Continuation Period 7.06(aDGCL 2.1 Dissenting Shares 3.4(a) Contract 4.04 D&O Insurance 7.04(cDOJ 8.1(a) Effective Time 2.03 End Date 10.01(b)(i2.2 Exchange Act 4.4(b) Environmental Claim 4.18(g)(iExcluded Shares 3.1(b) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bFIRPTA Certificate 6.9 FTC 8.1(a) GAAP 4.06(c4.5(b) Hazardous Substance 4.18(g)(iiiGrandfathered Option 7.1(b) HSR Act 4.03 4.4(b) Indemnified Parties 7.2(a) Intellectual Property Rights 4.11(a) IP Licenses 4.11(a) IRS 4.15(a) internal controls 4.07(bLease 4.10 Leased Real Property 4.10 Liabilities 4.6 Liens 4.2(c) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(bMaterial Contracts 4.13(b) Merger 2.01 2.1 Merger Consideration 2.05(b) Merger Fund 2.08(a3.1(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(bPreface Notice Period 6.6(c)(ii) Owned Real Property 4.14(a4.10 Parent Preface Parent Boards Recitals Patents 4.11(a) Parent Preamble Parent Paying Agent 3.2(a) Payment Fund 3.2(a) Policies 4.18 Preferred Stock 4.2(a) Proxy Statement 6.8(a) Public Software 4.11(g) Qualified Acquisition Transaction 10.4(b) Qualified Third Party Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv10.4(b) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a6.2 SEC 4.4(b) SEC Approval 8.1(e) Securities Act 4.03 4.5(a) Share 3.1(a) Software 4.11(a) Superior Proposal 6.6(b) Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) 2.1 Termination Fee 10.03(f)(ii10.4(a) Transaction Litigation 8.09 U.S. Company Plan 4.17(aThird Party Proposal 6.6(a) Trademarks 4.11(a) Trade Secrets 4.11(a) Transitioned Employees 7.1 Uncertificated Shares 3.2(b) 2007 Option 7.1(b)
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Sources: Merger Agreement (International Securities Exchange Holdings, Inc.)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them set forth in the corresponding section of this AgreementSections set forth below: Term Section Action 7.04(aActions 4.8 Agreement Recitals Alternate Financing 6.9(b) Adjusted Stock Option 2.10(a) Agreement Preamble Alternative Acquisition Agreement 8.03(a6.2(d)(ii) Applicable Date 4.5(a) Bankruptcy and Equity Exception 4.3(a) Book-Entry Shares 2.05(c3.1(a) Certificate 2.05(c) Certificate BVI Companies Act Recitals BVI Plan of Merger 2.03 2.3 Buyer Group Parties 5.14 Change of Recommendation 6.2(d) Closing 2.02 2.2 Closing Date 2.02 Code 2.2 Company Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(aBenefit Plans 4.9(a) Company Disclosure Letter Schedule Article 4 IV Company Indemnified Party 7.04(aIP 4.16 Company Option 3.3(a) Company Intervening Event 8.03(e)(iiiRecommendation 4.3(b) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(aReports 4.5(a) Contract 4.04 D&O Insurance 7.04(c4.3(c) Damages 6.11(b) Debt Financing 5.3(b) Dispute 9.4(b)
(a) Dissenting Shares 3.1(a) Effective Time 2.03 End Date 10.01(b)(i2.3 Employees 4.15 Environmental Permits 4.13 Equity Investment Agreement 5.3(b) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(iiEquity Financing 5.3(b) ERISA 4.17(a) ERISA Affiliate 4.17(b4.9(a) Exchange Agent 2.08(aAct 4.4(a)
(a) Exchange Ratio 2.05(bExcluded Shares 3.1(a) Exchanged Amounts 2.08(b)(iFCPA 4.10(c) Foreign Company Plan 4.17(aFinancing 5.3(b) Fractional Share Cash Amount 2.07(bFinancing Documents 5.3(a) Founder Shares 3.1(a) GAAP 4.06(c4.5(b) Hazardous Substance 4.18(g)(iiiGovernmental Antitrust Entity 6.5(d) HSR Act 4.03 Intellectual Property Rights 4.15(aGovernmental Entity 3.2(d) internal controls 4.07(bGuarantee Recitals Guarantor Recitals HKIAC 9.4(b)(i) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bHKIAC Rules 9.4(b)(i) Liens 4.06(bIndemnified Parties 6.11(a) Injunction 7.1(b) Judgment 4.8 Laws 4.10(a) Lender 5.3(b) Liabilities 4.8 Licenses 4.10(b) Lien 4.2 Material Contract 4.11(a) Memorandum and Articles of Association 2.4 Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Recitals Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Mr. Hong Recitals
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Asset Purchase Agreement set forth below: Term Section Accounting Principles 2.6(a)(i) Action 7.04(a4.15(a) Adjusted Stock Option 2.10(aAllocation Statement 2.7 Applicable Survival Period 10.1(d) Asset Purchase Agreement Preamble Alternative Acquisition Assigned Contracts 2.1(e) Assignment and Assumption Agreement 8.03(a3.2(c) Book-Entry Shares 2.05(cAssumed Liabilities 2.3 Base Amount 2.6(a)(ii) Business Authorizations 4.7(a) Buyer Preamble Buyer Closing Certificate 2.05(c8.3(c) Certificate of Merger 2.03 Buyer Indemnitees 10.2(a) Buyer Restricted Business 6.8(b) Buyer Warranty Losses 10.2(b) Cash Consideration 2.5(a) CERCLA 4.18(a)(iv) Closing 2.02 3.1 Closing Consideration 2.5(b) Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i3.1 Closing Equipment Part Inventory Amount 2.6(a)(iii) Company Adverse Recommendation Change 8.03(e)(iiClosing Equipment Part Inventory Statement 2.6(a)(iv) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aCOBRA 7.3(i) Company Board Recommendation 4.02(bConfidentiality Agreement 6.3 Consents 4.3(a) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(iEnvironment 4.18(a)(i) Environmental Claim 4.18(g)(iAction 4.18(a)(ii) Environmental Law 4.18(g)(iiClean-up Site 4.18(a)(iii) ERISA 4.17(aEnvironmental Laws 4.18(a)(iv) ERISA Affiliate 4.17(bEnvironmental Permit 4.18(a)(v) Exchange Escrow Agent 2.08(a3.3(a) Exchange Ratio 2.05(bEscrow Agreement 3.2(a) Exchanged Amounts 2.08(b)(iEscrow Fund 3.3(a) Foreign Company Plan 4.17(aExcluded Assets 2.2 Excluded Contracts 2.2(e) Fractional Share Cash Amount 2.07(bExcluded Liabilities 2.4 Facility Preamble Hazardous Substances 4.18(a)(vi) GAAP 4.06(cIn-Bound Licenses 4.11(a) Hazardous Substance 4.18(g)(iiiInsured Real Properties 8.2(g) HSR Act 4.03 Intellectual Property Rights 4.15(aLicense Agreement 3.2(d) internal controls 4.07(bLosses 10.2(a) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bMaterial Contracts 4.13(b) Liens 4.06(bNoncompetition Period 6.8(a) Merger 2.01 Merger Consideration 2.05(bNotice of Claim 10.5(a) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(aOption Agreement 2.5(b) Parent Preamble Parent Acquisition Personal Property 4.8(a) Policies 4.19(a) Post-Closing Tax Period 7.4(b) Pre-Closing Tax Period 7.4(b) Proposal 8.04(e)(i6.9(a) Parent Adverse Recommendation Change 8.04(e)(iiPurchase Price 2.5(a) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Purchased Assets 2.1 Real Property Leases 4.14(a4.10(a) Registration Statement 4.09 Release 4.18(g)(iv4.18(a)(vii) Representatives 5.14 6.3 Restricted Contract 2.8(a) Seller Preamble Seller Benefit Plans 4.16(a) Seller Closing Certificate 8.2(c) Seller Disclosure Schedule Article IV Seller Employees 7.3(f) Seller Fundamental Covenants 10.2(c) Seller Indemnitees 10.3(a) Seller Restricted Business 6.8(a) Seller Warranty Losses 10.3(b) Special Warranty Deed 3.2(e) Third Party Claim 10.5(a) Third Party Defense 10.5(b) Transferred Employees 7.3(b) Transferred Vacation Benefits 7.3(c) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Farms Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)6.1
Appears in 1 contract
Sources: Asset Purchase Agreement (ALPHA & OMEGA SEMICONDUCTOR LTD)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them meaning set forth in the corresponding section of this AgreementSections set forth below: Term Section Action 7.04(a3.10 Agreement Preamble Alternate Financing 6.17(a) Adjusted Annual Combined Financial Statements 4.07(b) Articles Amendment Preamble Bank Letter Agreement 4.05(b) Bank Letter Financing 6.17(a) C Co Preamble C Co Acquisition Proposal 6.05(e) C Co Board Preamble C Co Board Recommendation 3.21 C Co Change in Control Agreement 3.11(c) C Co Closing Documents 3.04 C Co Common Stock Preamble C Co Disclosure Schedule Article III C Co ERISA Affiliate 3.11(b) C Co Indemnified Parties 6.18(a) C Co Industries 3.01(d) C Co Intellectual Property 3.14(a) C Co Investments 3.01(c) C Co Leased Properties 3.13(b) C Co Material Adverse Effect 3.01(d) C Co Material Customers 3.19(a) C Co Owned Real Property 3.13(a) C Co Permits 3.06(a) C Co Plans 3.11(a) C Co Preferred Stock 3.03(a) C Co Proposal 3.21 C Co Related Persons 3.20 C Co Restricted Stock Units 3.03(a) C Co Rights 3.03(c) C Co Rights Agreement 3.03(c) C Co Shareholder Approval 3.04 C Co Shareholders’ Meeting 6.02 C Co Software 3.14(h) C Co Stock Option 2.10(aPlans 3.03(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aC Co Stock Options 3.03(a) Book-Entry Shares 2.05(cC Co Subsidiary 3.01(a) Certificate 2.05(cC Co Termination Fee 8.03(d) Certificate of Merger 2.03 1.03 Certificates 2.03(a) Change in Board Recommendation 6.05(c) Closing 2.02 1.02 Closing Date 2.02 1.02 COBRA 3.11(q) Code Recitals Company Preamble Commitment Agreement Preamble Company Acquisition Confidentiality Agreement 6.03(b) Confidentiality Agreements 6.03(b) Consent Commitments 4.05(b) Continuation Period 6.07(a) Continuing Employee 6.07(a) Contract 3.05(a) Costs 6.18(b) Covered Proposal 8.03(e)(i8.03(b)(i) Company Adverse Recommendation DGCL Preamble Disclosure Schedules 9.05(b) DLLCA Preamble Effective Time 1.03 Environmental Laws 3.16(c)(i) Environmental Permits 3.16(c)(ii) ERISA 3.11(a) Exchange Act 3.05(b) Exchange Ratio 2.01(a) Expense Reimbursement 8.03(b)(i) Expenses 8.03(a) F Co Preamble F Co Board Preamble F Co Change 8.03(e)(iiin Control Agreement 4.11(c) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aF Co Closing Documents 4.04 F Co Common Stock 2.01(a) Company Board Recommendation 4.02(bF Co Credit Agreement 6.17(a) Company Capitalization Date 4.05(aF Co Disclosure Schedule Article IV F Co ERISA Affiliate 4.11(b) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(aF Co Financial Statements 4.07(b) Company Intervening Event 8.03(e)(iiiF Co Industries 4.01(d) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real F Co Intellectual Property 4.14(a) Company Restricted Share 2.10(bF Co Investments 4.01(c) Company SEC Documents 4.07(aF Co Leased Properties 4.13(b) Company Securities 4.05(bF Co Material Adverse Effect 4.01(d) Company F Co Material Customers 4.19(a) F Co Owned Real Property 4.13(a) F Co Permits 4.06(a) F Co Plans 4.11(a) F Co Related Persons 4.20 F Co Separate Plans 4.11(a) F Co Software 4.14(h) F Co Stock Option 2.10(aPlan 4.03(a) Company Stockholder Approval 4.02(aF Co Stock Options 4.03(a) Company Stockholder Meeting 6.02 Company F Co Subsidiary Securities 4.06(b4.01(a) Company Superior Proposal 8.03(e)(ivFASB 5.01(i) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(iFIRPTA 7.02(f) Foreign Company C Co Plan 4.17(a3.11(p) Fractional Share Cash Amount 2.07(bForeign F Co Plan 4.11(p) GAAP 4.06(c3.07(b) GBCC 3.04 Governmental Authority 3.05(b) Hazardous Substance 4.18(g)(iiiSubstances 3.16(c)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a3.05(b) internal controls Indemnified Parties 6.18(b) Integration Amendments 6.16 Intercompany Agreement Amendments 6.16 Intercompany Agreements 4.20 Interim Balance Sheet 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bIRS 3.11(a) law 3.05(a) Liens 4.06(b3.13(a) Lock-Up Agreement 2.07(d) Merger 2.01 Preamble Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Co Preamble Multiemployer Plan 4.17(b3.11(b) Order 4.04 Owned Intellectual Property Rights 4.15(bMultiple Employer Plan 3.11(b) Owned Real Property 4.14(aNLRB 3.12(b) Parent Preamble Parent Acquisition Proposal 8.04(e)(iNYSE 2.01(d) Parent Adverse Recommendation Change 8.04(e)(iiOther Filings 3.08 Other Transactions 3.04 PBGC 3.11(m) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c3.13(a) Premium Cap 7.04(cProxy Statement 3.05(b) Proceedings 4.13 Real Property Leases 4.14(aQuarterly Financials 6.04 Registration Rights Agreement 2.07(d) Registration Statement 4.09 Release 4.18(g)(ivRegulation S-X 5.01(i) Representatives 5.14 ▇6.03(a) S▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a3.07(a) SEC 3.05(b) SEC Reports 3.07(a) Securities Act 4.03 3.07(a) Share Issuance Preamble Shareholders Agreement Preamble Shares 2.01(a) Special Dividend Preamble Special Dividend Recipients 6.06 Specified Amendments 6.16 Specified C Co Contract 3.17(b) Specified F Co Contract 4.17(b) SunTrust Commitment 3.5(b) Superior Proposal 8.01 Superior Proposal Notice 6.05(b) Surviving Corporation 2.01 Tax 4.16(c)(iCompany 1.01 Surviving Welfare Benefit Plans 6.07(c) Tax Return 4.16(c)(iior Taxes 3.15(m)(i) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(iReturns 3.15(m)(ii) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(aDate 8.01 Unaudited Financial Statements 4.07(b)
Appears in 1 contract
Sources: Merger Agreement (Certegy Inc)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them defined for such terms in the corresponding section of this AgreementSections set forth below: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) Agreement Preamble Alternative Acquisition Amalgamated Company Recitals Amalgamated Company Shares 2.03 Amalgamation Recitals Amalgamation Agreement 8.03(a2.01 Amalgamation Consideration 2.06(a) BookAmalgamation Sub Preamble AT 3.12 Business Recitals Business Day 2.02 Bye-Entry Shares 2.05(cLaws 2.03 Capital Budget 5.01 Capitalization Date 0 Certificate 2.06(a) Certificate 2.05(cCFIUS 6.03(a) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Communications Act 3.08(a) Companies Act Recitals Company Preamble Company Acquisition Proposal 8.03(e)(iDisclosure Schedule Article III Company Financial Statements 3.03(b) Company Adverse Recommendation Change 8.03(e)(iiGround Stations 3.18(c) Company Balance Sheet 4.11 Incentive Plan 2.09 Company Balance Sheet Date 4.10(aMaterial IP 3.17 Company Permits 3.12 Company Plan 3.13(a) Company Board Recommendation 4.02(bPlans 3.13(a) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(aSatellites 3.18(a) Company Securities 4.05(b3.01(e) Company Shareholders Meeting 6.02 Company Shares 2.06 Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 2.09 Company Subsidiary Securities 4.06(b3.01(f) Company Superior Proposal 8.03(e)(ivConfidentiality Agreement 5.02(b) Competition Laws 4.03 Continuation Period 7.06(aControlled Group 3.13(b) Contract 4.04 D&O Insurance 7.04(cDissenting Shareholder 2.06(a) Dissenting Shares 2.06(a) Dutch Permits 3.12 Effective Time 2.03 End Excluded Shares 2.06(a) Exon-▇▇▇▇▇▇ Review 6.03(a) FCC 3.08(a) Final Termination Date 10.01(b)(i9.02(a) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Sachs 3.20(a) Health Status Reports 3.18(a) HSR Act 4.07(a3.08(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iIndemnified Parties 6.06(a) Tax Return 4.16(c)(iiInsurance Policy 3.06 ITAR 3.08(a) Tax Sharing Agreements 4.16(c)(iiiITU 3.18(b) Taxing Authority 4.16(c)(iLeased Property 3.21(b) Termination Fee 10.03(f)(iiLetter of Transmittal 2.07(b) Transaction Litigation 8.09 U.S. Major Stations 3.18(c) Material Backlog Contracts 3.11(b) Memorandum of Association 2.03 NS B.V. Recitals NYSE 3.08(a) Owned Property 3.21(a) Parent Preamble Parent Disclosure Schedule Article IV Parties Preamble Paying Agent 2.07(a) Payment Fund 2.07(a) Representatives 6.04(a) Required Approvals 8.01(b) Required Company Plan 4.17(a)Vote 3.02 Revised Confidentiality Terms 6.04(a) SEC 3.03(a) Section 108 Documents 2.03 SER Notification 3.08(a) Superior Proposal 6.04(b) Tail Policy 6.06(c) VAT 3.16(e) Voting Agreement Recitals
Appears in 1 contract
Sources: Transaction Agreement and Plan of Amalgamation (New Skies Satellites Holdings Ltd.)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Action 7.04(a3.16 Additional Financial Statements 5.14 Agent 5.10 Agreement Preface Applicable Survival Period 9.1(c) Adjusted Stock Option 2.10(aArbitration Firm 2.10(c) Agreement Preamble Alternative Acquisition Agreement 8.03(aAudited Financial Statements 3.6(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Auditor 5.14 Balance Sheet 4.11 Company 3.6(b) Balance Sheet Date 4.10(a3.6(b) Cap 9.2(c) Certificates 2.3 Charter Documents 3.1(b) Closing 1.2 Closing Date 1.2 Closing Working Capital 2.10(b) Code 2.9 Common Stock Merger Consideration 2.1 Company Preface Company Common Stock 2.2(a) Company Board Recommendation 4.02(bIntellectual Property 3.13(f) Company Capitalization Date 4.05(aOption Plan 2.4 Company Owned Intellectual Property 3.13(c) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(aOwned Software 3.13(n)(i) Company Intervening Event 8.03(e)(iiiPreferred Stock 3.2(a) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(aRegistered Items 3.13(g) Company Stockholder Approval 4.02(a3.4(b) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bStockholders 2.6 Confidential Information 2.10(d) Company Superior Proposal 8.03(e)(ivConfidentiality Agreement 5.2 Consents 3.5(a) Competition Laws 4.03 Continuation Period 7.06(aContaminant 3.13(n)(v) Contract 4.04 D&O Insurance 7.04(cCopyrights 3.13(a) Disabling Code 3.13(n)(v) Dissenting Share Payments 2.8(b) Dissenting Shares 2.8(a) Document Production 3.13(b) Domain Names 3.13(a) Effective Time 2.03 End Date 10.01(b)(i1.2 Employee Benefit Plan 3.17(a) Environmental Claim 4.18(g)(iEstimated Working Capital 2.10(a) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(bEstimated Working Capital Closing Adjustment 2.10(a) Exchange Agent 2.08(aAct 4.4(b) Exchange Ratio 2.05(bFinal Working Capital 2.10(c) Exchanged Amounts 2.08(b)(iFinancial Statements 3.6(a) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bFIRPTA Certificate 5.12 Fundamental Representations and Warranties 9.1(b) GAAP 4.06(c3.6(b) Hazardous Substance 4.18(g)(iiiIn-Bound Licenses 3.13(d) HSR Act 4.03 Indemnification Threshold 9.2 Indemnitors 9.2 Intellectual Property 3.13(a) Intellectual Property Rights 4.15(a3.13(a) internal controls 4.07(bInterim Balance Sheet 3.6(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bInterim Balance Sheet Date 3.6(b) Interim Financial Statements 3.6(a) Interim Parent Note 2.1 IRS 3.17(a) Landlord 5.5 Liabilities 3.7 Liens 4.06(b3.3(a) Losses 9.2(a) Marks 3.13(a) Merger 2.01 1.1 Merger Consideration 2.05(b) Merger Fund 2.08(a) 2.1 Merger Sub Preamble Multiemployer Plan 4.17(bPreface Net Asset Statement 2.10(b) Order 4.04 Owned Intellectual Property Rights 4.15(bNet Proceeds 9.6 Nondisclosure Agreements 3.13(j) Owned Real Property 4.14(aNotice of Claim 9.3 NRS 1.1 Optionholder 2.4 Out-Bound Licenses 3.13(e) Parent Preamble Preface Parent Acquisition Proposal 8.04(e)(iIndemnitees 9.2 Parent Preferred Stock 4.2 Patents 3.13(a) Parent Adverse Recommendation Change 8.04(e)(iiPer Share Cash Merger Consideration 2.2(a) Parent Alternative Acquisition Agreement 8.04(aPer Share Stock Merger Consideration 2.2(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c3.11 Principal Stockholders Recital Proposal 5.10 Proprietary Information 3.13(a) Premium Cap 7.04(cPublic Software 3.13(n)(vi) Proceedings 4.13 Real Property Leases 4.14(a) Estate Lease 5.5 Registration Statement 4.09 Release 4.18(g)(iv) Period 5.13 Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) 5.2 SEC 4.5 Securities Act 4.03 4.5(a) Software 3.13(a) Stockholders’ Representative Preface Surviving Corporation 2.01 Tax 4.16(c)(i1.1 Systems 3.13(n)(v) Target Working Capital 2.10(a) Tax Return 4.16(c)(ii3.18(a)(i) Tax Sharing Agreements 4.16(c)(iiiReturns 3.18(a)(ii) Taxing Authority 4.16(c)(i3.18(a)(iii) Termination Fee 10.03(f)(iiTerminated Employees 5.4(a) Transaction Litigation 8.09 U.S. Company Plan 4.17(aThird Party Claim 9.3(a) Third Party Defense 9.3(b) Transmittal Letter 2.3(a) Treasury Shares 2.1(a)(i) Tucows Common Stock 2.1 Parent Note 2.1 Tucows Party 4.1 Tucows Parties 4.1 Tucows SEC Reports 4.5(a) Warranty Losses 9.2 Work Product Agreements 3.13(k) Working Capital 2.10(a)
Appears in 1 contract
Sources: Merger Agreement (Tucows Inc /Pa/)
Other Defined Terms. In additionaddition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms shall have has the meanings ascribed to them respective meaning specified in the corresponding section of this AgreementSection set forth opposite such term below: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) A&R Westar Disclosure Letter Article III A&R GPE Disclosure Letter Article IV Agreement Preamble Alternative Acquisition Agreement 8.03(a) Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.05(c2.02(b)(i) Certificate 2.05(c2.02(b)(i) Certificate of Merger 2.03 Closing 2.02 1.03 Closing Date 2.02 Code Recitals Company 1.03 Confidentiality Agreement 6.02(b) Consent 3.05(b) Continuation Period 6.10(a) Controlled Group Liability 3.09(d) Dissenting Shares 2.04(a) Effective Time 1.02 End Date 8.01(b)(i) Environmental Permit 3.14(a)(i) Exchange Act 3.05(b)(i) Exchange Agent 2.02(a) Exchange Fund 2.02(a) FERC 3.05(b)(iv) Filed GPE Contract 4.14(a) Filed Westar Contract 3.15(a) Filing 3.05(b) Final Order 7.01(b) Form S-4 6.01(a) FPA 3.05(b)(iv) GAAP 3.06(a) GBCLM 1.01(a) GPE Preamble Company GPE Acquisition Proposal 8.03(e)(iAgreement 5.05(b) Company GPE Adverse Recommendation Change 8.03(e)(ii5.05(b) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company GPE Articles 4.01 GPE Articles of Merger 1.02 GPE Board Recitals GPE Board Recommendation 4.02(b4.04 GPE Bylaws 4.01 GPE Common Stock 2.01(a)(i) Company Capitalization Date GPE Designees 6.06(a)(ii) GPE DRIP 5.02(a)(iv) GPE Equity Securities 4.03(b) GPE Exchange Ratio 2.01(b)(i) GPE Fiduciary Out Termination Fee 8.02(b)(iii) GPE Financial Statements 4.06(a) GPE Insurance Policies 4.17 GPE Intervening Event 5.05(f)(iii) GPE Merger 1.01(a) GPE Merger Consideration 2.01(b)(i) GPE No Vote Termination Fee 8.02(b)(vi) GPE Other Equity-Based Right 2.03(b)(iii) GPE Preferred No Par Stock 4.03(a) GPE Preferred Par Value Stock 4.03(a) GPE Preference Stock 4.03(a) GPE Proceedings 5.03(b) GPE Projections 4.24 GPE Recommendation Change Notice 5.05(c) GPE Reports 4.06(a) GPE Required Consents 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(aGPE Required Statutory Approvals 4.05(b)(iii) Company Intervening Event 8.03(e)(iiiGPE Risk Management Guidelines 5.02(a)(xvii) Company Material Contract 4.19(aGPE Shareholder Approval 4.04 GPE Shareholders Meeting 4.04 GPE Subsidiaries 4.01 GPE Takeover Proposal 5.05(f)(i) Company Plan 4.17(aGPE Termination Fee 8.02(b)(i) Company Real Property 4.14(aGPE Utilities 4.20(b) Company Restricted Share 2.10(bGPE Voting Debt 4.03(b) Company SEC Documents 4.07(aHoldco Preamble Holdco Board Recitals Holdco Common Stock 2.01(b)(i) Company Securities 4.05(bHoldco Restated Articles 6.06(d) Company Stock Option 2.10(aHoldco Restated Bylaws 6.06(d) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iiiHoldco Surviving Corporation 1.01(a) HSR Act 4.03 Intellectual Property Rights 4.15(a3.05(b)(ii) internal controls 4.07(bIndemnified Parties 6.09(a) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bIRS 3.09(b) KCC 3.05(b)(iv) KGCC 1.01(b) Legal Restraint 7.01(c) Liens 4.06(b3.02 Maximum Amount 6.09(c) Mergers 1.01(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a2.01(b)(ii) Merger Sub Preamble Multiemployer Plan 4.17(bMPSC 3.05(b)(iv) Order 4.04 Owned Intellectual Property Rights 4.15(bNRC 3.05(b)(iv) Owned Real Property 4.14(aOriginal Merger Agreement Recitals Original Merger Sub Preamble Parties Preamble Proxy Statement/Prospectus 6.01(a) Parent PUHCA 2005 3.20(a) Representatives 5.04(a) Required Consents 4.05(a) Required Statutory Approvals 4.05(b)(iii) SEC 3.05(b)(i) Securities Act 3.05(b)(i) Superior GPE Proposal 5.05(f)(ii) Superior Westar Proposal 5.04(f)(ii) Takeover Statute 3.13 Transaction Litigation 6.04 WARN 3.10 Westar Preamble Parent Westar Acquisition Proposal 8.04(e)(iAgreement 5.04(b) Parent Westar Adverse Recommendation Change 8.04(e)(ii5.04(b) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Westar Articles 3.01 Westar Articles of Merger 1.02 Westar Board Recitals Parent Westar Board Recommendation 5.02(b3.04 Westar Bylaws 3.01 Westar Common Stock 2.01(a)(ii) Parent Capitalization Date 5.05(aWestar Designees 6.06(a)(ii) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bWestar DRIP 5.01(a)(iv) Parent Westar Employee 6.10 Westar Equity Securities 3.03(b) Westar Exchange Ratio 2.01(b)(ii) Westar Financial Statements 3.06(a) Westar Insurance Policies 3.18 Westar Intervening Event 8.04(e)(iii5.04(f)(iii) Parent Plans 7.06(bWestar Merger 1.01(b) Parent SEC Documents 5.07(aWestar Merger Consideration 2.01(b)(ii) Parent Securities 5.05(bWestar Other Equity-Based Right 2.03(a)(iii) Parent Shares Trust 2.07(bWestar Preferred Stock 3.03(a) Parent Stock 5.05(aWestar Proceedings 5.03(a) Parent Stock Issuance Recitals Parent Stockholder Westar Projections 3.23 Westar Recommendation Change Notice 5.04(c) Westar Reports 3.06(a) Westar Represented Employee 6.10(b) Westar Required Consents 3.05(a) Westar Required Statutory Approvals 3.05(b)(iv) Westar Risk Management Guidelines 5.01(a)(xvii) Westar Shareholder Approval 5.02(a3.04 Westar Shareholders Meeting 3.04 Westar Subsidiaries 3.01 Westar Surviving Corporation 1.01(b) Parent Stockholder Meeting 5.02(aWestar Takeover Proposal 5.04(f)(i) Parent Subsidiary Securities 5.06(bWestar Termination Fee 8.02(b)(ii) Parent Superior Proposal 8.04(e)(ivWestar Voting Debt 3.03(b) Parties Preamble Party Preamble Permitted Liens 4.06(cWillful Breach 8.02(e)
1. ▇▇▇▇ ▇▇▇▇▇▇ will be appointed as the non-executive Chairman of the Holdco Board for a term of three years, effective as of, and conditioned upon the occurrence of, the Effective Time, and subject to his ability and willingness to serve. In the event that ▇▇. ▇▇▇▇▇▇ is unwilling or unable to serve as the Chairman of the Holdco Board as of the Effective Time, Westar shall designate a replacement from among the Westar Designees, following reasonable consultation with GPE, who shall be appointed by Holdco in accordance with the Holdco Restated Articles and Holdco Restated Bylaws as in effect as of the Effective Time.
2. If any GPE Designee is unable or unwilling to serve as a director of Holdco as of the Effective Time, GPE will designate a replacement, following reasonable consultation with Westar, which replacement shall be deemed a GPE Designee for all purposes of the Merger Agreement.
3. If any Westar Designee is unable or unwilling to serve as a director of Holdco as of the Effective Time, Westar will designate a replacement, following reasonable consultation with GPE, which replacement shall be deemed a Westar Designee for all purposes of the Merger Agreement.
4. As of the Effective Time, the initial standing Board committees of Holdco will consist of: (a) Premium Cap 7.04(ca Compensation Committee, (b) Proceedings 4.13 Real Property Leases 4.14(aan Audit Committee, (c) Registration Statement 4.09 Release 4.18(g)(iva Nominating and Governance Committee, (d) Representatives 5.14 a Finance Committee, and (e) a Nuclear Operations and Environmental Committee. In determining and recommending committee assignments, the Board will take into account, among other things, the skills and expertise of the directors, the needs of the committees, and the goal that committee workloads be distributed reasonably among the full Board. As of the Effective Time, the initial standing committees of the Holdco Board shall be composed of an equal number of directors from among each of the Westar Designees and GPE Designees. Holdco will not have any other Board committee (including any Executive Committee) as of the Effective Time, except to the extent mutually agreed upon by GPE and Westar, including agreement upon the initial chairperson of any such committee.
5. GPE will designate the initial chairpersons of the Compensation Committee, the Audit Committee and the Nuclear Operations and Environmental Committee, in each case, following reasonable consultation with Westar, and in each case subject to such individuals’ ability and willingness to serve. Westar will designate the initial chairpersons of the Nominating and Governance Committee and the Finance Committee, in each case, following reasonable consultation with GPE, and in each case subject to such individuals’ ability and willingness to serve. If any such designated chairperson is unable or unwilling to serve in such position as of the Effective Time, the party that designated such chairperson shall designate a replacement from among such party’s director designees, following reasonable consultation with the other party.
6. Westar will designate the initial lead independent director, following reasonable consultation with GPE, subject to such individual’s ability and willingness to serve. If the individual so designated as lead independent director is unable or unwilling to serve in such position as of the Effective Time, Westar will designate a replacement from among the Westar Designees, following reasonable consultation with GPE.
▇. ▇▇▇▇▇ ▇▇▇▇▇▇▇ will be appointed as the President and Chief Executive Officer of Holdco, effective as of, and conditioned upon the occurrence of, the Effective Time, and subject to his ability and willingness to serve.
2. In the event that ▇▇. ▇▇▇▇▇▇▇ is unwilling or unable to serve as the President and Chief Executive Officer of Holdco as of the Effective Time, GPE and Westar shall confer and mutually designate a President and Chief Executive Officer of Holdco, who shall be appointed by Holdco in accordance with the Holdco Restated Articles and Holdco Restated Bylaws as in effect as of the Effective Time. Each of the following individuals shall be appointed to the office set forth next to such individual’s name, to hold such office as of the Effective Time until his or her replacement is appointed in accordance with the Holdco Restated Bylaws or until his or her resignation or removal: Individual: Office: ▇▇▇▇▇ ▇▇▇▇▇▇ Executive Vice President and Chief Operating Officer ▇▇▇▇ ▇▇▇▇▇▇▇▇-▇ Executive Vice President, Strategy and Chief Administrative Officer ▇▇▇▇ ▇▇▇▇▇ Act 4.07(aExecutive Vice President and Chief Financial Officer ▇▇▇▇ ▇▇▇▇▇▇▇ Senior Vice President and Chief People Officer ▇▇▇▇▇ ▇▇▇▇▇▇▇ Senior Vice President, Marketing and Public Affairs and Chief Customer Officer ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Senior Vice President, General Counsel and Corporate Secretary In the event that any such individual(s) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iis (are) Tax Return 4.16(c)(iiunwilling or unable to serve in such officer position(s) Tax Sharing Agreements 4.16(c)(iiias of the Effective Time, GPE and Westar shall confer and mutually appoint other individual(s) Taxing Authority 4.16(c)(ito serve in such officer position(s). (Adopted as of ) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)The name of this corporation shall be MONARCH ENERGY HOLDING, INC.
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Sources: Agreement and Plan of Merger (Great Plains Energy Inc)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them defined for such terms in the corresponding section Sections set forth below: Acquisition Proposal 6.6(a) Articles of this Agreement: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) Merger 2.2 Agreement Preamble Alternative Acquisition Agreement 8.03(aAntitrust Law 6.7(b) Book-Entry Shares 2.05(cBalance Sheet 7.2(c) Balance Sheet Date 7.2(c) Benefit Plans 4.13(a) Board of Directors Recitals Board Recommendation 4.2 Capitalization Date 4.5(a) Certificate 2.05(c3.5(b) Certificate of Merger 2.03 2.2 Closing 2.02 2.2 Closing Date 2.02 Code Recitals 2.2 Commitment Letters 5.6 Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(aCommon Stock 3.1(a) Company Disclosure Letter Article 4 IV Company Indemnified Party 7.04(aPersonnel 6.1(a) Company Intervening Event 8.03(e)(iiiCosts 6.9(a) Company Material Contract 4.19(aDissenting Shares 3.4(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(cDOJ 6.7(b) Effective Time 2.03 End Date 10.01(b)(i2.2 Environmental Laws 4.17(b) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(aPermits 4.17(b) ERISA Affiliate 4.13(c) Excluded Shares 3.1(a) Existing Credit Facility 6.12 Financing 5.6 Foreign Plans 4.13(a) FTC 6.7(b) Indemnified Directors and Officers 6.9(a) Infringement 4.16(b)(iii) Key Employee 7.2(f) Leased Real Property 4.15(b) Licenses 4.11(a) Material Contract 4.10(b) Materials of Environmental Concern 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Recitals Merger Consideration 2.05(b) Merger Fund 2.08(a3.1(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) NASDAQ 4.4 Owned Real Property 4.14(a4.15(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iPayee 8.2(f) Parent Adverse Recommendation Change 8.04(e)(iiPaying Agent 3.5(a) Parent Alternative Acquisition Agreement 8.04(aPayor 8.2(f) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bProxy Statement 6.4(a) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(aLease 4.15(b) Registration Statement 4.09 Release 4.18(g)(ivRegulation S-K 4.7(b) Regulation S-X 4.7(a) Representatives 5.14 6.6(a) Requisite Stockholder Vote 4.2 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a4.11(b) Securities Act 4.03 SEC 3.5(a) SEC Reports 4.7(a) Shares 3.1(a) Stockholders Meeting 6.3 Superior Proposal 6.6(a) Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i2.1 Termination Date 8.1(c) Termination Fee 10.03(f)(ii8.2(b) Transaction Litigation 8.09 U.S. Company Plan 4.17(aWARN 4.14(b)
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Other Defined Terms. In addition, the following terms shall have the meanings ascribed to them in the corresponding section of this Agreement: Term Section Action 7.04(aAcquiring Party 5.16(d) Adjusted Stock Option 2.10(a) AEB Buyer 5.17 AEB Transaction 5.17 Agreement Preamble Allocation Principles 2.13 Alternative Acquisition Structure Reorganization 5.21 Antitrust Laws 3.3(b) Approvals 2.14(a) Assignment Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇and ▇▇▇▇ of Sale 2.8(a)(iii) Assumed Liabilities 2.6 Balance Sheet Date 3.5(a) Business Balance Sheet 3.5(a) Business Contracts 2.4(a) Business Financial Statements 3.5(a) Business Intellectual Property 2.4(b) Business Intellectual Property License. 5.16(b) Business Permits 3.11(b) Business Products. 5.16(a) Cap 9.2(b)(iii) Closing 2.3 Closing Adjustment 2.9 Closing Date 2.3 Closing Statement 2.9 COBRA 5.6 Confidential Business Information 5.3(b) Confidentiality Agreement 5.3(a) Covered Person 5.12(a) Cross License. 5.16(b) Current Business Employee 5.6(a) De Minimis Amount 9.2(b)(i) Deductible 9.2(b)(i) Dispute Notice 2.11(a) Exchange Act 4.07(a5.15 Excluded Assets 2.5 Final Allocation 2.13 Final Working Capital Statement 2.11(c) Securities Foreign Closing Documents 2.8(a)(iv) German Assets Purchase 6.4 German Purchased Assets 6.4 German Purchased VAT Receipt 6.4 German VAT Amount 6.4 Government Officials 3.18 Guarantees 5.7 Indemnified Party 9.4(a) Indemnifying Party 9.4(a) Inter-Company Contracts 3.15 Inventory 2.4(d) IP Materials 5.19 Land Division Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i5.18(a) Tax Return 4.16(c)(iiMaterial Contracts 3.10(a) Tax Sharing Agreements 4.16(c)(iiiMexican Exported Assets 6.3(a) Taxing Authority 4.16(c)(iMexican Exported Assets Purchase 6.3(a) Termination Fee 10.03(f)(iiMexican Exported VAT Receipt 6.3(a) Mexican Purchased Assets 6.3(b) Mexican Purchased Assets Purchase 6.3(b) Mexican Purchased VAT Receipt 6.3(b) Mexican VAT Amount 6.3(c) Non-Transferred Assets 2.14(d) OEM 2.14(b) OEM Program 2.14(b) Outside Date 8.1(d) Pre-Closing WC Claims 5.9(b) Proposed Reorganization 5.21 Purchase Price 2.2 Purchased Assets 2.4 Purchaser Preamble Purchaser 401(k) Plan 5.6(g) Purchaser Indemnified Parties 9.2(a) Purchaser Portion of the Shared Contract Liabilities 2.14(c) Purchaser’s Allocation 2.13 Regulation S-X 5.15 Resolution Period 2.11(b) Retained Business Products 5.16(b) Retained Intellectual Property 2.5(c) Retained Intellectual Property License. 5.16(a) Retained Liabilities 2.7 Review Period 2.11(a) Schedule Update Period 5.19 Seller Preamble Seller 401(k) Plans 5.6(g) Seller Indemnified Parties 9.3(a) Seller’s Allocation Notice 2.13 Shared Contract 2.14(c) Third Party Claim 9.4(a) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Recitals Transfer Taxes 6.2 Transferred Business Employee 5.6(a) Transferred Permits 2.4(e) Transition Period 5.6(b) VAT Treatment 6.7 WARN Act 3.14(g) Warranty Deductible 9.2(b)(ii) Workers Compensation Policies 5.9(b) Working Capital Adjustment 2.13 Working Capital Referee 2.11(c) Working Capital Statement 2.10
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Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Action 7.04(a) Adjusted Stock Option 2.10(aAccounting Principles 3.4(a) Agreement Preamble Alternative Acquisition Allocation Statement 2.8 Applicable Survival Period 8.1(c) Assigned Contracts 2.1(a) Assigned Equipment 2.1(d) Assumed Liabilities 2.3 Assumption Agreement 8.03(a2.7(a)(ii) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aof Sale 2.7(a)(i) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iBrand Preamble Business Preamble Buyer Preamble Buyer Closing Certificate 6.3(c) Tax Return 4.16(c)(iiBuyer Covered Losses 8.3(b) Tax Sharing Agreements 4.16(c)(iiiBuyer Deductible 8.3(b) Taxing Authority 4.16(c)(iBuyer Indemnitees 8.2(a) Termination Fee 10.03(f)(iiBuyer’s Deductions 5.14(b) Transaction Litigation 8.09 Cash Consideration 2.5 Closing 2.6 Closing Date 2.6 Covered Losses 8.2(b) Deductible 8.2(b) Equipment 2.2(d) Excluded Assets 2.2 Excluded Liabilities 2.4 Financial Data 3.4(a) Financing 4.5 GAAP 3.4(a) Intellectual Property Assignments 2.7(a)(iii) Losses 8.2(a) Manufacturing Agreement 2.7(a)(v) Notice of Claim 8.4(a) Purchase Price 2.5 Purchased Assets 2.1 Registered Business Intellectual Property 3.8(a) Returned Products 2.3(e) Section 1060 Forms 2.8 Seller Preamble Seller Closing Certificate 6.2(c) Seller Disclosure Schedule Preamble to Article III Seller Disclosure Schedule Supplement 5.2(b) Seller Indemnitees 8.3(a) Seller’s Deductions 5.14(a) Third Party Claim 8.4(a) Third Party Defenses 8.4(b) Transition Services Agreement 2.7(a)(iv) U.S. Company Plan 4.17(aRegistered Business Intellectual Property 3.8(b)
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them defined for such terms in the corresponding section of this AgreementSections set forth below: Term Section Action 7.04(aAcquisition Agreements 3.18(a)(ix) Adjusted Stock Option 2.10(aAffiliate Letter 2.4 Agent Expenses 7.3(f) Aggregate Consideration 2.1(e) Agreement Preamble Alternative Acquisition Agreement 8.03(aAppraisal Provisions 2.2(e) BookAppraisal Shares 2.2(e) By-Entry Shares 2.05(cLaws 1.5(b) Certificate 2.05(cof Incorporation 1.5(a) Certificate of Merger 2.03 1.3 Certificate 2.2(a) Closing 2.02 1.2 Closing Date 2.02 1.2 Closing Price 2.1(a) Closing Stockholder and Expense Schedule 2.1(g) Code Recitals Preamble Common Cash Amount 2.1(d) Common Exchange Ratio 2.1(d) Common Merger Consideration 2.1(d) Common Proceeds per Share 2.1(d) Common Stock 2.1(d) Company Preamble Company Acquisition Proposal 8.03(e)(i401(k) Company Adverse Recommendation Change 8.03(e)(iiPlan 5.8(b) Company Balance Sheet 4.11 3.8 Company Balance Sheet Date 4.10(aBoard 3.3(c) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(aClosing Certificate 2.1(g) Company Disclosure Letter Schedule Article 4 III Company Indemnified Party 7.04(aFinancial Statements 3.7 Company Permits 3.12 Company Plans 3.13(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(bStamp Tax Amount 5.12(a) Company Stock Option 2.10(a3.3(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(cConfidentiality Agreement 5.4 DGCL 1.1 Diluted Common Stock Number 2.1(g) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii1.3 Employee Incentive Pool 5.13 Equity Right 3.3(b) ERISA 4.17(a3.13(a) ERISA Affiliate 4.17(b3.13(a) Escrow Agent 2.3(a) Escrow Agreement 2.3(a) Escrow Amount 2.1(e) Escrow Cash Amount 2.1(e) Escrow Period 2.3(a) Escrow Stock Amount 2.1(e) Exchange Agent 2.08(aAct 4.5(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 Exon ▇▇▇▇▇▇▇▇▇ 3.6(b) Fairness Approval 5.5 First Step Merger Preamble Governmental Entity 3.6 (b) Indemnified Parties 7.2 (a) In-▇▇▇▇▇ Act 4.07(athe-Money Option 2.1 (g) Knowledge of the Company 3.10 Knowledge of Parent 4.5 (e) Laws 3.6 (a) Liabilities 3.8 Liens 3.2 Losses 7.2 (a) Material Contracts 3.18 (a) Maximum Number 2.1 (f) Merger Preamble Merger Consideration 2.2 (a) Merger Sub Preamble Option Pool Number 2.1 (g) Ordinary Shares 2.1 (a) Outside Date 8.1 (c) Ownership Percentage Interest 2.1 (e) Parent Preamble Parent Board 4.5 (e) Parent Disclosure Schedule Article IV Parent Plans 5.8 (c) Parent Stamp Tax Amount 5.12 (a) Parent SEC Documents 4.5 (a) Parent Subsidiaries 4.1 Post Closing 30-Day Period 2.3 (h)(ii) Preferred Stock 2.1 (c) Proceedings 3.10 Purchaser Representative 5.10 Record Date 6.2 (k) Retention Stock 5.13 SEC 4.5 (a) Second Step Merger 1.7 Section 262 2.2 (e) Securities Act 4.03 2.3 (h)(i) Securityholder Agent 7.3 (a) Series A Cash Amount 2.1 (a) Series A Exchange Ratio 2.1 (a) Series A Merger Consideration 2.1 (a) Series A Preferred Stock 2.1 (a) Series B Cash Amount 2.1 (b) Series B Exchange Ratio 2.1 (b) Series B Merger Consideration 2.1 (b) Series B Preferred Stock 2.1 (b) Series C Cash Amount 2.1 (c) Series C Exchange Ratio 2.1 (c) Series C Merger Consideration 2.1 (c) Series C Preferred Stock 2.1 (c) Series C Proceeds per Share 2.1 (c) Stockholder 2.1 (g) Stockholder Approval 3.4 Support Agreements Preamble Surviving Corporation 2.01 Company 1.1 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Opinions 5.15 Termination Fee 10.03(f)(ii8.2 (c) Third-Party Claim 7.2 (b) Transaction Litigation 8.09 U.S. Company Plan 4.17(aProposals 5.3 Transferred Employee 5.8 (c) Transfer Taxes 5.12 (a) Warrant 2.1 (g)
Appears in 1 contract
Sources: Merger Agreement (Verisity LTD)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Asset Purchase Agreement set forth below: Term Section Accounting Principles 2.6(a)(i) Action 7.04(a4.15(a) Adjusted Stock Option 2.10(aAllocation Statement 2.7 Applicable Survival Period 10.1(d) Asset Purchase Agreement Preamble Alternative Acquisition Assigned Contracts 2.1(e) Assignment and Assumption Agreement 8.03(a3.2(c) Book-Entry Shares 2.05(cAssumed Liabilities 2.3 Base Amount 2.6(a)(ii) Business Authorizations 4.7(a) Buyer Preamble Buyer Closing Certificate 2.05(c8.3(c) Certificate of Merger 2.03 Buyer Indemnitees 10.2(a) Buyer Restricted Business 6.8(b) Buyer Warranty Losses 10.2(b) Cash Consideration 2.5(a) CERCLA 4.18(a)(iv) Closing 2.02 3.1 Closing Consideration 2.5(b) Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i3.1 Closing Equipment Part Inventory Amount 2.6(a)(iii) Company Adverse Recommendation Change 8.03(e)(iiClosing Equipment Part Inventory Statement 2.6(a)(iv) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aCOBRA 7.3(i) Company Board Recommendation 4.02(bConfidentiality Agreement 6.3 Consents 4.3(a) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(iEnvironment 4.18(a)(i) Environmental Claim 4.18(g)(iAction 4.18(a)(ii) Environmental Law 4.18(g)(iiClean-up Site 4.18(a)(iii) ERISA 4.17(aEnvironmental Laws 4.18(a)(iv) ERISA Affiliate 4.17(bEnvironmental Permit 4.18(a)(v) Exchange Escrow Agent 2.08(a3.3(a) Exchange Ratio 2.05(bEscrow Agreement 3.2(a) Exchanged Amounts 2.08(b)(iEscrow Fund 3.3(a) Foreign Company Plan 4.17(aExcluded Assets 2.2 Excluded Contracts 2.2(e) Fractional Share Cash Amount 2.07(bExcluded Liabilities 2.4 Facility Preamble Hazardous Substances 4.18(a)(vi) GAAP 4.06(cIn-Bound Licenses 4.11(a) Hazardous Substance 4.18(g)(iiiInsured Real Properties 8.2(g) HSR Act 4.03 Intellectual Property Rights 4.15(aLicense Agreement 3.2(d) internal controls 4.07(bLosses 10.2(a) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bMaterial Contracts 4.13(b) Liens 4.06(bNoncompetition Period 6.8(a) Merger 2.01 Merger Consideration 2.05(bNotice of Claim 10.5(a) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(aOption Agreement 2.5(b) Parent Preamble Parent Acquisition Personal Property 4.8(a) Policies 4.19(a) Post-Closing Tax Period 7.4(b) Pre-Closing Tax Period 7.4(b) Proposal 8.04(e)(i6.9(a) Parent Adverse Recommendation Change 8.04(e)(iiPurchase Price 2.5(a) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Purchased Assets 2.1 Real Property Leases 4.14(a4.10(a) Registration Statement 4.09 Release 4.18(g)(iv4.18(a)(vii) Representatives 5.14 6.3 Restricted Contract 2.8(a) Seller Preamble Seller Benefit Plans 4.16(a) Seller Closing Certificate 8.2(c) Seller Disclosure Schedule Article IV Seller Employees 7.3(f) Seller Fundamental Covenants 10.2(c) Seller Indemnitees 10.3(a) Seller Restricted Business 6.8(a) Seller Warranty Losses 10.3(b) Special Warranty Deed 3.2(e) Third Party Claim 10.5(a) Third Party Defense 10.5(b) Transferred Employees 7.3(b) Transferred Vacation Benefits 7.3(c) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Farms Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)6.10
Appears in 1 contract
Sources: Asset Purchase Agreement (Integrated Device Technology Inc)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Acceleration Milestones 2.5(b)(i) Acceleration Milestone Period 2.5(b)(i) Action 7.04(a3.13 Agreement Preface Allocation Certificate 8.2(d) Adjusted Stock Option 2.10(aAssignment and Assumption Agreement 8.2(p) Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Assumed Liabilities 2.2 Business Recitals Closing 2.02 2.6 Closing Date 2.02 2.6 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(iCommon Stock Consideration 2.4(a) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Preface Company Disclosure Letter Article 4 Schedule ARTICLE III Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b3.11(a) Owned Real Property 4.14(aCompany Plans 3.17(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iCompany Shares 3.2(a) Parent Adverse Recommendation Change 8.04(e)(iiCompany Stockholders Preface Confidentiality Agreement 7.8 Consideration 2.4(b) Parent Alternative Acquisition Converted Common Shares 2.5(a) DGCL 5.8 Employment Agreement 8.04(a5.2 Escrow Agent 9.2(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bEscrow Agreement 2.7 Escrow Amount 2.7 Escrow Fund 9.2(a) Parent Capitalization Date 5.05(aExchange Act 4.4(b) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bExcluded Assets 2.1 GAAP 4.5(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇General Assignment and ▇▇▇▇ Act 4.07(aof Sale 8.2(o) In-Bound Licenses 3.11(c) Indemnified Party or Indemnified Parties 9.2(b) Key Employees 6.1 Liabilities 3.6 Licensed Intellectual Property 3.11(c) Loss or Losses 9.2(b) MEWA 3.17(a) Noncompetition Agreements 5.3 Offer Letter 6.1 Officer’s Certificate 9.2(c) Option Plan Amendment 6.2 Orion Recitals Party or Parties Preface Parent Preface Parent Advisors 5.5 Parent Option Plan 6.2 Parent SEC Reports 4.5(a) Parent Stockholder Approval 6.3(a) Parent Stockholders’ Meeting 6.3(a) Preferred Stock Consideration 2.4(b) Preliminary Proxy Statement 6.3(b) Proxy Statement 6.3(b) Purchased Assets 2.1 Purchaser Preface Regulation D 5.1 Required Consents 8.2(k) Retained Liabilities 2.3 Schedule of Assets and Liabilities 3.5(a) Schedule of Assets and Liabilities Date 3.5(a) SEC 4.5(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i4.5(a) Tax Return 4.16(c)(iiSeries A Convertible Preferred Stock 4.2 Series B-1 Convertible Preferred Stock 4.2 Series B-2 Convertible Preferred Stock 4.2 Series C Convertible Preferred Stock 4.2 Series D Convertible Preferred Stock 4.2 Stockholder Representative 9.2(e) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(iiSurvival Period 9.1 Threshold Amount 9.2(c) Transaction Litigation 8.09 U.S. Company Plan 4.17(aExpenses 7.4 Transferred Approvals 2.1(b)(v) Transferred Contracts 2.1(b)(ii) Transitioned Employees 6.4 VEBA 3.17(a)
Appears in 1 contract
Sources: Asset Purchase Agreement (Oxygen Biotherapeutics, Inc.)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them defined for such terms in the corresponding section of this AgreementSections set forth below: Term Section Action 7.04(aAssets 2.2 Assumed Liabilities 2.4(a) Adjusted Stock Option 2.10(aBusiness Recital A Business Customers 4.12(c) Agreement Preamble Alternative Acquisition Agreement 8.03(aBusiness Financial Statements 4.9 Business IP Employees 4.11(h) Book-Entry Shares 2.05(cBusiness Patent Applications 4.11(c)(i) Certificate 2.05(cCalifornia Bulk Sales Act 4.8 Cash Payment 2.6 Claim Notice 12.3(b)(i) Certificate of Merger 2.03 Closing 2.02 3.1 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i3.1 COBRA 4.11(e) Company Adverse Recommendation Change 8.03(e)(iiCopyrights 4.11(a)(iii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aDeducted Amount 12.4 [**] Defenses and Claims 2.4(b) Company Board Recommendation 4.02(bDisputed Claim 12.3(c) Company Capitalization Date 4.05(a[**] Domain Names 4.11(a)(v) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(aEGM Circular 7.7(a) ERISA Affiliate 4.17(b4.21(a) Exchange Earn-Out 2.6(b) Earn-Out Payments 2.6(b) Escrow Agent 2.08(a13.2 Excluded Assets 2.3 Excluded Liabilities 2.5 Expiration Date 12.1(b) Exchange Ratio 2.05(bExtraordinary General Meeting 7.8 Financing Claims 8.1 HIPAA 4.21(e) Exchanged Amounts 2.08(b)(iIndemnification Floor 12.2(c)(i) Foreign Company Plan 4.17(aIndemnifiable Losses 12.2(b) Fractional Share Cash Amount 2.07(b[**] Indemnification Claim 12.2(c) GAAP 4.06(cIndemnified Party 12.2(c)(i) Hazardous Substance 4.18(g)(iiiIndemnifying Party 12.2(c)(i) HSR Act 4.03 Indemnity Notice 12.3(a) Initial Allocation 2.7(a) Intellectual Property Rights 4.15(a4.11 Issued Patents 4.11(a)(i) internal controls 4.07(bJAMS 12.3(b) Joint Proxy Statement 4.09 Licensed Master Lease 4.13 Parent Financial Statements 5.10(a) Parent’s Confidential Information 8.1 Parent’s Indemnifiable Losses 12.2(a) Patent Applications 4.11(a)(ii) [**] [**] [**] [**] [**] Patents 4.11(a)(ii) Property Taxes 10.3 Purchase Price 2.6 Purchaser Compliance Certificate 9.2(a) Purchaser Group 12.2(a) Release Date 13.3(b) Returns 4.20 Revised Allocation 2.7(a) Right of Offset 12.4 Seller Compliance Certificates 9.3(a) Seller Employee Plans 4.21(a) Seller Financial Statements 4.9(c) Seller Group 12.2(b) Seller Intellectual Property Rights 4.15(b4.11(c) Liens 4.06(bSeller International Employee Plans 4.21(a) Merger 2.01 Merger Consideration 2.05(bSeller’s Indemnified Persons 8.1 Seller’s Indemnifiable Losses 12.2(b) Merger Fund 2.08(aSeller SEC Documents 4.9(c) Merger Sub Preamble Multiemployer Plan 4.17(bTermination Date 13.3(a) Order 4.04 Owned Third Party Claim 12.3(b)(i) Third Party Intellectual Property Rights 4.15(b4.11(d) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(iiTrademarks 4.11(a)(iv) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Recital B Transaction Agreements 4.3 Transaction Taxes 10.3(a) Undisputed Claim 12.4 [**]
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a4.11(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aAllocation Statement 2.5 Applicable Survival Period 10.1(d) Book-Entry Shares 2.05(cAssigned Contracts 2.1(c) Assumed Liabilities 2.2 Business 4.8(g) Buyer Preamble Buyer Closing Certificate 2.05(c8.3(c) Certificate of Merger 2.03 Buyer Common Stock 2.4 Buyer Disclosure Schedule Preamble Article V Buyer Indemnitees 10.2(a) Buyer Warranty Losses 10.2(b) CERCLA 4.12(a)(iv) Closing 2.02 3.1 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i3.1 Confidentiality Agreement ??? Consents 4.3(a) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(iEnvironment 4.12(a)(i) Environmental Claim 4.18(g)(iAction 4.12(a)(ii) Environmental Law 4.18(g)(iiCleanup Site 4.12(a)(iii) ERISA 4.17(aEnvironmental Laws 4.12(a)(iv) ERISA Affiliate 4.17(bEnvironmental Permit 4.12(a)(v) Exchange Agent 2.08(aExcluded Liabilities 2.3 Hazardous Substances 4.12(a)(vi) Exchange Ratio 2.05(bLosses 10.2(a) Exchanged Amounts 2.08(b)(iNoncompetition Period 6.8(a) Foreign Company Plan 4.17(aNondisclosure Agreements 4.9(c) Fractional Share Cash Amount 2.07(bNotice of Claim 10.4(a) GAAP 4.06(cPCBs 4.21(i) Hazardous Substance 4.18(g)(iiiPolicies 4.22(a) HSR Act 4.03 Intellectual Property Rights 4.15(aPost-Closing Tax Period 7.5(b) internal controls 4.07(bPre-Closing Tax Period 7.5(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bProprietary Information 4.9(a) Liens 4.06(bPurchase Price 2.4(a) Merger 2.01 Merger Consideration 2.05(bPurchase Price Shares 2.4(a) Merger Fund 2.08(aPurchased Assets 2.1 RCRA 4.12(a)(iv) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv4.12(a)(vii) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a6.3 Restricted Business 6.8(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iRestricted Contract 2.6(a) Tax Return 4.16(c)(iiSection 1060 Forms 2.5 Seller Closing Certificate 8.2(c) Tax Sharing Agreements 4.16(c)(iiiSeller Disclosure Schedule Preamble Article IV Seller Group Recitals Seller Indemnitees 10.3(a) Taxing Authority 4.16(c)(iSeller Warranty Losses 10.3(b) Termination Fee 10.03(f)(iiThird Party Claim 10.4(a) Transaction Litigation 8.09 U.S. Company Plan 4.17(aThird Party Defense 10.4(b)
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Acquired Companies’ 2005-2007 Financial Statements 3.5 Acquired Companies’ Interim Financial Statements 3.5 Acquired Company Benefit Plans 3.19(b) Acquired Company Intellectual Property 3.15(e) Acquired Company Owned Intellectual Property 3.15(b) Acquired Company Registered Items 3.15(f) Acquisition 2.1 Action 7.04(a3.18(a) Adjusted Stock Option 2.10(aADSP 6.3(d)(iii) Affected Employee 6.4(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aApplicable Survival Period 8.1(d) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Audited Consolidated Financial Statements 3.5 Balance Sheet 4.11 Company 3.5 Balance Sheet Date 4.10(a3.5 Buyer Preamble Buyer 401(k) Company Board Recommendation 4.02(bPlan 6.4(c)(i) Company Capitalization Buyer Disclosure Schedule Preamble to Article IV Buyer Indemnitees 8.2 CERCLA 3.22(iv) Closing 2.2 Closing Date 4.05(a2.2 COBRA 6.4(f) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(aConsents 3.4(a) Company Intervening Event 8.03(e)(iiiCopyrights 3.15(a) Company Material Contract 4.19(aCurrent Products 3.7 Election Allocations 6.3(d)(iii) Company Plan 4.17(aElection Corporation 6.3(d)(iii) Company Real Property 4.14(aElection Notice 8.10(b) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(iEnvironment 3.21(a)(i) Environmental Claim 4.18(g)(iAction 3.21(a)(ii) Environmental Law 4.18(g)(iiClean-up Site 3.21(a)(iii) ERISA 4.17(aEnvironmental Laws 3.21(a)(iv) ERISA Affiliate 4.17(bEnvironmental Permits 3.21(a)(v) Exchange Agent 2.08(aFinancial Statements 3.5 Hazardous Substances 3.21(a)(vi) Exchange Ratio 2.05(bHIPAA 6.4(f) Exchanged Amounts 2.08(b)(iIn-Bound Licenses 3.15(c) Foreign Company Plan 4.17(aInform Group 5.2(a)(i) Fractional Share Cash Amount 2.07(bIntellectual Property 3.15(a) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a3.15(a) internal controls 4.07(bInterim Balance Sheet 3.5 Interim Balance Sheet Date 3.5 Lease 3.14(b) Joint Proxy Statement 4.09 Licensed Intellectual Leased Personal Property Rights 4.15(b3.12(c) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Leased Real Property 4.14(a3.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iLiabilities 3.6 Losses 8.2 Marks 3.15(a) Parent Adverse Recommendation Change 8.04(e)(iiMaterial Contracts 3.17(b) Parent Alternative Acquisition Names 6.7 Noncompetition Period 5.2(a) Nondisclosure Agreement 8.04(a3.15(i) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bNotice of Claim 8.5(a) Parent Capitalization Date 5.05(aOut-Bound Licenses 3.15(d) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bPatents 3.15(a) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(aPCBs 3.21(i)
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Other Defined Terms. In additionaddition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms shall have has the meanings ascribed to them respective meaning specified in the corresponding section of this AgreementSection set forth opposite such term below: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) Agreement Preamble Alternative Acquisition Agreement 8.03(a) Articles of Merger 1.03 Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.05(c2.02(b)(i) Cash Consideration 2.01(a)(ii) Certificate 2.05(c2.02(b)(i) Certificate of Merger 2.03 Closing 2.02 1.04 Closing Date 2.02 Code Recitals 1.04 Commitment Letter 4.10 Company Preamble Company Acquisition Proposal 8.03(e)(iAgreement 5.03(b) Company Adverse Recommendation Change 8.03(e)(ii5.03(b) Company Balance Sheet 4.11 Articles 3.01 Company Balance Sheet Date 4.10(a) Board Recitals Company Board Recommendation 4.02(b) 3.04 Company Capitalization Date 4.05(aBylaws 3.01 Company Common Stock 2.01(a)(i) Company Disclosure Letter Article 4 III Company DRIP 5.01(a)(iv) Company Employee 6.10(a) Company Financial Statements 3.06(a) Company Indemnified Party 7.04(aParties 6.09(a) Company Intervening Event 8.03(e)(iii5.03(f)(iii) Company Material Contract 4.19(aProjections 3.22 Company Recommendation Change Notice 5.03(c) Company Plan 4.17(aReports 3.06(a) Company Real Property 4.14(aRequired Consents 3.05(a) Company Restricted Share 2.10(bRequired Statutory Approvals 3.05(b)(iv) Company SEC Documents 4.07(aRisk Management Guidelines 5.01(a)(xvii) Company Securities 4.05(bShareholder Approval 3.04 Company Shareholders Meeting 3.04 Company Subsidiaries 3.01 Company Takeover Proposal 5.03(f)(i) Company Stock Option 2.10(aTermination Fee 8.02(b)(ii) Company Stockholder Approval 4.02(aVoting Debt 3.03(b) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bConfidentiality Agreement 6.02(b) Company Superior Proposal 8.03(e)(ivConsent 3.05(b) Competition Laws 4.03 Continuation Period 7.06(a6.10(a) Contract 4.04 D&O Insurance 7.04(cControlled Group Liability 3.09(d) Debt Letters 4.10 Term Section DFS Provisions 9.07 Dissenting Shares 2.04(a) Effective Time 2.03 1.03 End Date 10.01(b)(i8.01(b)(i) Environmental Claim 4.18(g)(iPermit 3.14(a)(i) Environmental Law 4.18(g)(iiEquity Securities 3.03(b) ERISA 4.17(a) ERISA Affiliate 4.17(bExchange Act 3.05(b)(i) Exchange Agent 2.08(a2.02(a) Exchange Fund 2.02(a) Exchange Ratio 2.05(b2.01(a)(ii) Exchanged Amounts 2.08(b)(iFERC 3.05(b)(iv) Foreign Filed Company Plan 4.17(aContract 3.15(a) Fractional Share Cash Amount 2.07(bFiling 3.05(b) Final Order 7.01(b) Financing 4.10 Financing Parties 5.05(b) Financing Source Parties 9.07 Form S-4 6.01(a) FPA 3.05(b)(iv) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii3.06(a) HSR Act 4.03 Intellectual Property Rights 4.15(a3.05(b)(ii) internal controls 4.07(bInsurance Policies 3.18 IRS 3.09(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bKCC 3.05(b)(iv) KGCC 1.02 Legal Restraint 7.01(c) Liens 4.06(b3.02 Maximum Amount 6.09(c) Merger 2.01 1.02 Merger Consideration 2.05(b) Merger Fund 2.08(a2.01(a)(ii) Merger Sub Preamble Multiemployer Plan 4.17(bNRC 3.05(b)(iv) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(aOther Equity-Based Right 2.03(c) Parent Preamble Parent Acquisition Proposal 8.04(e)(iAgreement 5.04(b) Parent Adverse Recommendation Change 8.04(e)(ii5.04(b) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) 4.04 Parent Capitalization Date 5.05(aCharter Approval 4.04 Parent Common Stock 2.01(a)(ii) Parent Disclosure Letter Article 5 IV Parent Excess Shares 2.07(bEquity Securities 4.03(b) Parent Fiduciary Out Termination Fee 8.02(b)(iii) Parent Financial Statements 4.06(a) Parent Intervening Event 8.04(e)(iii5.04(f)(iii) Parent Plans 7.06(bNo Vote Termination Fee 8.02(b)(vi) Term Section Parent Preferred No Par Stock 4.03(a) Parent SEC Documents 5.07(aPreferred Par Value Stock 4.03(a) Parent Securities 5.05(bPreference Stock 4.03(a) Parent Shares Trust 2.07(bProjection 4.17 Parent Recommendation Change Notice 5.04(c) Parent Stock 5.05(aReports 4.06(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(aRequired Consents 4.05(a) Parent Stockholder Meeting 5.02(aRequired Statutory Approvals 4.05(b)(iii) Parent Subsidiary Securities 5.06(bShareholder Approval 4.04 Parent Shareholders Meeting 4.04 Parent Subsidiaries 4.01 Parent Termination Fee 8.02(b)(i) Parent Superior Takeover Proposal 8.04(e)(iv5.04(f)(i) Parent Utilities 4.14(b) Parent Voting Debt 4.03(b) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(cPreferred Stock 3.03(a) Proceedings 4.13 Real Property Leases 4.14(a5.02 Proxy Statement/Prospectus 6.01(a) Registration Statement 4.09 Release 4.18(g)(ivPUHCA 2005 3.19(a) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a5.03(a) Represented Employee 6.10(b) Required Consents 4.05(a) Required Statutory Approvals 4.05(b)(iii) SEC 3.05(b)(i) Securities Act 4.03 3.05(b)(i) Stock Consideration 2.01(a)(ii) Substitute Financing 5.05(e) Superior Company Proposal 5.03(f)(ii) Superior Parent Proposal 5.04(f)(ii) Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) 1.02 Takeover Statute 3.13 Transaction Litigation 8.09 U.S. Company Plan 4.17(a)6.04 WARN 3.10 Willful Breach 8.02(e) Parent agrees that the initial application submitted to the Kansas Corporation Commission with respect to the Merger will include specific commitments and agreements consistent with the items set forth below. Although the Merger is not subject to an approval proceeding in Missouri, Parent would expect to make similar commitments and agreements for the benefit of the Missouri customers of its utility subsidiaries in the context of future rate case proceedings of its utility subsidiaries before the Missouri Public Service Commission.
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Action 7.04(aAgreement Introductory Paragraph Agribotix L▇▇ Recitals Allocation Statement 3.5 Annual Financial Statements 4.4(a)(i) Adjusted Stock Option 2.10(aAssignment and Assumption Agreement 2.3(c)(ii) Agreement Preamble Alternative Acquisition Agreement 8.03(aAssignment and Assumption of Lease 2.3(c)(iv) Book-Entry Shares 2.05(cAssumed Contracts 2.1(a)(ii)
(a) Certificate 2.05(cAverage Price 3.1(d)(i) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company 4.4(a)(ii) Balance Sheet Date 4.10(a4.4(a)(ii) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇B▇▇▇ Act 4.07(aof Sale 2.3(c)(i) Securities Act 4.03 Surviving Corporation 2.01 Books and Records 2.1(a)(xi) Business Recitals Business Authorization 4.11(b) Cash Consideration 3.1(a) Closing 2.3(a) Closing Cash Consideration 3.1(d)(ii) Closing Consideration Amount 3.1(d) Closing Date 2.3(a) Closing Escrow Shares 2.3(e)(i) Closing Parent Shares 3.1(d)(i) COBRA 6.7(d) Consent 4.3(a) Deductible 9.2 Definitive Agreement Installment 2.6 Disclosure Schedules Article IV Earn-out Revenue 3.4(a)
(a) Equipment 2.1(a)(i) Escrow Cash Definition of Escrow Amount Escrow Fund 9.6(a) Escrow Period 9.6(c) Exchange Agreement 3.1(c) Exchange Parent Shares 3.1(c) Excluded Assets 2.1(b) Excluded Liabilities 2.2(b) Export Control and Import Laws 4.19(a) Financial Statements 4.4(a)(ii) First Cut-Off Date 9.1(a) General Cap 9.2 Indemnified Party 9.4(a) Indemnifying Party 9.4(a) Insurance Policies 4.18 Interim Financial Statements 4.4(a)(ii) Intellectual Property Assignment 2.3(c)(iii) Inventory 2.1(a)(iv) IP Rights Assignment Agreement 4.9(b) Joint Venture Operating Agreement 2.1(a)(xvi) Leased Equipment 2.1(a)(i) Leased Real Property 4.4(b) Leases 4.4(b) LOI Advance 3.1(a) Losses 9.2(a) Material Customers 4.17(a) Material Suppliers 4.17(b) Maximum Cap 9.2(d) Notice of Claim 9.4(a) Owned Equipment 2.1(a)(i) Parent Common Stock 3.1(d)(i) Party Introductory Paragraph Payoff Letter 2.3(b) Post-Closing Cash Consideration 3.1(e)(ii) Post-Closing Consideration Amount 3.1(e) Post-Closing Escrow Shares 3.3(a)(i) Post-Closing Parent Shares 3.1(e)(i) Post-Closing Tax 4.16(c)(iPeriod 6.8(a) Pre-Closing Tax Return 4.16(c)(iiPeriod 6.8(a) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Pro Rata Share 6.14
Appears in 1 contract
Sources: Asset Purchase Agreement (AgEagle Aerial Systems Inc.)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them meaning set forth in the corresponding section of this AgreementSections set forth below: Defined Term Section Acquisition Proposal 6.05(e) Action 7.04(a) Adjusted Stock Option 2.10(a) 3.09 Affiliate Transactions 3.20 Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 1.03 Certificates 2.04(b) Change in Board Recommendation 6.05(c) Change in Control Agreement 3.10(c) Closing 2.02 1.02 Closing Date 2.02 1.02 Code Recitals 3.10(b) Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aApprovals 3.05(b) Company Board Recitals Company Board Recommendation 4.02(b3.04(b) Company Capitalization Date 4.05(aCommon Stock 2.01(a) Company Disclosure Letter Schedule Article 4 III Company Indemnified Party 7.04(aPermits 3.06(a) Company Intervening Event 8.03(e)(iiiPreferred Stock 3.03(a) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(bRights Agreement 3.03(b) Company Stock Option 2.10(a2.02(a) Company Stockholder Approval 4.02(aStock Option Plans 2.02(a) Company Stockholder Stockholders’ Meeting 6.02 6.03 Company Subsidiary Securities 4.06(bTermination Fee 8.03(d) Company Superior Proposal 8.03(e)(ivConfidentiality Agreement 6.04(b) Competition Laws 4.03 Continuation Period 7.06(aContracts 3.05(a) Contract 4.04 D&O Insurance 7.04(cCustomers 3.21(a) DGCL 1.01 Dissenting Shares 2.05(a) Effective Time 2.03 End Date 10.01(b)(i1.03 Employee 6.07(a) Environmental Claim 4.18(g)(iLaws 3.15(c)(i) Environmental Law 4.18(g)(iiPermits 3.15(c)(ii) ERISA 4.17(a3.10(a) ERISA Affiliate 4.17(b3.10(b) Exchange Agent 2.08(aAct 3.05(b) Exchange Ratio 2.05(bFund 2.04(a) Exchanged Amounts 2.08(b)(iExpenses 8.03(a) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(bFPS Customers 3.16(b)(ix) GAAP 4.06(c3.07(b) Governmental Entity 3.05(b) Hazardous Substance 4.18(g)(iiiSubstances 3.15(c)(iii) HSR Act 4.03 3.05(b) Indemnified Party 6.06(b) Independent Committee 3.04(a) Independent Committee Recommendation 3.04(b) Intellectual Property Rights 4.15(a3.13 In-the-Money Option 2.02(a) internal controls 4.07(bDefined Term Section IRS 3.10(a) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bLeased Real Properties 3.12(b) Liens 4.06(bLien 3.05(a) Material Adverse Effect 3.01(c) Material Contract 3.16(b) Measurement Date 3.03(a) Merger 2.01 Recitals Merger Co Preamble Merger Consideration 2.05(b2.01(a) Merger Fund 2.08(aMROP Customers 3.16(b)(ix) Merger Sub Preamble Multiemployer Plan 4.17(b3.10(b) Order 4.04 Owned Intellectual Property Rights 4.15(bMultiple Employer Plan 3.10(b) Nasdaq 3.05(b) Notice of Superior Proposal 6.05(b) OFAC 3.06(d) Other Filings 6.01 Other Contemplated Transactions 3.04(a) Owned Real Property 4.14(a3.12(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iApprovals 4.03(b) Parent Adverse Recommendation Change 8.04(e)(iiBenefit Programs 6.07(a) Parent Alternative Acquisition Agreement 8.04(aRetiree Medical Programs 6.07(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bTermination Fee 8.03(e) Parent Capitalization Date 5.05(aWelfare Benefit Plans 6.07(c) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bPaying Agent 2.02(a) Parent Intervening Event 8.04(e)(iiiPer Share Merger Consideration 2.01(a) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c3.12(a) Premium Cap 7.04(cPlans 3.10(a) Proceedings 4.13 Platinum Recitals Platinum Fee 3.25 Platinum Merger Agreement Recitals Proxy Statement 6.01 Real Property Leases 4.14(aLease 3.12(b) Registration Statement 4.09 Release 4.18(g)(ivRecommendation 3.04(b) Representatives 5.14 ▇6.04(a) Restricted Shares 2.02(b) Rights 3.03(b) S▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a3.06(c) SDNs 3.06(e) SEC 3.07(a) SEC Reports 3.07(a) Securities Act 4.03 3.07(a) Shares 2.01(a) Solvent 4.12 Stockholder Approval 3.04(c) Subsidiary 3.01(a) Superior Proposal 8.01 Suppliers 3.21(b) Surviving Corporation 2.01 1.01 Takeover Laws 3.19 Tax 4.16(c)(ior Taxes 3.14(f)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(iReturns 3.14(f)(ii) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Date 8.01
Appears in 1 contract
Sources: Merger Agreement (King Luther Capital Management Corp)
Other Defined Terms. In additionThe following capitalized terms, as used in the following terms shall Agreement, have the respective meanings ascribed given to them in the corresponding section of this AgreementSection as set forth below adjacent to such terms: Term Section Action 7.04(aTerm Section AAA 9.9 Indemnified Party 6.2(b) Adjusted Stock Option 2.10(aAAA Procedures 9.9 Indemnifying Party 6.2(b) Agreement Preamble Alternative Acquisition Agreement 8.03(aIndemnity Escrow Account 1.9(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate Articles of Merger 2.03 Closing 2.02 Closing 1.2 Indemnity Escrow Shares 1.9(a) Balance Sheet Date 2.02 Code 3.5(a) Interim Period 5.1(a) Bank Account 3.21 Letter of Transmittal 1.10(a) Basket 6.4(a) Loss 6.2 Cap 6.4(a) Merger Recitals Company Preamble Merger Sub Preamble Company Acquisition Proposal 8.03(e)(iBenefit Plans 3.18(a) NRS Recitals Company Adverse Recommendation Change 8.03(e)(iiCertificates 1.10(a) Company Balance Sheet 4.11 Company Balance Sheet Outside Date 4.10(a8.1(b) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a6.2(b) Owned IP 3.11(a) Company Intervening Event 8.03(e)(iiiIndemnifying Party 6.2(a) Pending Claims 1.9(b) Company Material Contract 4.19(aSoftware 3.11(b) Pro Rata Share 1.4 Company Plan 4.17(aSpecial Meeting 5.7(a) Proxy Statement 5.7(a) Company Real Property 4.14(aLeases 3.9 Purchaser Preamble Claim Notice 6.5(b) Company Restricted Share 2.10(bPurchaser Indemnified Party 6.2(a) Company SEC Documents 4.07(aClick Wrapped Software 3.11(b) Company Securities 4.05(bPurchaser Indemnifying Party 6.2(b) Company Stock Option 2.10(aClosing 2.1 Purchaser Intellectual Property 4.14 Closing Date 2.1 Purchaser Special Meeting 5.7(a) D&O Indemnified Party 5.12(a) Purchaser Material Adverse Effect 4.1 D&O Indemnifying Party 5.12(b) Registration Statement 5.7(a) Dispute 9.9 Related Person 3.20 Distribution Escrow Account 1.9(a) Required Company Stockholder Approval 4.02(a7.1(c) Company Distribution Escrow Shares 1.9(a) Required Purchaser Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(bApproval 7.1(b) Exchange Agent 2.08(a1.10(a) Exchange Ratio 2.05(bResolution Period 9.9 Effective Time 1.2 SEC Reports 4.5(a) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Expenses 9.2 Stockholder Merger Consideration 2.05(b1.4 Escrow Agent 1.9(a) Merger Fund 2.08(aStockholder Representative Preamble
(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)1.1
Appears in 1 contract
Sources: Merger Agreement
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Action 7.04(aAcceptance Date 1.01(a) Adjusted Stock Option 2.10(aAcquired Companies 4.10(a) Acquisition Agreement 6.02(d) Acquisition Proposal 6.02(a) Adverse Recommendation Change 6.02(d) Adverse Recommendation Change Notice 6.02(e) Agreement Preamble Alternative Acquisition Agreement 8.03(aPreface Arrangements 4.11(o) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate Articles of Merger 2.03 2.02 Authorizations 4.09 Certificates 3.02(b) Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Preface Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(iiBalance Sheet 4.04(a) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a4.04(a) Company Board Recommendation Benefit Plan 4.11(a) Company Common Stock Recitals Company Compensation Committee 4.11(o) Company Equity Interests 4.02(b) Company Capitalization Date 4.05(aFinancial Advisor 4.07 Company Financial Statements 4.04 Company Leases 4.14 Company Letter Preamble Article IV Company Material Contracts 4.13(b) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(aOwned Intellectual Property 4.16(b) Company Intervening Event 8.03(e)(iiiPermits 4.09(a) Company Material Contract 4.19(aPersonnel 4.10(k) Company Plan Preferred Stock 4.02(a) Company Product 4.17(a) Company Real Property 4.14(aRecommendations 1.02(a) Company Registered Items 4.16(f) Company Restricted Share 2.10(bShares 2.08(a)(ii) Company SEC Documents 4.07(aReports 4.04(b) Company Securities 4.05(bShareholders Recitals Company Shareholder Approval 4.19(c) Company Stock Option 2.10(a2.08(a)(i) Company Stockholder Approval 4.02(aSupport Agreements Recitals Confidentiality Agreement 6.02(b) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bCopyrights 4.16(a) Company Superior Proposal 8.03(e)(ivCounterproposal 6.02(e) Competition Laws 4.03 Continuation Period 7.06(aCovered Securityholder 4.11(o) Contract 4.04 D&O Insurance 7.04(cDissenting Shares 3.01 DOJ 6.04(a) Effective Time 2.03 End Date 10.01(b)(i2.02 Employment Compensation Arrangement 4.11(o) Environmental Health and Safety Claim 4.18(g)(i4.18(a)(i) Environmental Law 4.18(g)(iiHealth and Safety Laws 4.18(a)(ii) ERISA 4.17(a4.11(a) ERISA Affiliate 4.17(b4.11(a) Exchange Agent 2.08(a3.02(a) Exchange Ratio 2.05(bFund 3.02(a) Exchanged Amounts 2.08(b)(iExpense Reimbursement 8.02(b) Foreign Company Plan Expiration Date 1.01(c) FDA 4.17(a) Fractional Share Cash Amount 2.07(bFTC 6.04(a) GAAP 4.06(c4.04(a) Hazardous Substance 4.18(g)(iiiMaterials 4.18(a)(iii) HSR Act 4.03 4.03(c) In-Bound Licenses 4.16(c) Indemnified Parties 6.06(a) Indemnifying Party 6.06(a) Independent Director 4.03(a) Information Statement 1.03(b) Intellectual Property 4.16(a) Intellectual Property Rights 4.15(a4.16(a) internal controls 4.07(bLiabilities 4.08 Marks 4.16(a) Joint MBCA Recitals Merger Recitals Merger Consideration 2.07(b) Minimum Condition Appendix B Negotiation Period 6.02(c) Offer Recitals Offer Documents 1.01(d) Offer Price 1.01(a) Other Antitrust Laws 6.04(a) Out-Bound Licenses 4.16(d) Outside Date 8.01(b) Parent Preface Parent Letter Preamble to Article V Patents 4.16(a) Pension Plan 4.11(b) Plan of Merger Recitals Post-Signing Arrangement 6.11(b) Premium Limit 6.06(b) Proceeding 4.06 Proprietary Information 4.16(a) Proxy Statement 4.09 Licensed Intellectual Property 2.09(a)(iii) Purchaser Preface Purchaser Insider 1.03(a) Representatives 6.03 Rights 4.15(b1.01(a) Liens 4.06(bRights Plan 1.01(a) Merger 2.01 Merger Consideration 2.05(bSchedule 14D-9 1.02(a) Merger Fund 2.08(aSchedule TO 1.01(d) Merger Sub Preamble Multiemployer Plan 4.17(bShares 1.01(a) Order 4.04 Owned Intellectual Property Rights 4.15(bSocial Security Act 4.17(f) Owned Real Property 4.14(aSoftware 4.16(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iSpecial Meeting 2.09(a)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv6.02(b) Parties Preamble Party Preamble Permitted Liens 4.06(cSuperior Proposal Notice 6.02(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii8.02(b) Transaction Litigation 8.09 U.S. Company Plan 4.17(aTop-Up Option 1.04(a) Top-Up Shares 1.04(a)
Appears in 1 contract
Other Defined Terms. In additionThe following capitalized terms, as used in the following terms shall Agreement, have the respective meanings ascribed given to them in the corresponding section of this AgreementSection as set forth below adjacent to such terms: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) AAA 9.9 AAA Procedures 9.9 Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate Articles of Merger 2.03 Closing 2.02 Closing 1.2 Balance Sheet Date 2.02 Code Recitals 3.5(a) Bank Account 3.21 Basket 6.4(a) Cap 6.4(a) Company Preamble Company Acquisition Proposal 8.03(e)(iBenefit Plans 3.18(a) Company Adverse Recommendation Change 8.03(e)(iiCertificates 1.10(a) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a6.2(b) Company Intervening Event 8.03(e)(iiiIndemnifying Party 6.2(a) Company Material Contract 4.19(aSoftware 3.11(b) Company Plan 4.17(aSpecial Meeting 5.7(a) Company Real Property 4.14(aLeases 3.9 Claim Notice 6.5(b) Company Restricted Click Wrapped Software 3.11(b) Closing 2.1 Closing Date 2.1 D&O Indemnified Party 5.12(a) D&O Indemnifying Party 5.12(b) Dispute 9.9 Distribution Escrow Account 1.9(a) Distribution Escrow Shares 1.9(a) Exchange Agent 1.10(a) Effective Time 1.2 Expenses 9.2 Escrow Agent 1.9(a) Escrow Agreement 1.9(a) Escrow Shares 1.9(a) Expiration Date 1.9(b) Financial Statements 3.5(a) Indemnified Party 6.2(b) Indemnifying Party 6.2(b) Indemnity Escrow Account 1.9(a) Indemnity Escrow Shares 1.9(a) Interim Period 5.1(a) Letter of Transmittal 1.10(a) Loss 6.2 Merger Recitals Merger Sub Preamble NRS Recitals Outside Date 8.1(b)
(a) Pending Claims 1.9(b) Pro Rata Share 2.10(b1.4 Proxy Statement 5.7(a) Company SEC Documents 4.07(aPurchaser Preamble Purchaser Indemnified Party 6.2(a) Company Securities 4.05(bPurchaser Indemnifying Party 6.2(b) Company Stock Option 2.10(aPurchaser Intellectual Property 4.14 Purchaser Special Meeting 5.7(a) Purchaser Material Adverse Effect 4.1 Registration Statement 5.7(a) Related Person 3.20 Required Company Stockholder Approval 4.02(a7.1(c) Company Required Purchaser Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bApproval 7.1(b) Company Superior Proposal 8.03(e)(ivResolution Period 9.9 SEC Reports 4.5(a) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Stockholder Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)1.4
Appears in 1 contract
Sources: Merger Agreement (Spherix Inc)
Other Defined Terms. In addition, the The following terms used in this Agreement shall have the meanings ascribed assigned to them in the corresponding section respective Sections of this AgreementAgreement set forth below: Term Section Action 7.04(aAccounting and Adjustment Principles 1.1 Accounting Standards 1.1 Affiliate 1.1 Agreement 1.1 Airbus 1.1 Airbus Contracts 1.1 Airbus Transition Services Agreement 1.1 Ancillary Transaction Document 1.1 Antitrust Laws 1.1 Associated Person 1.1 Bankruptcy and Equity Exception 1.1 Benchmark Time 1.1 Benefit Plan 1.1 Boeing 1.1 Boeing Contract 1.1 Bursa Securities 1.1 Business 1.1 Business Day 1.1 Business Portion 6.3(a) Adjusted Stock Option 2.10(aBuyer Preamble Buyer Fundamental Representations 1.1 Buyer Material Adverse Effect 1.1 Buyer Releasing Party 12.19(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aCash 12.20(d) Book-Entry Shares 2.05(cCGT 8.3(a) Certificate 2.05(cCircular 6.5(a) Certificate of Merger 2.03 Closing 2.02 3.1 Closing Conditions 1.1 Closing Date 2.02 3.1 Closing Legal Impediment 10.1(b) Closing of the Books Election 8.6 Code 1.1 Companies Act 1.1 Company Recitals Company Preamble Benefit Plan 1.1 Company Acquisition Proposal 8.03(e)(iEmployee 1.1 Company Records 1.1 Company Registered IP 4.20(a) Company Adverse Recommendation Change 8.03(e)(iiConsent 1.1 Consolidated Return 1.1 Consultation Period 2.3(c) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a9.2(a) Contract 4.04 D&O Insurance 7.04(c1.1 Contract Guarantee 1.1 Controlled Affiliate 1.1 Copyrights 1.1 COVID-19 1.1 Current Assets 12.20(d) Effective Time 2.03 End Date 10.01(b)(iCurrent Liabilities 12.20(d) Customs & Trade Laws 1.1 Cybersecurity Incident 1.1 Cybersecurity Measures 1.1 Data Protection Laws 1.1 Data Room 1.1 Disclosed 1.1 Disclosure Limitations 6.2(b) Disclosure Schedule 1.1 Disputed Items 2.3(c) DOJ 6.6(a) Due Diligence Documents 1.1 Encumbrance 1.1 Environmental Claim 4.18(g)(iLaws 1.1 Estimated Closing Statement 2.2(b) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(bEstimated Purchase Price 2.2(b) Exchange Agent 2.08(aAct 4.3(a) Exchange Ratio 2.05(bExcluded Employee 1.1 Exigency Event 1.1 Exigency Measures 1.1 Existing Employees 7.4 Final Closing Statement 2.3(d) Exchanged Amounts 2.08(b)(iFinal Overage 2.3(e) Foreign Final Purchase Price 2.3(d) Final Underage 2.3(f) Financial Statements 4.8(a) Form Novation Agreement 6.3(a) Former Company Plan 4.17(aEmployee 1.1 Fraud 1.1 FTC 6.6(a) Fractional Share Cash Amount 2.07(bGovernmental Approvals 6.6(a) GAAP 4.06(c) Governmental Entity 1.1 Hazardous Substance 4.18(g)(iii) Materials 1.1 Holdings 1.1 HSR Act 4.03 1.1 ICC 12.12(c) ICC Mediation Rules 12.12(d) ICC Rules 12.12(d) Illustrative Working Capital Schedule 12.20(d) Indebtedness 12.20(d) Insurance Policies 6.10 Intellectual Property Rights 1.1 Intercompany Agreements 6.4(a) Intercompany Guarantees 6.4(b) Inventory Count 6.2(d) Investment Screening Laws 1.1 IRB 1.1 IRS 1.1 Key Supplier 1.1 Law 1.1 Leased Real Property 4.19(b) Lookback Date 1.1 Losses 1.1 LTIP 9.5(a) Management Accounts 4.8(d) Material Adverse Effect 1.1 Material Contracts 4.15(a) internal controls 4.07(bMIDA Filing 1.1 MITI Filing 1.1 Net Working Capital 12.20(d) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bNet Working Capital Overage 12.20(d) Liens 4.06(bNet Working Capital Underage 12.20(d) Merger 2.01 Merger Consideration 2.05(bNon-Business Confidential Material 6.7 Non-Business Portion 6.3(a) Merger Fund 2.08(aNon-Disclosure Agreement 1.1 Obligations 12.20(a) Merger Sub Preamble Multiemployer Plan 4.17(b) OFAC 1.1 Order 4.04 Owned Intellectual Property Rights 4.15(b1.1 Outside Date 11.1(e) Owned Real Property 4.14(a) IP 1.1 Parent Preamble Parent Acquisition Proposal 8.04(e)(iShareholder Approval 1.1 Parent Shareholder Approval Matters 6.5(a) Parent Adverse Recommendation Change 8.04(e)(iiShareholder Meeting 6.5(a) Parent Alternative Acquisition Agreement 8.04(aPatents 1.1 Permit 1.1 Permitted Encumbrance 1.1 Person 1.1 Personal Information 1.1 Post-Closing Statement 2.3(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bPre-Closing Tax Benefits 8.1(c) Parent Capitalization Date 5.05(aPre-Closing Tax Period 1.1 Pre-Closing Tax Refund 8.1(b) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bPreliminary Cash 2.3(a) Parent Intervening Event 8.04(e)(iiiPreliminary Indebtedness 2.3(a) Parent Plans 7.06(bPreliminary Net Working Capital 2.3(a) Parent SEC Documents 5.07(aPreliminary Purchase Price 2.3(a) Parent Securities 5.05(bPrivileged Communications 12.17 Proceeding 1.1 Purchase Price 2.2(a) Parent Shares Trust 2.07(bPurchaser Approval 1.1 Purchaser Approval Termination Fee 11.3(c) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(ivLease 4.19(b) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a1.1 Responsive Action 6.1(c) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iRestricted Business 1.1 Restricted Cash 12.20(d) Restricted Territory 1.1 Retention Bonus Agreements 9.5(a) Review Period 2.3(b) Sanctioned Person 1.1 Sanctioned Territory 1.1 Sanctions Laws 1.1 SEC 1.1 Seller Benefit Plan 1.1 Seller Fundamental Representations 1.1 Seller Group 1.1 Seller Releasee 12.19(a) Sellers Preamble Sellers Trademarks 7.2 Sellers’ Knowledge 1.1 Settlement Accountant 1.1 Shared Contracts 1.1 Shares Recitals Skadden 12.17 Specified Event 1.1 Specified Exchange Rate 1.1 Specified Shared Contract 6.3(a) Spirit Preamble Spirit Cash Payments 9.5(a) Spirit Company Shares Recitals Spirit Equity Payments 9.5(b) Spirit International Preamble Spirit International Company Shares Recitals Spirit Transition Services Agreement 1.1 Spirit/Boeing Merger Agreement 1.1 Statement of Objections 2.3(b) STIP 9.5(a) Straddle Period 1.1 Subsidiary 1.1 Target Net Working Capital 12.20(d) Tax 1.1 Tax Authority 1.1 Tax Proceeding 1.1 Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) 1.1 Taxation 1.1 Termination Fee 10.03(f)(ii11.3(b) Trade Secrets 1.1 Trademarks 1.1 Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Documents 1.1 Transactions 1.1 Transfer of Securities 3.2(e) Transfer Taxes 1.1 Transferred Employee 9.1 Transferred Employee Payments 9.5(b) Transition Services Agreements 1.1 Treasury Regulations 1.1 W&I Insurance Policy 5.9 W&I Insurer 1.1 Willful Breach 1.1
Appears in 1 contract
Sources: Share Purchase Agreement (Spirit AeroSystems Holdings, Inc.)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Accounting Principles 2.6(a)(i) Action 7.04(a4.18(a) Adjusted Stock Option 2.10(aAdjustment Summary Statement 2.6(a)(ii) Agreement Preamble Alternative Acquisition Agreement 8.03(aAllocation Statement 2.7 Annual Financial Statements 4.4(a)(i) Book-Entry Shares 2.05(cAssigned Contracts 2.1(d) Certificate 2.05(cAssignment and Assumption of Lease 3.2(f) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Assumed Liabilities 2.3 Balance Sheet 4.11 Company 4.4(b) Balance Sheet Date 4.4(b) Base Amount 2.6(a)(iii) Business Recitals Business Authorizations 4.10(a) Company Board Recommendation 4.02(bBuyer Preamble CERCLA 4.21(a)(iv) Company Capitalization Closing 3.1 Closing Current Assets 2.6(a)(iv) Closing Date 4.05(a3.1 COBRA 6.4(i) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(aConsents 4.3(a) Company Intervening Event 8.03(e)(iiiCopyrights 4.14(a) Company Material Contract 4.19(aDeficit Amount 2.6(e)(i) Company Plan 4.17(aEnvironment 4.21(a)(i) Company Real Environmental Action 4.21 (a)(ii) Environmental Clean-up Site 4.21 (a)(iii) Environmental Laws 4.21 (a)(iv) Environmental Permit 4.21(a)(v) Excess Amount 2.6(e)(ii) Excluded Assets 2.2 Excluded Contracts 2.2(b) Excluded Liabilities 2.4 Financial Statements 4.4(a) Final Current Assets 2.6(a)(v) Hazardous Substances 4.21(a)(vi) In-Bound Licenses 4.14(c) Independent Expert 2.6(d) Intellectual Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a4.14(a) internal controls 4.07(bInterim Balance Sheet 4.4(b) Joint Proxy Statement 4.09 Licensed Intellectual Interim Balance Sheet Date 4.4(b) Interim Financial Statements 4.4(a)(ii) Lease 4.13(c) Leased Real Property Rights 4.15(b4.13(a) Liens 4.06(bLiabilities 4.5 Marks 4.14(a) Merger 2.01 Merger Consideration 2.05(bMaterial Contract 4.16(b) Merger Fund 2.08(aMaximum Base Amount 2.6(a)(vi) Merger Sub Preamble Multiemployer Plan 4.17(bMinimum Base Amount 2.6(a)(vii) Order 4.04 Owned Intellectual Property Rights 4.15(bMinor Contracts 4.16(e) Names 6.3(a) Nondisclosure Agreements 4.14(i) Notice of Objection 2.6(c) Out-Bound Licenses 4.14(d) Owned Real Property 4.13(a) Patents 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iPCBs 4.21(i) Parent Adverse Recommendation Change 8.04(e)(iiPension Plan 4.19(b) Parent Alternative Acquisition Agreement 8.04(aPersonal Property 4.11(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(bPolicies 4.22(a) Parent Capitalization Date 5.05(aPost-Closing Tax Period 6.5(b) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bPre-Closing Tax Period 6.5(b) Parent Intervening Event 8.04(e)(iiiProducts 4.23(a) Parent Plans 7.06(bProprietary Information 4.14(a) Parent SEC Documents 5.07(aPurchase Price 2.5 Purchased Assets 2.1 RCRA 4.21(a)(iv) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.13(a) Release 4.21(a)(vii) Restricted Contract 2.8(a) Review Period 2.6(c) Section 1060 Forms 2.7 Seller Preamble Seller Disclosure Schedule Preamble Article IV Seller Employees 6.4(f) Seller Benefit Plans 4.19(a) Seller Intellectual Property 4.14(e) Seller Owned Intellectual Property 4.14(b) Seller Registered Items 4.14(f) Software 4.14(a) Registration Statement 4.09 Release 4.18(g)(ivTransferred Employees 6.4(b) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Work Product Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a4.14(j)
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them defined for such terms in the corresponding section of this Agreement: Term Section Action 7.04(a) Adjusted Stock Option 2.10(aSections set forth below:
(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aAssets 2.01(a) Book-Entry Shares 2.05(cAssignee 11.02(b) Certificate 2.05(cAssumed Liabilities 2.02
(a) Certificate of Merger 2.03 AT 3.08(a) Business Recitals Cash Dividend 3.05(a)(i) CFIUS 3.08(a) Closing 2.02 2.05 Closing Date 2.02 Code 2.05 Communications Act 3.08(a) Confidentiality Agreement 5.02
(b) Controlled Group 3.13(b) DCC 7.01 Debt Financing 4.09
(a) Debt Financing Commitment Letter 4.09
(a) Distribution Recitals Company Preamble Company Acquisition Proposal 8.03(e)(iDutch Permits 3.12 Equity Financing 4.09(b) Company Adverse Recommendation Change 8.03(e)(iiEquity Financing Commitment Letter 4.09(b) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aEuronext Recitals Excluded Assets 2.01(b) Company Board Recommendation 4.02(bFCC 3.08(a) Company Capitalization Date 4.05(aFinancing 4.09(b) Company Disclosure Letter Article 4 Company Financing Preferred Shares 3.01(e) Governance Preferred Shares 3.01(e) Health Status Reports 3.18(a) Indemnified Party 7.04(aParties 6.06(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(bPolicy 3.06 ITU 3.18(b) Joint Proxy Statement 4.09 Licensed Intellectual Tax Proceeding 8.03(d) Leased Property Rights 4.15(b2.06(c) Liens 4.06(bLiquidator 3.02(b) Merger 2.01 Merger Consideration 2.05(bMajor Stations 3.18(c) Merger Fund 2.08(aManagement Board Recitals Material Backlog Contracts 3.11(b) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 NYSE Recitals Other Employees 7.03 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a2.06(c) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Disclosure Schedule Article IV Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(ivRequired Approvals 4.03(a) Parties Preamble Party Permitted Transferee 11.02(c) Proposed Settlement 8.03(d) Purchase Price 2.03(a) Purchaser Preamble Permitted Liens 4.06(cPurchaser Pension Plan 7.02 Purchaser Pension Provider 7.02 Representatives 6.04(a) Premium Cap 7.04(cRequired Seller Vote 3.02
(b) Proceedings 4.13 Real Property Leases 4.14(aRetained Cash Amount 2.01(b)(v) Registration Statement 4.09 Release 4.18(g)(ivRetained Liabilities 2.02
(b) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aRevised Confidentiality Terms 6.04(a) SEC 3.03(a) Seller Preamble Seller Articles 3.02(b) Seller Boards Recitals Seller Disclosure Schedule Article III Seller Financial Statements 2.01(a)(i) Seller Ground Stations 3.18(c) Seller Liquidation Recitals Seller Pension Plan 7.02 Seller Pension Provider 7.02 Seller Permits 3.12 Seller Plan 3.13(a) Seller Regulatory Reports 3.03
(a) Seller Required Approvals 3.08(a) Seller Restricted Share 2.04(b) Seller Restricted Stock Plans 2.04(b) Seller Satellites 3.18
(a) Seller SEC Reports 3.03(a) Seller Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i3.01(e) Seller Shareholders Meeting 3.02
(b) Seller Shares Recitals Seller Stock Option 2.04
(a) Seller Stock Option Plans 2.04
(a) Seller Subsidiary Securities 3.01(f) Superior Proposal 6.04(a) Supervisory Board Recitals Target Subsidiaries 2.09
(a) Tax Return 4.16(c)(iiProceeding 8.03(a) Tax Sharing Agreements 4.16(c)(iiiTrade Register 3.03(a) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(aTransferred Seller Employees 7.01(a)
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Acquired Balance Sheet 3.6 Acquired Balance Sheet Date 3.6 Acquired Company Recital Acquired Financial Statements 3.6 Acquired Shares Recital Acquired Subsidiary Shares 3.3(b) Acquisition 2.1 Action 7.04(a) Adjusted Stock Option 2.10(a3.16(a) Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 A▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aMine 2.1(b) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iApplicable Survival Period 10.1(c) Tax Return 4.16(c)(iiBuyer Preamble Buyer Annual Financial Statements 4.6 Buyer Balance Sheet 4.6 Buyer Balance Sheet Date 4.6 Buyer Common Stock 2.1(a) Tax Sharing Agreements 4.16(c)(iiiBuyer Disclosure Schedule Preamble to Article IV Buyer Financial Statements 4.6 Buyer Indemnitees 10.2(a) Taxing Authority 4.16(c)(iBuyer Interim Balance Sheet 4.6 Buyer Interim Balance Sheet Date 4.6 Buyer Interim Financial Statements 4.6 Buyer SEC Report 4.12 Buyer Warranty Losses 10.2(b) Termination Fee 10.03(f)(iiClosing 2.2 Closing Date 2.2 Consents 3.5(a) Transaction Litigation 8.09 U.S. Company Plan 4.17(aContingent Consideration 2.1(b) Contingent Milestone 2.1(b) Environment 3.18(a)(i) Environmental Action 3.18(a)(ii) Environmental Laws 3.18(a)(iii) Environmental Permits 3.18(a)(iv) Equity Payment Option 2.1(c) Hazardous Substances 3.18(a)(v) Intellectual Property 3.13(a) Liabilities 3.6 Material Contract 3.15(b) Maximum Liability Amount 10.6 (a) Milestone Notice 2.1(c) Minor Contracts 3.15(e) Moving Average Price 2.1(a) Notice of Claim 10.4(a) PPO Price 2.1(a) PRMC Recitals PRMC Payable 3.14(xviii) PRMC Minority Shareholding Recitals Purchase Price Shares 2.1(a) Release 3.18(a)(vi) Seller Disclosure Schedule Preamble to Article III Seller Indemnitees 10.3(a) Seller Warranty Losses 10.3(b) Third Party Claim 10.4(a) Third Party Defense 10.4(b) Traspaso de Acciones 2.3(b)
Appears in 1 contract
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Action 7.04(a3.18(a) Adjusted Agent 5.7 Agreement Preface Allocation Certificate 5.9 Applicable Survival Period 10.1(d) Application Survival Period 10.1(d) Balance Sheet 3.6(b) Balance Sheet Date 3.6(b) Baseline Measurement Period 2.9(b) Baseline Revenue 2.9(b) Baytree Capital 3.26 CERCLA 3.21(a)(iv) Certificates 2.2(c) Charter Documents 3.1(b) Common Stock Option 2.10(a2.1(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aClosing 1.3 Closing Consideration 2.1(b)(i) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 1.3 Code Recitals Company Preamble Preface Company Acquisition Proposal 8.03(e)(iBenefit Plan 3.19(a) Company Adverse Recommendation Change 8.03(e)(iiCommon Stock 2.1(a) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(aCommon Stock Equivalents 2.1(a) Company Disclosure Letter Schedule Preamble Article 4 III Company Indemnified Party 7.04(aEquity Holders 5.9 Company Intellectual Property 3.15(e) Company Intervening Event 8.03(e)(iiiOwned Intellectual Property 3.15(b) Company Material Contract 4.19(aOwned Software 3.15(n)(i) Company Plan 4.17(aRegistered Items 3.15(f) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(bShares 3.2(a) Company Stock Option 2.10(aOptions 2.1(a) Company Stockholder 2.1(b) Company Stockholder Approval 4.02(a3.4(b) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bIndemnitees 10.2(b) Company Superior Proposal 8.03(e)(ivVoting Agreements Recitals Confidentiality Agreement 5.3 Consents 3.5(a) Competition Laws 4.03 Continuation Constituent Corporations 1.1 Copyrights 3.15(a) Delaware Code 1.1 Dissenting Share Payments 2.7(b) Dissenting Shares 2.7(a) Earnout Consideration 2.1(b)(i) Earnout Dispute Notice 2.9(c)(ii) Earnout Measurement Period 7.06(a2.9(a)(ii) Contract 4.04 D&O Insurance 7.04(cEarnout Payment 2.9(a) Effective Time 2.03 End Date 10.01(b)(i1.3 Environment 3.21(a)(i) Environmental Claim 4.18(g)(iAction 3.21(a)(ii) Environmental Law 4.18(g)(iiClean-Up Site 3.21(a)(iii) Environmental Laws 3.21(a)(iv) Environmental Liabilities 3.21(a)(v) Environmental Permit 3.21(a)(vi) ERISA 4.17(a3.19(a) ERISA Affiliate 4.17(b3.19(a) Escrow Agent 2.2(d) Escrow Agreement 2.2(d) Escrow Fund 10.3(a) Excess Revenue 2.9(b) Exchange Agent 2.08(aAct 4.4(b) Exchange Ratio 2.05(b2.1(b)(i) Exchanged Amounts 2.08(b)(iFinal Statement of Revenue 2.9(c)(ii) Foreign Company Plan 4.17(aFinancial Statements 3.6(a) Fractional Share Cash Amount 2.07(bFIRPTA Certificate 5.10 Funding 3.6(b) GAAP 4.06(c3.6(b) Hazardous Substance 4.18(g)(iiiSubstances 3.21(a)(vii) HSR Act 4.03 In-Bound Licenses 3.15(c) Indemnification Date 10.2(c) Indemnification Threshold 10.2(c) Indemnitors 10.2(a) Indemnity Stock Price 10.3(b) Intellectual Property 3.15(a) Intellectual Property Rights 4.15(a3.15(a) internal controls 4.07(bInterim Balance Sheet 3.6(b) Interim Balance Sheet Date 3.6(b) Interim Financial Statements 3.6(a) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(bOperating Agreement Recitals Liabilities 3.7 Liens 3.3(a) Liens 4.06(bLockup Agreement 6.2 Losses 10.2(a) Marks 3.15(a) Material Contracts 3.17(b) Merger 2.01 1.1 Merger Consideration 2.05(b) Merger Fund 2.08(a2.1(b)(i) Merger Sub Preamble Multiemployer Plan 4.17(bPreface Minor Contracts 3.17(e) Order 4.04 Owned Intellectual Property Rights 4.15(b2006 Monthly Budget 6.4 Nondisclosure Agreements 3.15(i) Owned Real Property 4.14(aNotice of Claim 10.4(a) Out-Bound Licenses 3.15(d) Parent Preamble Preface Parent Acquisition Proposal 8.04(e)(iCommon Stock 2.1(b)(i) Parent Adverse Recommendation Change 8.04(e)(iiIndemnitees 10.2(a) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Preferred Stock 4.2 Parent SEC Documents 5.07(aReports 4.5(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a6.3 Patents 3.15(a) Parent Stockholder Meeting 5.02(aPCBs 3.21(h) Parent Subsidiary Securities 5.06(bPension Plan 3.19(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c3.12(a) Premium Cap 7.04(cPolicies 3.23(a) Proceedings 4.13 Principal Company Stockholder Recitals Proposal 5.7 Proprietary Information 3.15(a) Proxy Statement 7.2(a) RCRA 3.21(a)(iv) Real Property Leases 4.14(a3.14(a) Registration Statement 4.09 Release 4.18(g)(iv3.21(a)(viii) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a5.3 Revenue 2.9(a) Reviewing Accountant 2.9(c)(ii) SEC 4.5(a) Securities Act 4.03 4.5(a) Software 3.15(a) Statement of Revenue 2.9(c)(i) Stockholders' Representative Preface Stockholders' Representative Agreement 2.2(d) Surviving Corporation 2.01 1.1 Tax 4.16(c)(i3.9(a)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iiiReturns 3.9(a)(ii) Taxing Authority 4.16(c)(i3.9(a)(iii) Termination Fee 10.03(f)(iiThird Party Claim 10.4(a) Transaction Litigation 8.09 U.S. Company Plan 4.17(aThird Party Defense 10.4(b) Total Parent Shares 2.1(b)(i) Transitioned Employees 6.1 Transmittal Letter 2.2(b) Treasury Shares 2.1(b)(i) Warranty Losses 10.2(c) Work Product Agreements 3.15(j)
Appears in 1 contract
Sources: Agreement and Plan of Merger (International Microcomputer Software Inc /Ca/)
Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Action 7.04(a3.18(a) Adjusted Stock Option 2.10(aADSP 6.3(d)(iii) Affected Employee 6.4(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aApplicable 338 Law 6.3(d)(ii) Book-Entry Shares 2.05(cApplicable Survival Period 8.1(d) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Audited Consolidated Financial Statements 3.5 Balance Sheet 4.11 Company 3.5 Balance Sheet Date 4.10(a3.5 Buyer Preamble Buyer 401(k) Company Board Recommendation 4.02(bPlan 6.4(c)(i) Company Capitalization Buyer Disclosure Schedule Preamble to Article IV Buyer Indemnitees 8.2 CERCLA 3.21(a)(iv) Closing 2.4(a) Closing Accounts Receivable 3.8 Closing A/R Reserve 3.8 Closing Date 4.05(a1.1 Closing Payment 2.2(a)(ii) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(aClosing Receivables Payment 2.4 COBRA 6.4(f) Company Intervening Event 8.03(e)(iiiConsents 3.4(a) Company Material Contract 4.19(aCopyrights 3.15(a) Company Plan 4.17(aCurrent Products 3.7 Election Allocations 6.3(d)(iii) Company Real Property 4.14(aElection Corporation 6.3(d)(iii) Company Restricted Share 2.10(bElection Notice 8.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(iEnvironment 3.21(a)(i) Environmental Claim 4.18(g)(iAction 3.21(a)(ii) Environmental Law 4.18(g)(iiClean-up Site 3.21(a)(iii) ERISA 4.17(aEnvironmental Laws 3.21(a)(iv) ERISA Affiliate 4.17(bEnvironmental Permits 3.21(a)(v) Exchange Agent 2.08(aEscrow Deposit 2.2(a)(i) Exchange Ratio 2.05(bExcluded Target Company Intellectual Property 3.15(f) Exchanged Amounts 2.08(b)(iFinal Working Capital Adjustment 2.3(c) Foreign Company Plan 4.17(aFinancial Statements 3.5 FreezeFree Agreements 6.11 FreezeFree Assets 6.11 Hazardous Substances 3.21(a)(vi) Fractional Share Cash Amount 2.07(bHIPAA 3.19(i) GAAP 4.06(cHIPAA Regulations 3.19(i) Hazardous Substance 4.18(g)(iiiHIS Recitals HIS Shares Recitals In-Bound Licenses 3.15(c) HSR Act 4.03 Intellectual Property 3.15(a) Intellectual Property Rights 4.15(a3.15(a) internal controls 4.07(bInterim Balance Sheet 3.5 Interim Balance Sheet Date 3.5 Lease 3.14(b) Joint Proxy Statement 4.09 Licensed Intellectual Leased Personal Property Rights 4.15(b3.12(c) Liens 4.06(bLeased Real Property 3.14(a) Merger 2.01 Merger Consideration 2.05(bLiabilities 3.6 Loss Threshold 8.4(a) Merger Fund 2.08(aLosses 8.2 Marks 3.15(a) Merger Sub Preamble Multiemployer Plan 4.17(bMaterial Contracts 3.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(bNMI Recitals NMI Shares Recitals Noncompetition Period 5.5(a) Nondisclosure Agreement 3.15(i) Notice of Claim 8.5(a) Out-Bound Licenses 3.15(d) Owned Real Property 4.14(a3.14(a) Parent Party Preamble Parent Acquisition Proposal 8.04(e)(iPatents 3.15(a) Parent Adverse Recommendation Change 8.04(e)(iiPCBs 3.21(i) Parent Alternative Acquisition Agreement 8.04(aPension Plan 3.19(c) Parent Policies 3.22(a) Post-Closing Period 6.3(c)(ii) Pre-Closing Period 6.3(c)(ii) Preliminary Balance Sheet 5.11 Parent Board 2.3(a) Products 3.23(a) Proposed Working Capital Adjustment 2.3(a) Proprietary Information 3.15(a) Purchase Price 2.1 QTT Recitals Parent Board Recommendation 5.02(bQTT Shares Recitals Quixote Corp. Preamble Quixote Group 3.9(a) Parent Capitalization Quixote Safety Preamble Release 3.21(a)(vii) Required Authorizations 3.11(a) Restricted Business 5.5(a) Review Period 2.3(b) Section 338 Forms 6.3(d)(ii) Section 338(h)(10) Election 6.3(d)(i) Section 338 Tax 6.3(d)(i) Seller 401(k) Plan 6.4(c)(i) Seller Benefit Plans 3.19(a) Seller Group Benefit Plans 3.19(b) Seller Indemnitees 8.3 Seller Party 6.3(e)(ii) Sellers Preamble Sellers Disclosure Schedule Preamble to Article III Sensit License Agreement 7.1 Shares Recitals Software 3.15(a) SSI Recitals SSI Shares Recitals Statement of Objections 2.3(c) Supply Agreement 7.1 Target Companies Recitals Target Companies’ Combined 2006-2009 Financial Statements 3.5 Target Companies’ Combined Interim Financial Statements 3.5 Target Company Benefit Plans 3.19(b) Target Company Intellectual Property 3.15(e) Target Company Owned Intellectual Property 3.15(b) Target Company Registered Items 3.15(f) Third Party Claim 8.5(a) Third Party Defense 8.5(b) Transafe Preamble Transition Services Agreement 7.1(h) Uncollected Accounts Receivable 8.11(a) Uncollected A/R Determination Date 5.05(a8.11(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(bUncollected A/R Indemnity Period 8.11(a) Parent Intervening Work Product Agreements 3.15(j) Workers’ Compensation Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a6.4(e)
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Other Defined Terms. In addition, each of the following terms shall have the meanings ascribed meaning given to them such term in the corresponding section applicable Section of this Agreementthe Agreement listed opposite such term: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aAPI Corporation Returns 2.17(a) BookAPI Leased Real Property 2.10(b) API Registered IP 2.11(a)(i) Anti-Bribery Laws 2.15 Book Entry Shares 2.05(c1.5(e) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals 1.3 Closing 1.3 Company Preamble Company Acquisition Proposal 8.03(e)(i401(k) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aPlan 5.5(b) Company Board Recommendation 4.02(b5.2(b) Company Capitalization Date 4.05(aCertifications 2.6(a) Company Disclosure Letter Article 4 Change in Recommendation 5.2(b) Company Existing D&O Policy 5.6(a)(ii) Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iiiPersons 5.6(a)(i) Company Material Contract 4.19(a2.12(a) Company Plan 4.17(aMaximum Premium 5.6(a)(ii) Company Owned Real Property 4.14(a2.10(a) Company Restricted Share 2.10(bReimbursement Fee 8.3(b) Company SEC Documents 4.07(a2.6(a) Company Securities 4.05(bSpecified Agreement 8.1(i) Company Stock Option 2.10(aCertificate 1.6 Company Stockholder Voting Agreements Recitals Company Stockholders’ Meeting 5.2(a) Company Stockholder Approval 4.02(aTermination Fee 8.3(b) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bWarrants 1.5(d) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(cCompany’s Financial Advisor 2.26 Continuing Employees 5.5(a) Effective Time 2.03 1.3 End Date 10.01(b)(i8.1(b) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(bExchange Act 2.12(a)(i) Exchange Agent 2.08(a1.7(a) Exchange Fund 1.7(a) Exchange Ratio 2.05(b1.5(a)(iii) Exchanged Amounts 2.08(b)(i▇▇▇▇ Corporations Returns 3.17(a) Foreign Company Plan 4.17(a▇▇▇▇ Leased Real Property 3.10(b) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a▇▇▇▇ Registered IP 3.11(a)(i) Merger Sub Preamble Multiemployer Plan 4.17(bMerger Recitals Parent Benefit Plans 5.5(c) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b5.3(b) Parent Capitalization Date 5.05(aCertifications 3.6(a) Parent Disclosure Letter Article 5 Change in Recommendation 5.3(b) Parent Excess Shares 2.07(bExisting D&O Policy 5.6(b)(ii) Parent Indemnified Persons 5.6(b)(i) Parent Intervening Event 8.04(e)(iii5.3(c)(ii) Parent Plans 7.06(bMaterial Contract 3.12(a) Parent Maximum Premium 5.6(b)(ii) Parent Owned Real Property 3.10(a) Parent SEC Documents 5.07(a3.6(a) Parent Securities 5.05(bReimbursement Fee 8.3(c) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(aSpecified Agreement 8.1(h) Parent Stockholder Voting Agreements Recitals Parent Stockholders’ Meeting 5.02(a5.3(a) Parent Subsidiary Securities 5.06(bTermination Fee 8.3(c) Parent Superior Proposal 8.04(e)(ivPreamble Parent’s Financial Advisor 3.26 Pre-Closing Period 4.1 Required Company Stockholder Vote 2.24 Required Merger Sub Stockholder Vote 3.24 Required Parent Stockholder Vote 3.24 Surviving Corporation 1.1 Termination Fee 8.3(c) Parties Preamble Party Preamble Permitted Liens 4.06(cWARN Act 2.18(k) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)INNOVATIONS INCORPORATED, API MERGER SUB, INC., ADVANCED PHOTONIX, INC., TABLE OF CONTENTS PAGE
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Other Defined Terms. In addition, the The following terms shall have the meanings ascribed assigned to them such terms in the corresponding section Sections of this Agreementthe Agreement set forth below: Term Section Acquired Audited Financial Statements 3.7 Acquired Balance Sheet 3.7 Acquired Balance Sheet Date 3.7 Acquired Companies 3.2(a) Acquired Company Benefit Plans 3.19(a) Acquired Financial Statements 3.7 Acquired Interim Balance Sheet 3.7 Acquired Interim Financial Statements 3.7 Acquired Subsidiary Shares 3.4(b) Action 7.04(a) Adjusted Stock Option 2.10(a3.18(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aApplicable Survival Period 9.1(d) Book-Entry Shares 2.05(cBelizean Companies 3.1(a) Certificate 2.05(cBuyer Preamble Buyer Indemnitees 9.2(a) Certificate of Merger 2.03 Buyer Warranty Losses 9.2(b) Closing 2.02 2.3 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i2.3 Consents 3.6(a) Company Adverse Recommendation Change 8.03(e)(iiCooperation Agreement 6.5(a) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aCopyrights 3.15(a) Company Board Recommendation 4.02(bElection Notice 9.10(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(iEnvironment 3.21(a)(i) Environmental Claim 4.18(g)(iAction 3.21(a)(ii) Environmental Law 4.18(g)(iiClean-up Site 3.21(a)(iii) ERISA 4.17(aEnvironmental Laws 3.21(a)(iv) ERISA Affiliate 4.17(bEnvironmental Permits 3.21(a)(v) Exchange Agent 2.08(aAct 5.9 Excluded HemcoNic Assets 3.8(b) Exchange Ratio 2.05(bForestry Credits 3.9(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(cForestry Note 2.4(i) Hazardous Substance 4.18(g)(iiiSubstances 3.21(a)(vi) HSR Act 4.03 Hemco Recitals Hemco Shares 3.3(e) HemcoNic Recitals HemcoNic Interests Recitals HemcoNic Properties 3.14(a) HemcoNic Shares 3.4(b) IFRS 3.7 Intellectual Property 3.15(a) Intellectual Property Rights 4.15(a3.15(a) internal controls 4.07(bLeased Personal Property 3.12(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Leased Real Property 4.14(a3.13(a) Parent Liabilities 3.8(a) Losses 9.2(a) Lough Preamble Parent Acquisition Proposal 8.04(e)(iManagement Recitals Management Shares Recitals Management Services Agreement 6.4(d) Parent Adverse Recommendation Change 8.04(e)(iiMarks 3.15(a) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇ Preamble Material Contracts 3.17(b) Matuzulen Recitals Nicaraguan Companies 3.2(a) Nicaragua GAAP 3.7 Notice of Claim 9.4(a) Owned Personal Property 3.12(a) Owned Real Property 3.13(a) Permitted Dividends 3.16(c) Personal Properties 3.12(a) Plan Shares 2.5(b) Policies 3.22(a) Prohibited Transaction 8.4 Proprietary Information 3.15(a) Purchase Price 2.1 Purchase Price Balance 2.2 Real Property 3.13(a) Release 3.21(a)(vii) Report 3.17(f) Representatives 5.4 Restructured Legacy Businesses 3.8(a) ▇▇▇▇ Act 4.07(aPreamble Section 338 Election 3.6(d) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(iSeller Documents 3.5 Seller Indemnitees 9.3(a) Tax Return 4.16(c)(iiSeller Release 6.4(c) Tax Sharing Agreements 4.16(c)(iiiSeller Warranty Losses 9.3(b) Taxing Authority 4.16(c)(iSellers Preamble Third Party Claim 9.4(a) Termination Fee 10.03(f)(iiThird Party Defense 9.4(b) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Transition Services Agreement 6.4(b) TWL Preamble UG Common Stock 6.4(d) Vesubio Recitals Vesubio Loan 5.10
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Sources: Share Purchase Agreement (Universal Gold Mining Corp.)
Other Defined Terms. In addition, the following terms shall have the meanings ascribed to them in the corresponding section of this Agreement: Term Section Action 7.04(a) Adjusted Stock Option 2.10(aAggregate Contribution Margin 2.07(a) Agreement Preamble Alternative Acquisition Agreement 8.03(aApproval 2.09 Assigned Contracts 2.01(b) Book-Entry Shares 2.05(cAssumed Employee Plans 4.07(b) Certificate 2.05(cAssumed Liabilities 2.03 Austin Assignment 2.06(a)(viii) Certificate of Merger 2.03 Closing 2.02 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i) Company Adverse Recommendation Change 8.03(e)(ii) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(aBoard of Directors 6.02(c) Company Restricted Share 2.10(bBond Maintenance Period 6.13 Books and Records 2.01(e) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA Business Recitals Business Balance Sheet 4.17(a) ERISA Affiliate 4.17(bBusiness Employees 6.08(a) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan Business Financial Statements 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Business Intellectual Property Rights 4.15(a2.01(d) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Business Intellectual Property Rights 4.15(bAgreements 4.03(b) Liens 4.06(bCAA 1.01 Cap 9.02(c) Merger 2.01 Merger Consideration 2.05(bCapital Expenditures Budget 6.01(e) Merger Fund 2.08(a) Merger Sub CCMG Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇CCMG General Assignment and ▇▇▇▇ Act of Sale 2.06(a)(iv) CCMG Material Adverse Effect 3.01(a) CERCLA 1.01 Cincinnati Lease 2.06(a)(x) Closing 2.05 Closing Date 2.05 Closing Purchase Price 2.06(a)(i) CLS Preamble CLS General Assignment and ▇▇▇▇ of Sale 2.06(a)(v) CLS Material Adverse Effect 3.01(b) CM 6.12(d) CMG Utah Preamble CMG Utah General Assignment and ▇▇▇▇ of Sale 2.06(a)(xvi) CMG Utah Material Adverse Effect 3.01(d) COBRA 6.01(k) Code 4.07(g)(ii) Combined Aggregate 4.04(b) Competitive Operations 6.12(b) Confidentiality Agreement 6.03 Contribution Margin 2.07(a) Convergys Preamble Convergys Financial Advisor 6.02(b) Convergys General Assignment and ▇▇▇▇ of Sale 2.06(a)(vi) Convergys Material Adverse Effect 3.01(c) Credit Enhancements 6.13 CWA 1.01 Deferred Payment Note 2.06(a)(i) DOJ 6.06(b) Employee Maintenance Agreement 2.06(a)(vii) Employee Plan 4.07(a) Securities EPCRKA 1.01 ERISA 4.07(a) ERISA Affiliate 4.07(d) Excluded Assets 2.02 Fair Value Price 6.17(b) Final Working Capital Statement 2.08(a) Fixed Assets 2.01(a) Foreign Purchase Agreements 7.01(d) FTC 6.06(b) General Enforceability Exceptions 3.02 Global Closing Purchase Price 2.01 Global Purchase Price 2.01 Guarantees 4.18 Healthcare Groups 6.12(d)(i) Healthcare Services 6.12(d)(i) HSR Act 4.03 Surviving Corporation 3.03 Inactive Business Employee 6.08(b) Inactive Business Employee Disability Expenses 6.08(b) Inactive Business Employee Transfer Date 6.08(b) Indemnified Party 9.04(a) Independent Accounting Firm 2.08(b) Jacksonville Lease 2.06(a)(xiii) Jacksonville Warehouse Sublease 2.06(a)(xiv) Know-How 2.01(h) Leased Real Property 4.02 Master Services Agreement 2.06(a)(xii) Material Contract 4.04(a) Material Customers 4.15 Material Supplier Contract 4.04(a) Material Suppliers 4.15 Names 6.10(a) NISL Preamble Open Source Software 4.03(g) OSHA 1.01 PBGC 4.07(d) Permits 2.01(c) Personnel Records 6.08(m) Post-Closing Assigned Contract Employee 6.08(a) Purchase Price 2.01 Purchased Assets 2.01 Purchaser Preamble Purchaser Disclosure Schedules Article V Purchaser Indemnitees 9.02(a) Purchaser Material Adverse Effect 5.01 Purchaser Professional Indemnity Insurance Policy 1.01 RCRA 1.01 Representatives 6.02(a) Retained Business Maintenance Agreement 2.06(a)(xi) Retained Contract Collateral Assets 2.02(b) Retained Contracts 2.02(a) Retained Employee Plans 4.07(c) Retained Liabilities 2.04 Retained Tax 4.16(c)(iLiabilities 2.04(e) Tax Return 4.16(c)(iiSample Working Capital Statement 4.17(b) Tax Sharing Agreements 4.16(c)(iiiSeller Preamble Seller Entities 4.18 Seller Group 4.05(a) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(aSeller Indemnitees 9.03(a)
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Other Defined Terms. In addition, the The following capitalized terms shall have the meanings ascribed to them are defined in this Agreement in the corresponding section of this AgreementSection indicated below: Term Section Action 7.04(a1060 Forms 3.2 Acquisition Recitals Assumed Liabilities 2.2(a) Adjusted Stock Option 2.10(aBuyer Preamble Claim Notice 11.3(a) Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 8.1 Closing Date 2.02 Code Recitals 8.1 COBRA 4.12(d) Company Preamble Company Acquisition Proposal 8.03(e)(iDisclosure Schedule Article Company Financial Statements 4.7(b) Company Adverse Recommendation Change 8.03(e)(iiPlans 4.12(a) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(a) Company Board Recommendation 4.02(b) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(bRegistered IP 4.14(c) Company SEC Documents 4.07(a4.7(a) Company Securities 4.05(bConfidential Information 4.14(p) Company Stock Option 2.10(aConsents 2.4 Consultant Proprietary Information Agreement 4.14(p) Company Stockholder Approval 4.02(aEmployee Proprietary Information Agreement 4.14(p) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(bEscrow Agreement 8.4 Escrow Period 11.2(b) Company Superior Proposal 8.03(e)(ivExcluded Assets 2.1(b) Excluded Contracts 2.1(b)(v) Excluded Liabilities 2.2(b) FS Business Recitals FS Business IP 4.14(b) Government R&D Contracts Business Recitals In-Licensed IP 4.14(h) Indemnified Party 11.2(a) Integration and Government Business Use License Agreement Recitals Key Employee Offer Letters Recitals Losses 11.2(a) License Agreement Recitals Non-Competition Laws 4.03 Continuation Period 7.06(a6.5(a) Contract 4.04 D&O Insurance 7.04(cNon-Solicitation and Confidentiality Agreement Recitals Offer Letter 6.9(a) Effective Time 2.03 End Date 10.01(b)(iPatent License Agreement Recitals Patents 4.14(b) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property Patents and Technology Licensing Business Recitals Products 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(iPublic Software 4.14(i) Parent Adverse Recommendation Change 8.04(e)(iiPurchase Price 3.1 Purchase Price Allocation 3.2 QSG 6.4(b) Parent Alternative Acquisition Records 2.1(a)(iii) Related Persons 4.17 Release Date 11.5 Services Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Tangible Personal Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i2.1(a)(vi) Tax Return 4.16(c)(iiProceeding 7.1 Termination Date 10.1(b) Tax Sharing Agreements 4.16(c)(iiiThird Party Claims 11.3(d) Taxing Authority 4.16(c)(iTransfer Taxes 7.2 Transferred Assets 2.1(a) Termination Fee 10.03(f)(ii) Transaction Litigation 8.09 U.S. Company Plan 4.17(aViolation 4.4 WARN 4.13(b)
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Other Defined Terms. In addition, the The following capitalized terms shall have the meanings ascribed to them are defined in this Agreement in the corresponding section of this AgreementSection indicated below: Term Section Action 7.04(a) Adjusted Stock Option 2.10(a) Agreement Preamble Alternative Acquisition Agreement 8.03(a) Book-Entry Shares 2.05(c) Certificate 2.05(c) Certificate of Merger 2.03 Assumed Liabilities 2.3 Closing 2.02 8.1 Closing Date 2.02 Code 8.1 Closing Inventory Value 3.2(a) Closing Payment 3.1(a) Consents 2.6 Deferred Payments 3.1(b) Direct Claim 10.3(c) Dispute Notice 3.2(b) Excluded Assets 2.2 Excluded Liabilities 2.4 First Deferred Payment 3.1(b) Foundry Services Agreement Recitals Company In-Licenses 4.9(g) Indemnification Cap 10.5(b Indemnifying Party 10.3(a) Independent Accounting Firm 3.2(c) Nondisclosure Agreement 6.4 Notice of Claim 10.3(c) Objection Notice 10.3(c) Out-Licenses 4.9(l) Pre-Closing Period 6.1 Product License Agreement Recitals Purchase Price 3.1 Purchase Price Allocation 3.4(a) Purchaser Preamble Company Acquisition Proposal 8.03(e)(iPurchaser Losses 10.1 Restricted Business 6.6(a) Company Adverse Recommendation Change 8.03(e)(iiRestricted Period 6.6(a) Company Balance Sheet 4.11 Company Balance Sheet Date 4.10(aSecond Deferred Payment 3.1(b) Company Board Recommendation 4.02(bSeller Preamble Seller Fundamental Representations 10.4 Seller Losses 10.2 Seller Statement 3.2(a) Company Capitalization Date 4.05(a) Company Disclosure Letter Article 4 Company Indemnified Party 7.04(a) Company Intervening Event 8.03(e)(iii) Company Material Contract 4.19(a) Company Plan 4.17(a) Company Real Property 4.14(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(a) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a) Registration Statement 4.09 Release 4.18(g)(iv) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(a) Securities Act 4.03 Surviving Corporation 2.01 Tax 4.16(c)(i) Tax Return 4.16(c)(ii) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(iTarget Inventory Value 3.2(f) Termination Fee 10.03(f)(iiDate 9.1(b) Transaction Litigation 8.09 U.S. Company Plan 4.17(aThird-Party Claim 10.3(a)
(a) Transferred Assets 2.1 Transferred Contracts 2.1(g) Transferred Copyable Technology 2.1(e) Transferred Inventory 2.1(a) Transferred IP 2.1(d) Transferred Non-Copyable Technology 2.1(f) Transferred Other IP 2.1(d) Transferred Patents 2.1(c) Transferred Permits 2.1(h) Transferred Tangible Assets 2.1(b) Transferred Technology 2.1(f) Transition Services Agreement Recitals
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Other Defined Terms. In addition, the The following terms shall have the meanings ascribed to them are defined in the corresponding section of this Agreement: Term Section Action 7.04(asections indicated. Accounts Receivable 1.1(b) Adjusted Stock Option 2.10(aAcquired Assets 1.1 Adjustment Escrow Account 1.5(d)(ii) Amendment 2.2(w) Agreement Preamble Alternative Acquisition preamble Assumed Contracts 1.1(e) Assumed Liabilities 1.3 Bill of Sale 2.2(c) Business Support Services Agreement 8.03(arecitals CARES Act Funds 3.23 CARES Act Programs 3.23 Cap 6.3(b) Book-Entry Shares 2.05(cClaim Notice 6.5(a) Certificate 2.05(c) Certificate of Merger 2.03 Closing 2.02 2.1 Closing Date 2.02 Code Recitals Company Preamble Company Acquisition Proposal 8.03(e)(i2.1 Closing Date Statement 1.9(a) Company Adverse Recommendation Change 8.03(e)(iiClosing Payment 1.5(b) Company Balance Sheet 4.11 Company Balance Sheet CMIO Employment Agreement 2.2(v) Copyrights 1.1(h) Effective Date 4.10(apreamble Employee Benefit Plans 3.19(b) Company Board Recommendation 4.02(bEscrow Agent 1.5(d)(ii) Company Capitalization Date 4.05(aEscrow Agreements 2.2(b) Company Disclosure Letter Article 4 Company Estimate Certificate 1.5(c) Estimated Cash 1.5(c) Estimated Closing Payment 1.5(c) Estimated Indebtedness 1.5(c) Estimated Indebtedness-Like Items 1.5(c) Estimated Net Working Capital 1.5(c) Estimated Transaction Expenses 1.5(c) Excluded Assets 1.2 Excluded Liabilities 1.4 Feifel preamble Feifel Personal Effects 1.2(k) Financial Statements 3.5(a)(ii) Government Receivables 1.1 Health Information Laws 3.12(j) Healthcare Provider 3.12(a) HIPAA 3.12(j) HIPAA Regulations 3.12(j) Holdco preamble Improvements 3.9(d) Indemnified Party 7.04(a6.4(a) Company Intervening Event 8.03(e)(iiiIndemnifying Party 6.4(a) Company Indemnity Escrow Account 1.5(c)(iii) Indemnity Escrow Release Date 6.6(b) Intellectual Property 1.1(h) Intellectual Property Assets 1.1(h) Intellectual Property Assignment 2.2(d) Interim Financials 3.5(a)(i) Interim Period 2.5 IRS 3.19(d) Lease Assignments 2.2(e) Legacy Policies 5.10(a) Material Contract 4.19(aContracts 3.4(a) Company Plan 4.17(aNon-Tipping Basket 6.3(a) Company Notice 8.3 NPIs 1.2(g) Objection Notice 1.9(b) Objection Period 1.9(b) Overpayment Amount 1.9(d)(ii) Parent preamble Parties preamble Payoff Letters 2.2(k) Pending Claims 6.6(b) Permits 3.11(b) Pre-Closing Reorganization recitals Practice preamble Privacy Agreements 3.12(k) Purchase Price Allocation Schedule 1.7(b) Purchased Assets recitals Purchaser preamble Purchase Price 1.5(a) Purchaser Indemnitees 6.2 Purchaser preamble Purchaser Plans 5.6(b) Real Property 4.14(a3.9(a) Company Restricted Share 2.10(b) Company SEC Documents 4.07(a) Company Securities 4.05(b) Company Stock Option 2.10(a) Company Stockholder Approval 4.02(a) Company Stockholder Meeting 6.02 Company Subsidiary Securities 4.06(b) Company Superior Proposal 8.03(e)(iv) Competition Laws 4.03 Continuation Period 7.06(a) Contract 4.04 D&O Insurance 7.04(c) Effective Time 2.03 End Date 10.01(b)(i) Environmental Claim 4.18(g)(i) Environmental Law 4.18(g)(ii) ERISA 4.17(a) ERISA Affiliate 4.17(b) Exchange Agent 2.08(a) Exchange Ratio 2.05(b) Exchanged Amounts 2.08(b)(i) Foreign Company Plan 4.17(a) Fractional Share Cash Amount 2.07(b) GAAP 4.06(c) Hazardous Substance 4.18(g)(iii) HSR Act 4.03 Intellectual Property Rights 4.15(a) internal controls 4.07(b) Joint Proxy Statement 4.09 Licensed Intellectual Property Rights 4.15(b) Liens 4.06(b) Merger 2.01 Merger Consideration 2.05(b) Merger Fund 2.08(a) Merger Sub Preamble Multiemployer Plan 4.17(b) Order 4.04 Owned Intellectual Property Rights 4.15(b) Owned Real Property 4.14(aLaws 3.9(e) Parent Preamble Parent Acquisition Proposal 8.04(e)(i) Parent Adverse Recommendation Change 8.04(e)(ii) Parent Alternative Acquisition Agreement 8.04(a) Parent Balance Sheet 5.11 Parent Board Recitals Parent Board Recommendation 5.02(b) Parent Capitalization Date 5.05(a) Parent Disclosure Letter Article 5 Parent Excess Shares 2.07(b) Parent Intervening Event 8.04(e)(iii) Parent Plans 7.06(b) Parent SEC Documents 5.07(a) Parent Securities 5.05(b) Parent Shares Trust 2.07(b) Parent Stock 5.05(a) Parent Stock Issuance Recitals Parent Stockholder Approval 5.02(a) Parent Stockholder Meeting 5.02(a) Parent Subsidiary Securities 5.06(b) Parent Superior Proposal 8.04(e)(iv) Parties Preamble Party Preamble Permitted Liens 4.06(c) Premium Cap 7.04(c) Proceedings 4.13 Real Property Leases 4.14(a3.9(a) Registration Statement 4.09 Release 4.18(g)(ivReferral Firm 1.9(b) Representatives 5.14 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.07(aRelevant Entities recitals Restricted Territory 5.2(a) Securities Act 4.03 Surviving Corporation 2.01 Restrictive Covenants 5.2(d) Rollover Amount 1.6 Rollover Equity Units 1.6 Rollover and Joinder Agreement 1.6 SBA 1.4(c) Seller preamble Seller Parties preamble Seller Party Indemnitors 6.2 Shortfall Amount 1.9(d)(iii) Software 1.1(h) Specifically Excluded Assets 1.2(j) Straddle Period 7.1 Tax 4.16(c)(iControversies 7.3 Third Party Claim 6.5(a) Tax Return 4.16(c)(iiThird Party Intellectual Property 3.10(a) Tax Sharing Agreements 4.16(c)(iii) Taxing Authority 4.16(c)(i) Termination Fee 10.03(f)(iiTrademarks 1.1(h) Transaction Litigation 8.09 U.S. Company Plan 4.17(a)Expense Invoices 2.2(l) Transferring Employee 5.6(a) Transition Date 5.6(a) Transfer Taxes 7.3 Value Per Rollover Unit 1.6 [Remainder of page intentionally left blank]
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Sources: Asset Purchase and Contribution Agreement (NRX Pharmaceuticals, Inc.)