Ownership of Records. All records required to be maintained and preserved by each Portfolio pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") under section 31(a) of the 1940 Act and maintained and preserved by the Administrator on behalf of such Portfolio are the property of such Portfolio and shall be surrendered by the Administrator promptly on request by the Portfolio; provided, that the Administrator may at its own expense make and retain copies of any such records.
Appears in 8 contracts
Sources: Administration Agreement (Neuberger Berman Advisers Management Trust), Administration Agreement (Neuberger Berman Advisers Management Trust), Administration Agreement (Neuberger Berman Advisers Management Trust)
Ownership of Records. All records required to be maintained and preserved by each Portfolio the Portfolios pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") SEC under section Section 31(a) of the 1940 Act and maintained and preserved by the Administrator Manager on behalf of such Portfolio the Portfolios are the property of such Portfolio the Portfolios and shall be surrendered by the Administrator Manager promptly on request by the PortfolioPortfolios; provided, that the Administrator Manager may at its own expense make and retain copies of any such records.
Appears in 7 contracts
Sources: Master Business Management and Investment Advisory Agreement (Waddell & Reed Financial Inc), Fund Services Agreement (Aegis Value Fund Inc), Master Business Management and Investment Advisory Agreement (Ivy Fund)
Ownership of Records. All records required to be maintained and preserved by each Portfolio the Portfolios pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") under section Section 31(a) of the 1940 Act and maintained and preserved by the Administrator Manager on behalf of such Portfolio the Portfolios are the property of such Portfolio the Portfolios and shall be surrendered by the Administrator Manager promptly on request by the PortfolioPortfolios; provided, that the Administrator Manager may at its own expense make and retain copies of any such records.
Appears in 4 contracts
Sources: Management Agreement (Neuberger Berman Advisers Management Trust), Management Agreement (Neuberger Berman Advisers Management Trust), Management Agreement (Neuberger Berman Advisers Management Trust)
Ownership of Records. All records required to be maintained and preserved by each the Portfolio pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") under section Section 31(a) of the 1940 Act and maintained and preserved by the Administrator manager on behalf of such the Portfolio are the property of such the Portfolio and shall will be surrendered by the Administrator Manager promptly on request by the Portfolio; provided. The Manager may retain, that the Administrator may at its own expense make and retain for itself, copies of any all such records.
Appears in 4 contracts
Sources: Investment Advisory Agreement (Smith Breeden Trust), Investment Advisory Agreement (Smith Breeden Trust), Investment Advisory Agreement (Smith Breeden Trust)
Ownership of Records. All records required to be maintained and preserved by each Portfolio the Portfolios pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("“SEC"”) under section Section 31(a) of the 1940 Act and maintained and preserved by the Administrator Manager on behalf of such Portfolio the Portfolios are the, properly of the property of such Portfolio Portfolios and shall be surrendered by the Administrator Manager promptly on request by the PortfolioPortfolios; provided, that the Administrator Manager may at its own expense make and retain copies of any such records.
Appears in 4 contracts
Sources: Management Agreement (Neuberger Berman Advisers Management Trust), Management Agreement (Neuberger Berman Advisers Management Trust), Management Agreement (Neuberger Berman Advisers Management Trust)
Ownership of Records. All records required to be maintained and preserved by each Portfolio the Funds pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") SEC under section Section 31(a) of the 1940 Act and maintained and preserved by the Administrator Manager on behalf of such Portfolio the Funds are the property of such Portfolio the Funds and shall be surrendered by the Administrator Manager promptly on request by the PortfolioFunds; provided, that the Administrator Manager may at its own expense make and retain copies of any such records.
Appears in 3 contracts
Sources: Fund Services Agreement (Aegis Funds), Master Business Management Agreement (Ivy Fund), Master Business Management Agreement (Ivy Fund)
Ownership of Records. All records required to be maintained and preserved by each Portfolio pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("“SEC"”) under section 31(a) of the 1940 Act and maintained and preserved by the Administrator on behalf of such Portfolio are the property of such Portfolio and shall be surrendered by the Administrator promptly on request by the Portfolio; provided, that the Administrator may at its own expense make and retain copies of any such records.
Appears in 2 contracts
Sources: Administration Agreement (Neuberger Berman Advisers Management Trust), Administration Agreement (Neuberger Berman Advisers Management Trust)
Ownership of Records. All records required to be maintained and preserved by each Portfolio the Portfolios pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") under section Section 31(a) of the 1940 Act and maintained and preserved by the Administrator Manager on behalf of such Portfolio the Portfolios are the, properly of the property of such Portfolio Portfolios and shall be surrendered by the Administrator Manager promptly on request by the PortfolioPortfolios; provided, that the Administrator Manager may at its own expense make and retain copies of any such records.
Appears in 1 contract
Sources: Management Agreement (Neuberger Berman Advisers Management Trust)
Ownership of Records. All records required to be maintained and preserved by each Portfolio the Portfolios pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") SEC under section Section 31(a) of the 1940 Act and maintained and preserved by the Administrator Manager on behalf of such Portfolio the Portfolios are the property of such Portfolio the Portfolios and shall be surrendered by the Administrator Manager promptly on request by the PortfolioPortfolios; providedPROVIDED, that the Administrator Manager may at its own expense make and retain copies of any such records.
Appears in 1 contract
Sources: Master Business Management and Investment Advisory Agreement (Ivy Fund)
Ownership of Records. All records required to be maintained and preserved by each Portfolio the Portfolios pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") under section Section 31(a) of the 1940 Act and maintained and preserved by the Administrator Manager on behalf of such Portfolio the Portfolios are the property of such Portfolio the Portfolios and shall be surrendered by the Administrator Manager promptly on request by the PortfolioPortfolios; provided, that the Administrator Manager may at its own expense make and retain copies of any such records.
Appears in 1 contract
Sources: Management Agreement (Neuberger Berman Advisers Management Trust)
Ownership of Records. All records required to be maintained and preserved by each Portfolio the Portfolios pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("“SEC"”) under section Section 31(a) of the 1940 Act and maintained and preserved by the Administrator Manager on behalf of such Portfolio the Portfolios are the property of such Portfolio the Portfolios and shall be surrendered by the Administrator Manager promptly on request by the PortfolioPortfolios; provided, that the Administrator Manager may at its own expense make and retain copies of any such records.
Appears in 1 contract
Sources: Management Agreement (Neuberger Berman Advisers Management Trust)
Ownership of Records. All records required to be maintained and preserved by each Portfolio the Funds pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") SEC under section Section 31(a) of the 1940 Act and maintained and preserved by the Administrator Manager on behalf of such Portfolio the Funds are the property of such Portfolio the Funds and shall be surrendered by the Administrator Manager promptly on request by the PortfolioFunds; providedPROVIDED, that the Administrator Manager may at its own expense make and retain copies of any such records.
Appears in 1 contract